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 Form, Sch.,
Rule or Reg.
Filing /
Form Type
Filings 
CategoryDescriptionOriginal  Amended 
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 • Reports N-27D-1 Accountings for Segregated Trust Accounts N-27D-112– 
 • Registrations  Additional and Detached Materials for which No Rule or Regulation Applies or No Specific Form is Prescribed ADN-MTL50– 
 • Proxies 14A Additional Definitive Non-Management Proxy Soliciting Materials DFAN14A12,183– 
 • Proxies 14C Additional Definitive Proxy Info Statements DEFA14C360– 
 • Proxies 14A Additional Definitive Proxy Soliciting Materials DEFA14A°88,187– 
 • Proxies 14C Additional Preliminary Proxy Info Statements PREA14C1– 
 • Proxies 14A Additional Preliminary Proxy Soliciting Materials PREA14A16– 
 • Registrations E Ads by Small Business Investment and Business Development Companies 1-E AD2– 
 • Reports 497 & 482(c) Advertising by Certain Investment Companies 497AD3,908– 
 • Reports ATS-N Alternative Trading Systems (NMS Stock) – Correcting Amendments ATS-N/CA×25– 
 • Reports ATS-N Alternative Trading Systems (NMS Stock) – Initial Info ATS-N×4– 
 • Reports ATS-N Alternative Trading Systems (NMS Stock) – Material Amendments ATS-N/MA×74– 
 • Reports ATS-N Alternative Trading Systems (NMS Stock) – Notices of Cessation ATS-N-C×6– 
 • Reports ATS-N Alternative Trading Systems (NMS Stock) – Updating Amendments ATS-N/UA×179– 
 • Registrations  Amendment Withdrawal Requests AW3,728– 
 • Registrations  Amendment Withdrawal Requests – Withdraw Duplicate AW WD104– 
 • Reports 30d-1 Annual and Semi-Annual Reports Mailed to Shareholders of Investment Companies N-30D71,3131,057 
 • Reports  Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers FOCUSN30,2221,062 
 • Reports G-405N Annual Audit Reports on Financial Reports [ a.k.a. FOGS Reports ] by Government Securities Brokers and Dealers G-405N501 
 • Registrations NRSRO Annual Certifications by Nationally Recognized Statistical Rating Organizations NRSRO-CE5128 
 • Reports X-17A-5 Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers X-17A-5°88,0245,812 
 • Reports G-405 Annual Financial Reports [ a.k.a. FOGS Reports ] by Government Securities Brokers and Dealers G-405633 
 • Registrations 24f-2 Annual Notices of Securities Sold by Investment Companies 24F-2NT179,7493,166 
 • Reports 10-K Annual Reports 10-K°192,08941,987 
 • Reports 1-K Annual Reports — Reg. A 1-K×42834 
 • Reports 10-K Annual Reports — Reg. S-K – Item 405 10-K40520,2383,227 
 • Reports 11-K Annual Reports by Employee Stock Purchase, Savings and Similar Plans 11-K40,985974 
 • Reports 18-K Annual Reports by Foreign Governments and Political Subdivisions 18-K°7192,308 
 • Reports 20-F Annual Reports by Foreign Non-Canadian Issuers 20-F°15,8673,472 
 • Reports U-33-S Annual Reports by Foreign Utility Companies U-33-S481 
 • Reports  Annual Reports by International Development Banks ANNLRPT°1091 
 • Reports N-CEN Annual Reports by Investment Companies N-CEN×8,0821,084 
 • Reports N-SAR Annual Reports by Investment Companies NSAR-B73,5426,357 
 • Reports N-CEN Annual Reports by Investment Companies (Late Filings) NT N-CEN°140– 
 • Reports U-13-60 Annual Reports by Mutual and Subsidiary Service Companies U-13-6036617 
 • Reports 10-KSB Annual Reports by Small Businesses 10KSB37,06211,939 
 • Reports 10-KSB Annual Reports by Small Businesses — Reg. S-K – Item 405 10KSB403,460629 
 • Reports N-SAR Annual Reports by Unit Investment Trusts NSAR-U16,570351 
 • Reports U5S Annual Reports by Utility Holding Companies U5S24268 
 • Reports TA-2 Annual Reports of Transfer Agents’ Activities TA-2°8,571752 
 • Reports  Annual Reports to Security Holders ARS°36,71338 
 • Ownership 5 Annual Statements of Changes in Beneficial Ownership of Securities by Insiders 5°107,3904,051 
 • Registrations MA Annual Updates of a Municipal Advisor’s Registration MA-A×2,171– 
 • Reports 10-K Annual-Transition Reports 10-KT°506121 
 • Reports 10-K Annual-Transition Reports — Reg. S-K – Item 405 10KT4058217 
 • Reports 11-K Annual-Transition Reports by Employee Stock Purchase, Savings and Similar Plans 11-KT962 
 • Reports N-SAR Annual-Transition Reports by Investment Companies NSAR-BT68954 
 • Registrations U-1 Applications and Declarations U-19692,309 
 • Reports IAA Applications for Continuing Hardship Exemptions by Investment Advisers ADV-H-C8– 
 • Registrations ICA Applications for Deregistration Orders – ’40-8F-2’ SEC Notices 
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 8F-2 NTC4– 
 • Registrations ICA Applications for Deregistration Orders – ’40-8F-2’ SEC Orders 
