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D.E. Shaw & Co., L.P.
NY
SEC # 1009268
22 Related Registrants:
Same IRS #: D E Shaw & Co. LP/Adv — 9/24/03 — SEC # 1076278
Shaw David E — 3/18/24 — SEC # 1023870
D.E. Shaw & Co., L.L.C. — 3/4/24 — SEC # 1277502
D.E. Shaw Adviser, L.L.C. — 2/14/24 — SEC # 1599349
D.E. Shaw Manager II, L.L.C. — 2/14/24 — SEC # 1638708
D.E. Shaw Valence Portfolios, L.L.C. — 2/14/24 — SEC # 1294704
D.E. Shaw Adviser II, L.L.C. — 11/20/23 — SEC # 1569653
D.E. Shaw Galvanic Portfolios, L.L.C. — 11/20/23 — SEC # 1638707
D.E. Shaw Oculus Portfolios, L.L.C. — 9/11/23 — SEC # 1327537
More than a Year ago:
D.E. Shaw CF-SP Franklin, L.L.C. — 5/17/18 — SEC # 1627401
D.E. Shaw CH-SP Franklin, L.L.C. — 5/17/18 — SEC # 1627404
D.E. Shaw Direct Capital, L.L.C. — 5/29/15 — SEC # 1561691
DC Funding SPV 2, L.L.C. — 5/29/15 — SEC # 1561692
D.E. Shaw Synoptic Portfolios 5, L.L.C. — 2/14/12 — SEC # 1537256
D.E. Shaw Laminar Portfolios, L.L.C. — 6/14/10 — SEC # 1263972
D.E. Shaw Composite Side Pocket Series 5, L.L.C. — 4/7/10 — SEC # 1488239
Laminar Direct Capital, L.L.C. — 4/7/10 — SEC # 1427640
D.E. Shaw Laminar Acquisition Holdings 3, L.L.C. — 7/16/08 — SEC # 1414101
D.E. Shaw Synoptic Portfolios 2, L.L.C. — 11/20/07 — SEC # 1419081
D.E. Shaw Composite Side Pocket Series 1, L.L.C. — 3/23/07 — SEC # 1393795
eToys Direct, Inc. — 3/23/07 — SEC # 1394279
D.E. Shaw Investment Management, L.L.C. — 4/4/06 — SEC # 1335794
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Registrant
About
Filings
Files
Relationships
Names
Topics
Web
721 SEC Filings
from 5/25/99 to 3/18/24
(
Last Week
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘SC 13G’ — Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G
—
Filed as:
Offerer / Owner
—
Re:
Altice USA, Inc.
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D.E. Shaw & Co., L.P.
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Details...
Forms
, Documents
&
Exhibits
in
720 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
3/18/24
SC 13G
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Passive” Investors
—
Schedule 13G
479
2/14/24
13F-NT
Ownership:
Quarterly Holdings Notices by Money Managers
—
Form 13F
—
Assets Under Management
97
10/5/23
SC 13D
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Active” Investors
—
Schedule 13D
22
9/11/23
3
Ownership:
Initial Statements of Beneficial Ownership of Securities by Insiders
—
Form 3
31
8/7/23
PX14A6G
Proxy:
Notices of Exempt Non-Management Proxy Solicitations
4
11/29/21
OLD
40-6B
Registration:
Applications for Exemption Orders by Employees’ Investment Companies
OLD
2
5/17/18
OLD
4
Ownership:
Statements of Changes in Beneficial Ownership of Securities by Insiders
—
Form 4
OLD
82
2/14/12
OLD
5
Ownership:
Annual Statement of Changes in Beneficial Ownership of Securities by an Insider
—
Form 5
OLD
1
2/14/06
OLD
13F-HR
Ownership:
Quarterly Holdings and Combination Reports by Money Managers
—
Form 13F
OLD
—
Assets Under Management
3
General Exhibits:
9/11/23
EX-24
Powers of Attorney
66
2/14/23
OLD
EX-3
Articles of Incorporation/Organization and Bylaws
OLD
10
2/14/23
OLD
EX-2
Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions
OLD
59
2/14/23
OLD
EX-1
Underwriting Agreements
(and mislabeled “1
st
Exhibits”)
OLD
97
5/1/08
OLD
EX-4
Instruments, Including Indentures, Defining the Rights of Security Holders
OLD
3
Additional Exhibits:
3/18/24
EX-99
Miscellaneous Exhibits, such as Press Releases
1,012
Graphics:
8/7/23
GRAPHIC
Photos, Images and Graphs
129
History as a Money Manager:
Assets Under Management
·
Related Money Managers
1
Related Manager
who also Reported Holdings for this Manager
As Of
Quarter
(Ended)
Holdings
Form 13F
Assets
(Millions)
Reporting Manager
Manager with whom Investment Discretion is Shared
2/14/24
12/31/23
5,506
of
5,506
$68,398,624
NY
D.E. Shaw & Co., Inc.
No Forms
nor
Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2024
22
2023
59
2022
53
2021
76
2020
57
2019
46
2018
31
2017
32
2016
29
2015
33
2014
18
2013
15
2012
10
2011
9
2010
15
2009
26
2008
59
2007
49
2006
39
2005
17
2004
8
2003
4
2002
4
2001
4
2000
4
1999
2
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