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Sierra Monitor Corp./CA 
 CA
  SEC # 100625


        
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429  SEC Filings
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  from  11/14/95  to  5/23/19  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 5/20/19 — Filed re:  Issuer / Subject Company — Filed by:  DeMont Ross D 
 
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notifications of all
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Filings
involving  Sierra Monitor Corp./CA 

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Forms
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, Documents
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& Exhibits
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 in  252 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
5/21/19 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
5/21/19 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 4
5/21/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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105

8-K Items: 
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3/29/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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3
5/16/14 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
5/21/19 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
7/26/18 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 47
5/21/19 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
5/21/19 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
12/7/06 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
5/21/19 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
5/21/19 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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14
5/21/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
5/15/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 7
3/29/19 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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11
3/29/19 OLD
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  Events: 
Other Events — Item 8.01  OLD 18
5/21/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 93

5/15/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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40
4/29/19 OLDDEFM14CProxy:  Definitive Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD 1
4/26/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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14
4/23/19 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 6
4/18/19 OLDPREM14CProxy:  Preliminary Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD 1
4/16/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 14
5/11/17 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
12/13/16 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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3
10/13/16 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
5/14/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 32
3/26/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 12
2/14/06 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
4/25/05 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 10
3/28/02 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 2

General Exhibits: 
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5/21/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 7
4/23/19 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 6
4/1/19 OLDEX-23Consents of Experts and Counsel  OLD 29
3/29/19 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
10/18/17 OLDEX-10Material Contracts  OLD 17
10/13/16 OLDEX-5Opinions of Counsel re: Legality  OLD 4
3/26/03 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3

Additional Exhibits: 
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3/29/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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86

Financials: 
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5/15/19 OLDEX-31Certifications — §302 – SOA’02  OLD 129
5/15/19 OLDEX-32Certifications — §906 – SOA’02  OLD 91
5/15/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,034
5/15/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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39
5/15/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 192
5/15/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
32
1/6/03 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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21
11/10/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 9

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3/29/19 OLDGRAPHICPhotos, Images and Graphs  OLD 59


Forms
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, Documents
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& Exhibits
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 in  177 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
5/23/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 122
4/29/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 40
8/20/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 8

Letters: 
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12/21/16 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC7

Additional Exhibits: 
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8/18/16 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2019 26
2018 29
2017 49
2016 22
2015 26
2014 30
2013 16
2012 26
2011 23
2010 21
2009 12
2008 32
2007 28
2006 16
2005 10
2004 6
2003 8
2002 7
2001 5
2000 6
1999 6
1998 9
1997 7
1996 8
1995 1

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