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 8F-2 ORDR3– 
 • Registrations ICA Applications for Deregistration Orders – ‘N-8F’ SEC Notices 
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 N-8F NTC1,743– 
 • Registrations ICA Applications for Deregistration Orders – ‘N-8F’ SEC Orders 
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 N-8F ORDR1,891– 
 • Registrations N-8F Applications for Deregistration Orders by Certain Investment Companies N-8F3,1011,415 
 • Registrations N-8F Applications for Deregistration Orders by Certain Investment Companies – Abandonments of Registration 40-8F-A12465 
 • Registrations N-8F Applications for Deregistration Orders by Certain Investment Companies – Business Development Companies 40-8F-B41 
 • Registrations N-8F Applications for Deregistration Orders by Certain Investment Companies – Liquidations 40-8F-L455180 
 • Registrations N-8F Applications for Deregistration Orders by Certain Investment Companies – Mergers 40-8F-M542174 
 • Registrations O-2 Applications for Deregistration Orders by Investment Companies 40-8F-22132 
 • Registrations T-6 Applications for Determination of Eligibility of a Foreign Person to Act as an Institutional Trustee T-61– 
 • Registrations ID Applications for EDGAR Access – New Central Index Key (CIK) ID-NEWCIK1– 
 • Registrations ICA Applications for Exemption Orders – ’40-6B’ SEC Notices 
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 6B NTC26– 
 • Registrations ICA Applications for Exemption Orders – ’40-6B’ SEC Orders 
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 6B ORDR26– 
 • Registrations ICA Applications for Exemption Orders – ’40-APP’ SEC Notices 
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 APP NTC886– 
 • Registrations ICA Applications for Exemption Orders – ’40-APP’ SEC Orders 
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 APP ORDR858– 
 • Registrations ICA Applications for Exemption Orders – ’40-OIP’ SEC Notices 
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 OIP NTC66– 
 • Registrations ICA Applications for Exemption Orders – ’40-OIP’ SEC Orders 
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 OIP ORDR60– 
 • Registrations ICA Applications for Exemption Orders and Other Relief by Investment Companies 40-APP1,9072,935 
 • Registrations ICA Applications for Exemption Orders by Employees’ Investment Companies 40-6B50171 
 • Registrations ICA Applications for Exemption Orders from the SEC Office of Insurance Products (OIP) by Investment Companies 40-OIP82156 
 • Reports SEA §12(g) / 13(a) Applications for Exemptions and from Filing Certain Reports 34-12H7– 
 • Registrations ICA §6(c) Applications for Exemptions and Other Relief by Investment Companies 40-6C433529 
 • Registrations IAA §206(3) Applications for Exemptions by Investment Advisers 40-206A4739 
 • Reports 8b-25(a) Applications for Extensions of Time to File Reports by Investment Companies 40-8B25111– 
 • Registrations MA Applications for Municipal Advisor Registration MA×8901,590 
 • Registrations IAA §205 Applications for Performance Fee Exemptions by Investment Advisers 40-205E32 
 • Registrations T-3 Applications for Qualification of a Trust Indenture T-3628622 
 • Registrations Funding Portal Applications for Registration as a Crowdfunding Portal CFPORTAL×84301 
 • Registrations SDR Applications for Registration as a Security-Based Swap Data Repository SDR×24 
 • Registrations TA-1 Applications for Registration as a Transfer Agent TA-1°4284,262 
 • Registrations  Applications for Registration or Exemption from Registration as a Securities Exchange 1901,801 
 • Reports IAA Applications for Temporary Hardship Exemptions by Investment Advisers ADV-H-T73– 
 • Registrations Funding Portal Applications for Withdrawal from Registration as a Crowdfunding Portal CFPORTAL-W×10– 
 • Registrations TIA Applications Regarding a Conflict of Interest under the Trust Indenture Act 39-310B2– 
 • Registrations IAA §202 Applications to Designate Applicant a Person not within the Intent of the Investment Advisers Act 40-202A3336 
 • Registrations TIA Applications to Exempt any Person, Registration Statement, Indenture Security or Transaction (or any Class or Classes of such) from One or More Provisions of the Trust Indenture Act 39-304D91 
 • Registrations F-N Appointments of Agents for Service of Process by Foreign Financial Entities F-N39227 
 • Registrations F-X Appointments of Agents for Service of Process by Foreign Non-Financial Entities F-X2,723284 
 • Registrations IAA Appointments of an Agent for Service of Process by Non-Resident General Partners and Non-Resident Managing Agents of Investment Advisers ADV-NR679– 
