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Entertainment Gaming Asia Inc. 
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  SEC # 1004673


        
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763  SEC Filings
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  from  7/16/97  to  7/5/17  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Entertainment Gaming Asia Inc. 

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Forms
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, Documents
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& Exhibits
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 in  461 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/5/17 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 11
7/3/17 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
6/30/17 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 9
6/30/17 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 4
6/22/17 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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208

8-K Items: 
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5/17/16 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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48
12/28/16 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
6/22/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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6
5/4/17 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 31
4/25/08 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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9
1/21/14 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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3
6/22/17 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
12/21/07 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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19
6/22/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
1/9/09 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
8/14/07 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
12/1/14 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
5/4/16 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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25
2/26/15 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
11/23/16 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 7
11/25/13 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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20
6/22/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 30
6/22/17 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 105

5/26/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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18
5/19/17 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statement — Schedule 14D-9  OLD 1
5/15/17 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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29
4/11/17 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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12
3/31/17 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
10/24/16 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 17
10/14/16 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 8
6/28/16 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 4
6/17/16 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 6
9/30/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 4
12/10/14 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 5
10/30/14 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 4
10/24/14 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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3
1/2/13 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
12/28/12 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
12/28/12 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
7/26/11 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 12
4/6/11 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
3/4/10 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
11/16/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 9
11/14/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 41
11/13/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 17
6/14/07 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD 1
11/15/06 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 4
7/27/05 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
7/26/05 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
6/28/05 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
5/11/04 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
5/6/04 OLDCERTAMXTrading:  Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD 1
12/9/03 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 17
4/23/99 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

Letters: 
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6/22/05 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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5/15/17 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 17
4/11/17 OLDEX-23Consents of Experts and Counsel  OLD 68
4/11/17 OLDEX-21Subsidiaries Lists  OLD 18
8/15/16 OLDEX-10Material Contracts  OLD 189
10/15/14 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
8/13/14 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 10
8/13/14 OLDEX-5Opinions of Counsel re: Legality  OLD 31
5/2/05 OLDEX-14Codes of Ethics  OLD 2
2/15/05 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 7
11/12/03 OLDEX-24Powers of Attorney  OLD 10
3/26/99 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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6/22/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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177

Financials: 
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5/15/17 OLDEX-31Certifications — §302 – SOA’02  OLD 148
5/15/17 OLDEX-32Certifications — §906 – SOA’02  OLD 75
5/15/17 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,861
5/15/17 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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33
5/15/17 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 150
5/15/17 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
25
1/9/09 OLDEX-16Letters re: Changes in Accountants  OLD 6
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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27

Graphics: 
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6/22/17 OLDGRAPHICPhotos, Images and Graphs  OLD 604


Forms
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, Documents
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& Exhibits
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 in  304 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
6/22/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 151
6/22/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 72
6/21/17 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
6/14/17 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 8
5/19/17 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statement — Schedule 14D-9  OLD 1
10/9/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 26
10/9/15 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 15
2/17/09 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 15
6/14/07 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD 1

Letters: 
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5/24/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC18

General Exhibits: 
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9/20/07 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
9/20/07 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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6/22/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 26

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5/23/17 OLDGRAPHICPhotos, Images and Graphs  OLD 18


        

Filings History

Year    # of Filings
In descending order
2017 49
2016 27
2015 21
2014 39
2013 24
2012 26
2011 35
2010 30
2009 36
2008 54
2007 86
2006 34
2005 66
2004 37
2003 70
2002 13
2001 33
2000 35
1999 28
1998 17
1997 3

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