SEC Info - Investment Banking and Securities Dealing

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Investment Banking and Securities Dealing

NAICS Industry 52311

NAICS [2012] → Finance & Insurance → Securities, Commodity Contracts, and Other Financial Investments & Related Activities → Securities & Commodity Contracts Intermediation & Brokerage → Investment Banking & Securities Dealing

NAICS [2012] Industry 523110 ⇒ SIC [1987] Industry Codes

SIC Code	U.S. Industry	Registrants

6211	Security Brokers, Dealers, and Flotation Companies §	299
________ § In the SIC [SEC] subset of SIC [1987].

Businesses & Products of NAICS Industry 523110

Banking, investment
Bond dealing (i.e., acting as a principal in dealing securities to investors)
Commercial paper dealing (i.e., acting as a principal in dealing securities to investors)
Investment banking
Making markets for securities
Market making for securities
Paper, dealing of commercial (i.e., acting as principal in dealing securities to investors)
Securities dealers (i.e., acting as a principal in dealing securities to investors)
Securities dealing (i.e., acting as a principal in dealing securities to investors)
Securities distributing (i.e., acting as a principal in dealing securities to investors)
Securities floor traders (i.e., acting as a principal in dealing securities to investors)
Securities flotation companies
Securities originating (i.e., acting as a principal in dealing securities to investors)
Securities trading (i.e., acting as a principal in dealing securities to investors)
Securities underwriting
Stock options dealing (i.e., acting as a principal in dealing securities to investors)
Trading securities (i.e., acting as a principal in dealing securities to investors)
Underwriting securities

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