 • Registrations  Asset-Backed Securities [XML] Exhibits ABS-EE°11,104170 
 • Reports SEA §15G Asset-Backed Securitizer Reports ABS-15G12,5203,648 
 • Registrations N-2 Automatic Shelf Registration Statements for Securities of Well-Known Seasoned Closed-End Investment Companies N-2ASR3– 
 • Registrations F-3 Automatic Shelf Registration Statements for Securities of Well-Known Seasoned Foreign Issuers F-3ASR°613– 
 • Registrations S-3 Automatic Shelf Registration Statements for Securities of Well-Known Seasoned Issuers S-3ASR°7,720– 
 • Registrations  Cancellations of Broker and Dealer Registrations by SEC Order 
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 BDCO430– 
 • Registrations IAA Cancellations of Investment Adviser Registrations by SEC Order 
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 ADVCO53– 
 • Registrations  Cancellations of Municipal Securities Dealer Registrations by SEC Order 
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 MSDCO22– 
 • Registrations  Cancellations of Transfer Agent Registrations by SEC Order 
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 TACO128– 
 • Reports U-7D Certificates Concerning Leases of Utility Facilities U-7D3139 
 • Reports 24 Certificates Concerning Terms and Conditions of Transactions 35-CERT5,13998 
 • Reports IAA Certificates of Accounting of Client Securities and Funds in Possession or Custody of Investment Advisers ADV-E2,451– 
 • Reports 17f-1 Certificates of Accounting of Securities in the Custody of Investment Companies 40-17F155517 
 • Reports 17f-2 Certificates of Accounting of Securities in the Custody of Investment Companies 40-17F218,539130 
 • Reports U-6B-2 Certificates of Notices of Security Issues, Renewals and Guarantees U-6B-21,2849 
 • Registrations CERT Certifications by Securities Exchanges Approving Listings CERT3,298– 
 • Registrations CERT Certifications by the American Stock Exchange Approving Listings CERTAMX1,585– 
 • Registrations CERT Certifications by the Boston Stock Exchange Approving Listings CERTBSE13– 
 • Registrations CERT Certifications by the Cboe Bats Exchanges Approving Listings CERTBATS75– 
 • Registrations CERT Certifications by the Cboe Global Markets Approving Listings  [ now as CERT ] CERTCBO74– 
 • Registrations CERT Certifications by the Chicago Stock Exchange Approving Listings CERTCSE2– 
 • Registrations CERT Certifications by the NASDAQ Stock Market Approving Listings  [ now as CERT ] CERTNAS2,776– 
 • Registrations CERT Certifications by the NYSE Approving Listings  [ now as CERT ] CERTNYS5,655– 
 • Registrations CERT Certifications by the NYSE Arca Approving Listings CERTARCA362– 
 • Registrations CERT Certifications by the Pacific Coast Stock Exchange Approving Listings CERTPAC542– 
 • Registrations CERT Certifications by the Philadelphia Stock Exchange Approving Listings CERTPBS3– 
 • Registrations 15F Certifications of Foreign Issuers’ Terminations of Registration of Classes of Securities 15F-12B19713 
 • Registrations 15F Certifications of Foreign Issuers’ Terminations of Registration of Classes of Securities 15F-12G23412 
 • Registrations 497(j) Certifications of No Change in Definitive Materials 497J120,511– 
 • Registrations 15 Certifications of Terminations of Registration of Classes of Securities 15-12B5,548109 
 • Registrations 15 Certifications of Terminations of Registration of Classes of Securities 15-12G13,178410 
 • Reports N-CSR Certified Annual Shareholder Reports by Investment Companies N-CSR°62,8803,011 
 • Reports N-CSR Certified Semi-Annual Shareholder Reports by Investment Companies N-CSRS°55,003959 
 • Reports 17g-1 Claims and Settlements re: Investment Companies 40-17GCS18– 
 • Letters  Comment and Other Letters from the SEC 
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  [ a.k.a. Document LETTER ]  (Delayed Release)
 UPLOAD162,539– 
 • Letters  Comment-Response and Draft-Offering-Statement Letters to the SEC 
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  (Delayed Release)
 DOSLTR154– 
 • Letters  Comment-Response and Draft-Registration-Statement Letters to the SEC 
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  (Delayed Release)
 DRSLTR2,869– 
 • Letters  Comment-Response and Other Letters to the SEC 
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  [ a.k.a. Document COVER ]  (Delayed Release)
 CORRESP167,519– 
 • Registrations  Consents to Service of Process by Notice – Non-Resident Broker-Dealer Corporations 8-M66– 
 • Registrations  Consents to Service of Process by Notice – Non-Resident Broker-Dealer Partnerships 9-M13– 
