“Heights Capital Management, Inc.”

a.k.a.:  “Heights Capital Management Inc.”,  “Heights Capital Management, Inc”

As a Name:  Registrant, Group Member and/or Signatory

        

Latest Filing:  4/22/24  as  ↓Signatory

As:  Registrant

        

As:  Group Member  (Co-Filer Non-Registrant:  Partner, Affiliate, etc.)

“Heights Capital Management, Inc.” has been a Group Member with  4  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
4/9/24			CVI Investments, Inc.	438	SC 13G	NY	Protara Therapeutics, Inc.
2/14/22		PA	SIG Asia Investment, LLLP	9	SC 13G/A		FinVolution Group
2/12/16			Capital Ventures International	197	SC 13G/A		JA Solar Holdings Co., Ltd.
7/13/99		CA	Heights Capital Management, Inc.	2	SC 13G	MN	Identix Inc.

“Heights Capital Management, Inc.” has/had a Group Member interest in  247  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
4/9/24		NY	Protara Therapeutics, Inc.	1	SC 13G		CVI Investments, Inc.
4/4/24			Renalytix plc	1	SC 13G		CVI Investments, Inc.
2/16/24		NC	Tenax Therapeutics, Inc.	1	SC 13G		CVI Investments, Inc.
2/14/24		CO	Enservco Corp.	2	SC 13G/A		CVI Investments, Inc.
2/14/24			Bitfarms Ltd.	2	SC 13G/A		CVI Investments, Inc.
2/14/24			Biodexa Pharmaceuticals plc	2	SC 13G/A		CVI Investments, Inc.
2/14/24		FL	Sidus Space Inc.	2	SC 13G/A		CVI Investments, Inc.
2/14/24		CA	Evofem Biosciences, Inc.	4	SC 13G/A		CVI Investments, Inc.
2/14/24		CA	Nogin, Inc.	1	SC 13G		CVI Investments, Inc.
2/14/24			Ebang International Holdings Inc.	4	SC 13G		CVI Investments, Inc.
2/14/24			Gamida Cell Ltd.	2	SC 13G/A		CVI Investments, Inc.
2/14/24			Galmed Pharmaceuticals Ltd.	2	SC 13G/A		CVI Investments, Inc.
2/14/24		NJ	Eos Energy Enterprises, Inc.	2	SC 13G/A		CVI Investments, Inc.
2/14/24		TX	Genprex, Inc.	4	SC 13G/A		CVI Investments, Inc.
2/14/24			Versus Systems Inc.	2	SC 13G/A		CVI Investments, Inc.
2/14/24		NV	EBET, Inc.	2	SC 13G/A		CVI Investments, Inc.
2/14/24			Genetic Technologies Ltd.	7	SC 13G/A		CVI Investments, Inc.
2/14/24		FL	iCoreConnect Inc.	2	SC 13G/A		CVI Investments, Inc.
2/14/24		CA	Nova Lifestyle, Inc.	3	SC 13G/A		CVI Investments, Inc.
2/14/24		CA	RYVYL Inc.	3	SC 13G/A		CVI Investments, Inc.
			More...  Please Sign In to list all 247 of them.

“Heights Capital Management, Inc.” has been a Group Member with  4  other Group Members:

As Of	Group Member			Filings       #        Latest		With Filer     (Primary)		Issuer     (Primary)
2/14/22		DE	Sig China Investments Master Fund III, LLLP	8	SC 13G/A	PA	SIG Asia Investment, LLLP		FinVolution Group
2/14/22		•	Sig Global China Fund I, LLLP	3	SC 13G/A	PA	SIG Asia Investment, LLLP		Agora, Inc.
11/6/03			Capital Ventures International (	10	SC 13G		Capital Ventures International	CA	Broadcaster Inc.
2/2/01			Capital Ventures International/E9	8	SC 13G/A		Capital Ventures International	WA	Microvision, Inc.

As:  Signatory  (Director, Officer, Attorney, Accountant, Banker, Agent, etc.)

“Heights Capital Management, Inc.” has been a Signatory for/with  10  Filers:

        

As Of	Filer			Filings       #        Latest		Issuer     (Primary)
4/22/24		CA	Fisker Inc./DE	1	10-K	—
4/9/24			CVI Investments, Inc.	136	SC 13G	NY	Protara Therapeutics, Inc.
9/16/22		PA	Integrated Ventures, Inc.	1	8-K	—
7/12/21		DE	N-able, Inc.	1	8-K	—
4/30/21			Ximalaya Inc.	2	F-1	—
3/26/21			Agora, Inc.	1	20-F	—
2/16/21		PA	SIG Asia Investment, LLLP	1	SC 13G		Yalla Group Ltd.
12/4/20		CA	Regulus Therapeutics Inc.	1	8-K	—
9/11/20			Aeterna Zentaris Inc.	1	424B3	—
9/8/20			Yalla Group Ltd.	2	F-1	—

“Heights Capital Management, Inc.” has/had a Signatory interest in  98  Issuers:

As Of	Issuer			Filings       #        Latest		With Filer     (Primary)
4/9/24		NY	Protara Therapeutics, Inc.	1	SC 13G		CVI Investments, Inc.
2/16/24		NC	Tenax Therapeutics, Inc.	1	SC 13G		CVI Investments, Inc.
2/14/24			Biodexa Pharmaceuticals plc	2	SC 13G/A		CVI Investments, Inc.
2/14/24		CA	Nogin, Inc.	1	SC 13G		CVI Investments, Inc.
2/14/24			Ebang International Holdings Inc.	3	SC 13G		CVI Investments, Inc.
2/14/24		NJ	Eos Energy Enterprises, Inc.	2	SC 13G/A		CVI Investments, Inc.
2/14/24		NV	EBET, Inc.	2	SC 13G/A		CVI Investments, Inc.
2/14/24			Genetic Technologies Ltd.	2	SC 13G/A		CVI Investments, Inc.
2/1/24			RedHill Biopharma Ltd.	1	SC 13G		CVI Investments, Inc.
2/28/23		CO	Enservco Corp.	1	SC 13G		CVI Investments, Inc.
2/14/23		IN	Royalty Management Holding Corp.	2	SC 13G/A		CVI Investments, Inc.
2/14/23			Aurora Cannabis Inc.	2	SC 13G/A		CVI Investments, Inc.
2/14/23			Tian Ruixiang Holdings Ltd.	1	SC 13G/A		CVI Investments, Inc.
2/14/23		CA	RYVYL Inc.	1	SC 13G/A		CVI Investments, Inc.
2/14/23		CO	Aytu Biopharma, Inc.	1	SC 13G/A		CVI Investments, Inc.
2/14/23		FL	Avenue Therapeutics, Inc.	2	SC 13G/A		CVI Investments, Inc.
2/14/23		FL	AF Acquisition Corp.	1	SC 13G/A		CVI Investments, Inc.
2/14/23			Mind Medicine (MindMed) Inc.	1	SC 13G/A		CVI Investments, Inc.
2/14/23		CA	Ensysce Biosciences, Inc.	2	SC 13G/A		CVI Investments, Inc.
2/14/23		VA	Aditxt, Inc.	2	SC 13G/A		CVI Investments, Inc.
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