“Adam Stern”

As a Name:  Registrant, Group Member and/or Signatory

        

Latest Filing:  4/12/24  as  ↓Signatory

        

As:  Group Member  (Co-Filer Non-Registrant:  Partner, Affiliate, etc.)

“Adam Stern” has been a Group Member with  2  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
7/19/10		NY	BAM Management LLC	1	SC 13G	NJ	Genta Inc. De
5/19/10		NY	BAM Opportunity Fund, L.P.	4	SC 13G/A	CA	Medivation, Inc.

“Adam Stern” has/had a Group Member interest in  5  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
7/19/10		NJ	Genta Inc. De	1	SC 13G	NY	BAM Management LLC
5/19/10		CA	Medivation, Inc.	1	SC 13G/A	NY	BAM Opportunity Fund, L.P.
5/19/10		CA	Oncotelic Therapeutics, Inc.	1	SC 13G/A	NY	BAM Opportunity Fund, L.P.
5/18/10			Alterity Therapeutics Ltd.	1	SC 13G/A	NY	BAM Opportunity Fund, L.P.
5/18/10		NJ	Soligenix, Inc.	1	SC 13G/A	NY	BAM Opportunity Fund, L.P.

“Adam Stern” has been a Group Member with  12  other Group Members:

As Of	Group Member			Filings       #        Latest		With Filer     (Primary)		Issuer     (Primary)
7/19/10		NY	Am Investment Partners, LLC	5	SC 13G	NY	BAM Management LLC	NJ	Genta Inc. De
		NY	Bam Opportunity Fund SPV, LLC	4
		NY	Mark Friedman	5
		NJ	Mintz Hal	5
		TX	Ross Berman	5
5/19/10		•	Am Investment General Partner, LLC	1	SC 13G/A	NY	BAM Opportunity Fund, L.P.	CA	Medivation, Inc.
		•	Am Investment Partners GP, Ltd.	1
		•	Am Master Fund III, LP	1
		NY	Bam Capital, LLC	3
		NY	Bam Management, LLC	4
		NY	Bam Offshore Management, LLC	1
		•	Bam Total Return Master Fund, Ltd.	1

As:  Signatory  (Director, Officer, Attorney, Accountant, Banker, Agent, etc.)

“Adam Stern” has been a Signatory for/with  7  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
4/12/24		CA	Organovo Holdings, Inc.	5	S-1	—
3/28/24		NY	DarioHealth Corp.	6	10-K	—
12/22/23		CA	Super League Enterprise, Inc.	3	8-K	—
11/1/23		NY	Western Acquisition Ventures Corp.	5	S-4/A	—
10/21/22		PA	Orchestra BioMed Holdings, Inc.	1	S-4/A	—
11/12/20		PA	Hydrofarm Holdings Group, Inc.	1	S-1	—
9/17/20		NY	Stern Adam K	4	4	CA	Organovo Holdings, Inc.

“Adam Stern” has/had a Signatory interest in  2  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
9/17/20		CA	Organovo Holdings, Inc.	2	4	NY	Stern Adam K
12/12/11		MA	Invivo Therapeutics Holdings Corp.	2	4	NY	Stern Adam K