 • Reports C-AR-W Crowdfunding Annual Report Withdrawals C-AR-W×6– 
 • Reports C-AR Crowdfunding Annual Reports C-AR×1,05150 
 • Registrations C/A-W Crowdfunding Offering Statement Amendment Withdrawals C/A-W×11– 
 • Registrations C-W Crowdfunding Offering Statement Withdrawals C-W×349– 
 • Registrations C Crowdfunding Offering Statements C×3,5994,001 
 • Registrations C-U-W Crowdfunding Progress Update Withdrawals C-U-W×7– 
 • Registrations C-U Crowdfunding Progress Updates C-U×1,447– 
 • Reports C-TR-W Crowdfunding Termination of Reporting Withdrawals C-TR-W×2– 
 • Reports C-TR Crowdfunding Terminations of Reporting C-TR×168– 
 • Reports 8-K Current Reports 8-K°1,650,49375,778 
 • Reports 1-U Current Reports — Reg. A 1-U2,02019 
 • Reports N-CR Current Reports of Material Events by Money-Market Funds N-CR6913 
 • Registrations 497 Definitive Materials 497°369,799– 
 • Proxies 14A Definitive Non-Management Proxy Statements DEFN14A304– 
 • Registrations  Definitive Offering Circulars — Reg. A DEF-OC2– 
 • Proxies 14C Definitive Proxy Info Statements DEF 14C12,289– 
 • Proxies 14C Definitive Proxy Info Statements for Contested Solicitations DEFC14C25– 
 • Proxies 14C Definitive Proxy Info Statements for Mergers and Acquisitions DEFM14C430– 
 • Proxies 14C Definitive Proxy Info Statements for Special Meetings DEFS14C88– 
 • Proxies 14A Definitive Proxy Statements DEF 14A°166,547– 
 • Proxies 14A Definitive Proxy Statements for Contested Solicitations DEFC14A1,920– 
 • Proxies 13e-3 Definitive Proxy Statements for Going-Private Transactions DEF13E37787 
 • Proxies 14A Definitive Proxy Statements for Mergers and Acquisitions DEFM14A5,505– 
 • Proxies 14A Definitive Proxy Statements for Special Meetings DEFS14A3,996– 
 • Reports BW – 3 Distribution of Primary Obligations Reports by the International Bank for Reconstruction and Development (World Bank) BW-393– 
 • Reports 10-D Distribution Reports by Asset-Backed Issuers 10-D°72,4992,371 
 • Reports  Distribution Reports of Primary Obligations by International Development Banks DSTRBRPT56719 
 • Registrations 1-A Draft Offering Statements — Reg. A/A+ DOS×170197 
 • Registrations DRS Draft Registration Statements by Emerging Growth Companies and Foreign Issuers DRS°3,1043,427 
 • Registrations 12g-3 Exemptions for American Depository Receipts and Certain Foreign Securities 12G3-2B613– 
 • Registrations 12g-3 Exemptions for American Depository Receipts and Certain Foreign Securities 12G32BR178– 
 • Registrations IAA §203 Exemptions from the Prohibition on Registration as an Investment Adviser 40-203A22 
 • Reports 1-Z Exit Reports — Reg. A 1-Z×1144 
 • Reports 17g-1(g) Fidelity Bonds for Investment Companies 40-17G26,0352,210 
 • Reports 2-A Final Reports of Sales of Securities — Reg. A/A+ 2-AF36– 
 • Registrations 163 / 433 Free-Writing Prospectuses FWP157,950– 
 • Proxies 14N Info from Certain Nominating Shareholders SC 14N107 
 • Reports 19b-4(e) Info from SROs Listing and Trading New Derivative Securities Products 19B-4E27,413– 
 • Registrations MA-I Info Regarding Natural Persons Who Engage in Municipal Advisory Activities MA-I×7,9869,089 
 • Ownership 3 Initial Statements of Beneficial Ownership of Securities by Insiders 3°323,36617,806 
 • Registrations S-6 Initial Undertakings to File Reports UNDER411 
 • Registrations  Initial Undertakings to File Reports for Non-Resident Brokers, Dealers and Investment Advisers REG-NR672 
 • Registrations ICA Investment Company Registrations Withdrawn by SEC Order 
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 40-8FC31 
 • Reports N-MFP Monthly Portfolio Holdings Schedules by Money-Market Funds N-MFP×41,4142,243 
 • Reports N-MFP Monthly Portfolio Holdings Schedules by Money-Market Funds N-MFP1×3,040553 
 • Reports N-MFP Monthly Portfolio Holdings Schedules by Money-Market Funds N-MFP2×22,1901,022 
 • Reports N-MFP Monthly Portfolio Holdings Schedules by Money-Market Funds (Late Filings) NT N-MFP°238– 
 • Reports N-MFP Monthly Portfolio Holdings Schedules by Money-Market Funds (Late Filings) NT N-MFP1°35– 
 • Reports N-MFP Monthly Portfolio Holdings Schedules by Money-Market Funds (Late Filings) NT N-MFP2°270– 
 • Reports N-PORT Monthly Portfolio Investments Reports (made Public Quarterly) by Investment Companies  [ with Exhibit NPORT-EX ] NPORT-P×65,0981,147 
 • Reports N-PORT Monthly Portfolio Investments Reports (made Public Quarterly) by Investment Companies (Late Filings)  [ with Exhibit NPORT-EX ] NT NPORT-P×874– 
 • Reports 25 Notices by Issuers of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities 254,05543 
