“Martin A. Sumichrast”

As a Name:  Registrant, Group Member and/or Signatory

        

Latest Filing:  3/13/23  as  ↓Signatory

As:  Registrant

        

As:  Group Member  (Co-Filer Non-Registrant:  Partner, Affiliate, etc.)

“Martin A. Sumichrast” has been a Group Member with  3  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
2/28/17		NC	Sumichrast Martin A.	1	SC 13G	CA	SRAX, Inc.
3/10/15		NC	Siskey Richard C	2	SC 13G/A	NJ	Sonnet BioTherapeutics Holdings, Inc.
12/11/00		NC	Belle Holdings Inc.	2	SC 13D/A	NC	Global Capital Partners Inc.

“Martin A. Sumichrast” has/had a Group Member interest in  3  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
2/28/17		CA	SRAX, Inc.	2	SC 13G	NC	Sumichrast Martin A.
3/10/15		NJ	Sonnet BioTherapeutics Holdings, Inc.	1	SC 13G/A	NC	Siskey Richard C
12/11/00		NC	Global Capital Partners Inc.	2	SC 13D/A	NC	Belle Holdings Inc.

“Martin A. Sumichrast” has been a Group Member with  10  other Group Members:

As Of	Group Member			Filings       #        Latest		With Filer     (Primary)		Issuer     (Primary)
2/28/17		•	Carolina Preferred Technology Investments, LLC	2	SC 13G	NC	Sumichrast Martin A.	CA	SRAX, Inc.
		•	Siskey Capital Opportunity Fund, LLC	3
		•	Stone Street Partners Opportunity Fund II, LLC	1
		•	Stone Street Partners, LLC	1
3/10/15		NC	Richard C. Siskey	2	SC 13G/A	NC	Siskey Richard C	NJ	Sonnet BioTherapeutics Holdings, Inc.
		•	Siskey Capital Opportunity Fund II, LLC	2
		NC	Siskey Capital, LLC	2
11/21/14		•	Siskey Industries, LLC	1	SC 13G	NC	Siskey Richard C	CA	SRAX, Inc.
		NC	Tsi Holdings, LLC	1
12/11/00		NC	Belle Holdings, Inc.	2	SC 13D/A	NC	Belle Holdings Inc.	NC	Global Capital Partners Inc.

As:  Signatory  (Director, Officer, Attorney, Accountant, Banker, Agent, etc.)

“Martin A. Sumichrast” has been a Signatory for/with  9  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
3/13/23		WA	Ogilvie Bruce Airlie III	1	SC 13D	FL	Alliance Entertainment Holding Corp.
3/13/23		FL	Walker Jeffrey Clinton	1	SC 13D	FL	Alliance Entertainment Holding Corp.
3/13/23		FL	Ogilvie Bruce A Jr.	1	SC 13D	FL	Alliance Entertainment Holding Corp.
8/11/22		FL	Alliance Entertainment Holding Corp.	20	10-Q	—
6/14/22		NC	cbdMD, Inc.	12	8-K/A	—
10/28/21		NC	Barings Funds Trust	3	485BPOS	—
3/1/17		NC	Barings Global Short Duration High Yield Fund	1	NSAR-B	—
12/3/14		NC	Sumichrast Martin A.	2	4	CA	SRAX, Inc.
1/10/02		MD	Sumichrast Martin A	13	4	NC	Global Capital Partners Inc.

“Martin A. Sumichrast” has/had a Signatory interest in  4  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
3/13/23		FL	Alliance Entertainment Holding Corp.	3	SC 13D	WA	Ogilvie Bruce Airlie III
12/3/14		CA	SRAX, Inc.	2	4	NC	Sumichrast Martin A.
1/10/02		NC	Global Capital Partners Inc.	12	4	MD	Sumichrast Martin A
8/2/99		CA	Addison Davis Diagnostics	1	3	MD	Sumichrast Martin A