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City National Rochdale, LLC 
 NY
  SEC # 1009289


        
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163  SEC Filings
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  from  5/13/99  to  2/14/24  (6 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  City National Rochdale, LLC 

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Forms
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, Documents
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& Exhibits
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 in  147 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/14/2413F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management
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44
2/14/23 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 21
8/25/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 13
1/23/20 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 7
2/12/13 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management
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62

Additional Exhibits: 
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2/14/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 3

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


6 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/14/2412/31/23  2,529 of 29,380  $22,364,581  
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Royal Bank of Canada
10/20/239/30/23  NA of 199  NA  
 OR
 
My Legacy Advisors, LLC
7/24/236/30/23  21 of 110  $34  
 NY
 
WealthOne, LLC [ formerly Wealthpoint, LLC ]
11/12/219/30/21  46 of 283  $2  
 AL
 
Waverly Advisors, LLC [ formerly WA Asset Management, LLC ]
7/28/206/30/20  28 of 219  $54  
 OR
 
Matisse Capital
10/29/159/30/15  851 of 1,648  $8,735  
 CA
 
City National Bank


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2024 1
2023 6
2022 6
2021 13
2020 12
2019 5
2018 8
2017 8
2016 7
2015 5
2014 5
2013 4
2012 4
2011 9
2010 6
2009 4
2008 18
2007 6
2006 4
2005 4
2004 5
2003 5
2002 6
2001 4
2000 4
1999 4

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