 • Reports 25 Notices by Securities Exchanges of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities 25-NSE×10,937246 
 • Reports E Notices by Small Business Investment and Business Development Companies 1-E15278 
 • Registrations G-FIN Notices of Activities as a Government Securities Broker or Dealer by Financial Institutions G-FIN23254 
 • Reports 8-K Notices of Assumptions of Duty to Report by Successor Issuers 8-K15D5702 
 • Ownership N-23c-3 Notices of Discretionary Repurchase Offers by Closed-End Investment Companies N-23C3B4043 
 • Reports N-54A Notices of Elections by Business Development Companies N-54A2899 
 • Reports 18f-1 Notices of Elections by Open-End Investment Companies N-18F11,25731 
 • Proxies 14a-6(g) Notices of Exempt Non-Management Proxy Solicitations PX14A6G1,700– 
 • Proxies 14a-6(n) Notices of Exempt Non-Management Proxy Solicitations – Preliminary Roll-Up Communications PX14A6N40– 
 • Registrations D Notices of Exempt Offerings of Securities — Reg. D D×269,915182,542 
 • Registrations D Notices of Exempt Offerings of Securities — Reg. D REGDEX128,23142,440 
 • Reports 15F Notices of Foreign Issuers’ Suspensions of Duty to File Reports 15F-15D1283 
 • Reports U-57 Notices of Foreign Utility Company Status U-57614237 
 • Ownership 23c-2 Notices of Intentions to Call or Redeem their own Securities by Closed-End Investment Companies N-23C-21,66257 
 • Reports N-6F Notices of Intentions to Elect Business-Development-Company Status N-6F14463 
 • Reports ITRASHRA Notices of Iran/Syria Disclosures in Quarterly and Annual Reports IRANNOTICE3,200– 
 • Reports 12b-25 Notices of Late Filings of ‘SP 15D2’ Special Financial Reports NT 15D287 
 • Reports 12b-25 Notices of Late Filings of ‘SP 15D2’ Special Financial Reports (Late Notices) NTN15D23– 
 • Reports 12b-25 Notices of Late Filings of Form 10-D Distribution Reports NT 10-D91 
 • Reports 12b-25 Notices of Late Filings of Form 10-D Distribution Reports (Late Notices) NTN 10D5– 
 • Reports 12b-25 Notices of Late Filings of Form 10-K Annual Reports NT 10-K43,195690 
 • Reports 12b-25 Notices of Late Filings of Form 10-K Annual Reports (Late Notices) NTN 10K1,580– 
 • Reports 12b-25 Notices of Late Filings of Form 10-Q Quarterly Reports NT 10-Q°71,043605 
 • Reports 12b-25 Notices of Late Filings of Form 10-Q Quarterly Reports (Late Notices) NTN 10Q2,302– 
 • Reports 12b-25 Notices of Late Filings of Form 11-K Annual Reports NT 11-K1,65516 
 • Reports 12b-25 Notices of Late Filings of Form 11-K Annual Reports (Late Notices) NTN 11K18– 
 • Reports 12b-25 Notices of Late Filings of Form 20-F Annual Reports NT 20-F1,62926 
 • Reports 12b-25 Notices of Late Filings of Form 20-F Annual Reports (Late Notices) NTN 20F37– 
 • Reports 12b-25 Notices of Late Filings of Form N-CEN Annual Reports NT-NCEN592 
 • Reports 12b-25 Notices of Late Filings of Form N-CEN Annual Reports (Late Notices) NTFNCEN16– 
 • Reports 12b-25 Notices of Late Filings of Form N-CSR Shareholder Reports NT-NCSR34826 
 • Reports 12b-25 Notices of Late Filings of Form N-CSR Shareholder Reports (Late Notices) NTFNCSR78– 
 • Reports 12b-25 Notices of Late Filings of Form N-SAR Semi-Annual Reports NT-NSAR2,590116 
 • Reports 12b-25 Notices of Late Filings of Form N-SAR Semi-Annual Reports (Late Notices) NTFNSAR190– 
 • Ownership N-23c-3 Notices of Periodic and Discretionary Repurchase Offers by Closed-End Investment Companies N-23C3C4847 
 • Ownership N-23c-3 Notices of Periodic Repurchase Offers by Closed-End Investment Companies N-23C3A2,21028 
 • Ownership 144 Notices of Proposed Sales of Securities by Insiders 1447,302285 
 • Registrations N-8A Notices of Registrations by Investment Companies N-8A4,283604 
 • Registrations U5A Notices of Registrations by Utility Holding Companies U5A404 
 • Reports TH Notices of Reliance on Temporary Hardship Exemption TH135– 
 • Registrations 8-K Notices of Securities of Successor Issuers Deemed to be Registered 8-K12B°26129 
 • Registrations 8-K Notices of Securities of Successor Issuers Deemed to be Registered 8-K12G3628115 
 • Reports 15 Notices of Suspensions of Duty to File Reports 15-15D16,005217 
 • Reports 26 Notices of the Admission to Trading of a Substituted or Additional Class of Securities 262– 
 • Registrations G-FINW Notices of Withdrawal as a Government Securities Broker or Dealer by Financial Institutions G-FINW16– 
 • Registrations MA-W Notices of Withdrawal from Registration as a Municipal Advisor MA-W×340– 
 • Registrations MSDW Notices of Withdrawal from Registration as a Municipal Securities Dealer MSDW82– 
 • Registrations TA-W Notices of Withdrawal from Registration as a Transfer Agent TA-W°509– 
 • Registrations IAA Notices of Withdrawal from Registration as an Investment Adviser ADVW9– 
 • Reports N-54C Notices of Withdrawal from Registration by Business Development Companies N-54C1954 
 • Registrations 1-A Offering Statements – Info Previously Omitted – Info Substantively Changed or Added (Late Filings) — Reg. A/A+ 253G44– 
 • Registrations 1-A Offering Statements – Info Previously Omitted – Info Substantively Changed or Added — Reg. A/A+ 253G38– 
 • Registrations 1-A Offering Statements – Info Previously Omitted — Reg. A/A+ 253G173– 
 • Registrations 1-A Offering Statements – Info Substantively Changed or Added — Reg. A/A+ 253G21,980– 
 • Registrations 1-A Offering Statements — Reg. A/A+ 1-A°1,4023,341 
 • Ownership U-12(I)-A Ownership Statements by Persons Employed or Retained by Utility Holding Companies U-12-IA291 
 • Reports 30b-2 Periodic and Interim Reports Mailed to Shareholders of Investment Companies N-30B-211,496– 
 • Reports N-PORT Portfolio Holdings Schedules by Investment Companies 
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 NPORT-EX7,21014 
 • Reports N-PORT Portfolio Holdings Schedules by Investment Companies (Late Filings) 
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 NT NPORTEX85– 
 • Registrations  Post-Effective Amendments of ‘F-10EF’ Registrations F-10POS57– 
 • Registrations  Post-Effective Amendments of ‘F-3D’ Registrations F-3DPOS38– 
 • Registrations  Post-Effective Amendments of ‘F-6EF’ Registrations F-6 POS2,407– 
 • Registrations  Post-Effective Amendments of ‘F-9EF’ Registrations F-9 POS5– 
 • Registrations  Post-Effective Amendments of ‘S-3D’ Registrations S-3DPOS670– 
 • Registrations  Post-Effective Amendments of ‘S-4EF’ Registrations S-4 POS307– 
 • Registrations S-3ASR / F-3ASR Post-Effective Amendments of Automatic Shelf Registration Statements POSASR°1,897– 
 • Registrations SA §8(c) Post-Effective Amendments of Certain Investment Company Registration Statements POS 8C2,211– 
 • Registrations  Post-Effective Amendments of Form F-4 Registrations F-4 POS22– 
 • Registrations  Post-Effective Amendments of Form F-7 Registrations F-7 POS5– 
 • Registrations  Post-Effective Amendments of Form F-8 Registrations F-8 POS13– 
 • Registrations  Post-Effective Amendments of Form F-80 Registrations F-80POS19– 
 • Registrations 485(a) Post-Effective Amendments of Form N-1 and N-1A Registrations 485A24E88– 
 • Registrations 485(a) Post-Effective Amendments of Form N-1 and N-1A Registrations 485A24F25– 
 • Registrations 485(a) Post-Effective Amendments of Form N-1 and N-1A Registrations 485APOS°40,435– 
 • Registrations 485(b) Post-Effective Amendments of Form N-1 and N-1A Registrations 485B24E1,669– 
 • Registrations 485(b) Post-Effective Amendments of Form N-1 and N-1A Registrations 485B24F64– 
 • Registrations 485(b) Post-Effective Amendments of Form N-1 and N-1A Registrations 485BPOS°185,277– 
 • Registrations 485(b) Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates 485BXT22,480– 
 • Registrations 485(b) Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates 485BXTF1– 
 • Registrations  Post-Effective Amendments of Form N-2 Automatic Shelf Registrations N-2 POSASR1– 
 • Registrations 486(a) Post-Effective Amendments of Form N-2 Registrations 486A24E1– 
 • Registrations 486(a) Post-Effective Amendments of Form N-2 Registrations 486APOS223– 
 • Registrations 486(b) Post-Effective Amendments of Form N-2 Registrations 486B24E2– 
 • Registrations 486(b) Post-Effective Amendments of Form N-2 Registrations 486BPOS865– 
 • Registrations 486(b) Post-Effective Amendments of Form N-2 Registrations to Designate New Effective Dates 486BXT57– 
 • Registrations  Post-Effective Amendments of Form S-8 Registrations S-8 POS34,850– 
 • Registrations PUHCA Post-Effective Amendments of Form U-1 Registrations POS AMC1,182– 
 • Registrations ICA Post-Effective Amendments of Investment Company Registration Statements POS AMI6,348– 
 • Registrations  Post-Effective Amendments of Registration Statements POS AM°30,295– 
 • Registrations 462(d) Post-Effective Amendments of Registration Statements to Add Exhibits POS EX°4,207– 
 • Registrations  Post-Effective Amendments of Rule 462(b) Registration Statements POS462B221– 
 • Registrations  Post-Effective Amendments of Rule 462(c) Registration Statements POS462C83– 
 • Registrations  Post-Qualification Amendments of Form 1-A Offering Statements — Reg. A/A+ 1-A POS×982– 
 • Registrations 487 Pre-Effective Pricing Amendments of Registration Statements 48719,456– 
 • Proxies 14A Preliminary Non-Management Proxy Statements PREN14A373– 
 • Proxies 14C Preliminary Proxy Info Statements PRE 14C9,467– 
 • Proxies 14C Preliminary Proxy Info Statements for Contested Solicitations PREC14C63– 
 • Proxies 14C Preliminary Proxy Info Statements for Mergers and Acquisitions PREM14C683– 
 • Proxies 14C Preliminary Proxy Info Statements for Special Meetings PRES14C129– 
 • Proxies 14A Preliminary Proxy Statements PRE 14A°37,982– 
 • Proxies 14A Preliminary Proxy Statements for Contested Solicitations PREC14A2,635– 
 • Proxies 13e-3 Preliminary Proxy Statements for Going-Private Transactions PRE13E3173290 
 • Proxies 14A Preliminary Proxy Statements for Mergers and Acquisitions PREM14A4,830– 
 • Proxies 14A Preliminary Proxy Statements for Special Meetings PRES14A3,944– 
 • Reports 497(k)(1)(i) Profiles of Certain Open-End Investment Companies 497K1317– 
 • Reports 497(k)(1)(ii) Profiles of Certain Open-End Investment Companies 497K2164– 
 • Reports 497(k)(1)(iii)(A) Profiles of Certain Open-End Investment Companies 497K3A52– 
 • Reports 497(k)(1)(iii)(B) Profiles of Certain Open-End Investment Companies 497K3B2,294– 
 • Reports 19b-4 Proposed Rule Changes by SROs 19B-4101 
 • Registrations 424(b)(8) Prospectuses (Late Filings) 424B81,193– 
 • Registrations 424(h) Prospectuses – Asset-Backed Securities – Info Previously Omitted or Changed 424H77161 
 • Registrations 424(b)(1) Prospectuses – Info Previously Omitted 424B16,041– 
 • Registrations 424(b)(4) Prospectuses – Info Previously Omitted – New Facts or Events 424B4°10,818– 
 • Registrations 424(a) Prospectuses – Info Substantively Changed or Added 424A1,555– 
 • Registrations 424(b)(3) Prospectuses – New Facts or Events 424B3°163,072– 
 • Registrations 424(b)(2) Prospectuses – Primary Offerings or Shelf Securities 424B2276,542– 
 • Registrations 424(b)(5) Prospectuses – Primary Offerings or Shelf Securities – New Facts or Events 424B5°61,058– 
 • Registrations 424(b)(7) Prospectuses – Selling Security Holders – Info Previously Omitted 424B73,794– 
 • Reports 425 Prospectuses and Communications – Mergers 425°69,758– 
 • Registrations 497(h)(2) Prospectuses of Certain Closed-End Investment Companies 497H283– 
 • Proxies N-PX Proxy Voting Records – Annual Reports by Investment Companies N-PX51,3551,859 
 • Ownership 13F Quarterly Holdings and Combination Reports by Money Managers 13F-HR°286,92425,472 
 • Ownership 13F Quarterly Holdings and Combination Reports by Money Managers – Confidential Treatment Requested 13FCONP1,27190 
 • Ownership 13F Quarterly Holdings Notices by Money Managers 13F-NT°93,8881,811 
 • Ownership 13F Quarterly Holdings Reports by Money Managers 13F-E1,188120 
 • Reports N-Q Quarterly Portfolio Holdings Schedules by Investment Companies N-Q°94,9301,010 
 • Reports 10-Q Quarterly Reports 10-Q°593,35643,814 
 • Reports U-9C-3 Quarterly Reports by Energy or Gas-Related Companies U-9C-363616 
 • Reports  Quarterly Reports by International Development Banks QRTLYRPT1473 
 • Reports 10-QSB Quarterly Reports by Small Businesses 10QSB120,30817,154 
 • Reports BW – 2 Quarterly Reports by the International Bank for Reconstruction and Development (World Bank) BW-227– 
 • Reports 10-Q Quarterly-Transition Reports 10-QT°20836 
 • Registrations  Registration Effectiveness-Delaying Amendments DEL AM1,127– 
 • Registrations S-2 Registration Statements S-29781,457 
 • Registrations S-1 Registration Statements (General Form) S-1°20,27052,382 
 • Registrations SF-1 Registration Statements (General Form) by Issuers of Asset-Backed Securities SF-1514 
 • Registrations 40-F Registration Statements and Annual Reports by Canadian Issuers 40-F°2,693496 
 • Registrations F-9 Registration Statements by Canadian Issuers – Effective Immediately F-9EF3– 
 • Registrations F-10 Registration Statements by Canadian Issuers – Effective Immediately F-10EF7– 
 • Registrations F-9 Registration Statements by Canadian Issuers – Not Effective Immediately F-910190 
 • Registrations F-10 Registration Statements by Canadian Issuers – Not Effective Immediately F-10813873 
 • Registrations F-7 Registration Statements by Canadian Issuers for Securities Offered for Cash Upon the Exercise of Rights F-74410 
 • Registrations F-8 Registration Statements by Canadian Issuers for Securities to be Issued in Exchange Offers and Mergers F-83251 
 • Registrations N-2 Registration Statements by Closed-End Investment Companies N-23,7865,706 
 • Registrations N-14 Registration Statements by Closed-End Investment Companies – Mergers N-14 8C264312 
 • Registrations N-8B-4 Registration Statements by Face-Amount Certificate Companies N-8B-43– 
 • Registrations B Registration Statements by Foreign Governments and Political Subdivisions S-B343212 
 • Registrations F-1 Registration Statements by Foreign Issuers F-1°1,5424,234 
 • Registrations F-2 Registration Statements by Foreign Issuers F-21636 
 • Registrations F-4 Registration Statements by Foreign Issuers for Securities Issued in Mergers – Effective Immediately F-4EF1– 
 • Registrations F-4 Registration Statements by Foreign Issuers for Securities Issued in Mergers – Not Effective Immediately F-4°7501,417 
 • Registrations F-3 Registration Statements by Foreign Issuers for Securities Offered Pursuant to Transactions F-3°1,5221,272 
 • Registrations N-1 Registration Statements by Open-End Investment Companies N-12189 
 • Registrations N-1A Registration Statements by Open-End Investment Companies N-1A°1,8842,801 
 • Registrations N-1A Registration Statements by Open-End Investment Companies N-1A EL361466 
 • Registrations N-14 Registration Statements by Open-End Investment Companies – Mergers N-143,5182,319 
 • Registrations N-14 Registration Statements by Open-End Investment Companies – Mergers N14AE2423058 
 • Registrations N-14 Registration Statements by Open-End Investment Companies – Mergers N14EL2415889 
 • Registrations N-14 Registration Statements by Open-End Investment Companies with Automatic Effectiveness – Mergers N-14AE891185 
 • Registrations S-11 Registration Statements by Real Estate Companies S-11°1,1213,446 
 • Registrations N-5 Registration Statements by Small-Business Investment Companies N-5910 
 • Registrations SB-1 Registration Statements by Small-Business Issuers SB-1151359 
 • Registrations SB-2 Registration Statements by Small-Business Issuers SB-27,81216,585 
 • Registrations N-8B-2 Registration Statements by Unit Investment Trusts N-8B-2184172 
 • Registrations S-6 Registration Statements by Unit Investment Trusts S-621,2188,286 
 • Registrations S-6 Registration Statements by Unit Investment Trusts S-6EL241,398359 
 • Registrations U5B Registration Statements by Utility Holding Companies U5B3210 
 • Registrations S-3 Registration Statements for Securities Offered Pursuant to Transactions S-3°35,64828,876 
 • Registrations N-3 Registration Statements for Separate Accounts – Investment Companies N-34019 
 • Registrations N-3 Registration Statements for Separate Accounts – Investment Companies N-3 EL66 
 • Registrations N-4 Registration Statements for Separate Accounts – Unit Investment Trusts N-42,2872,027 
 • Registrations N-4 Registration Statements for Separate Accounts – Unit Investment Trusts N-4 EL151141 
 • Registrations N-6 Registration Statements for Separate Accounts – Unit Investment Trusts N-6703518 
 • Registrations S-20 Registration Statements for Standardized Options S-2065 
 • Registrations 462(b) Registration Statements to Add Securities to a Prior Form F-1 Registration F-1MEF192– 
 • Registrations 462(b) Registration Statements to Add Securities to a Prior Form F-3 Registration F-3MEF41– 
 • Registrations 462(b) Registration Statements to Add Securities to a Prior Form F-4 Registration F-4MEF8– 
 • Registrations 462(b) Registration Statements to Add Securities to a Prior Form N-14 Registration N-14MEF5– 
 • Registrations 462(b) Registration Statements to Add Securities to a Prior Form N-2 Registration N-2MEF249– 
 • Registrations 462(b) Registration Statements to Add Securities to a Prior Form S-1 Registration S-1MEF1,877– 
 • Registrations 462(b) Registration Statements to Add Securities to a Prior Form S-11 Registration S-11MEF82– 
 • Registrations 462(b) Registration Statements to Add Securities to a Prior Form S-2 Registration S-2MEF73– 
 • Registrations 462(b) Registration Statements to Add Securities to a Prior Form S-3 Registration S-3MEF1,311– 
 • Registrations 462(b) Registration Statements to Add Securities to a Prior Form S-4 Registration S-4MEF156– 
 • Registrations 462(b) Registration Statements to Add Securities to a Prior Form SB-1 Registration SB-1MEF1– 
 • Registrations 462(b) Registration Statements to Add Securities to a Prior Form SB-2 Registration SB-2MEF104– 
 • Registrations 462(b) Registration Statements to Add Securities to a Prior Schedule B Registration S-BMEF13– 
 • Registrations  Registration Withdrawal Requests RW11,938– 
 • Registrations CA-1 Registrations and Exemptions from Registration as a Clearing Agency CA-12– 
 • Registrations 8-A Registrations of Certain Classes of Securities 8-A12B20,5794,513 
 • Registrations 8-A Registrations of Certain Classes of Securities 8A12BEF95– 
 • Registrations 8-A Registrations of Certain Classes of Securities 8A12BT288 
 • Registrations 8-A Registrations of Certain Classes of Securities 8-A12G10,0102,362 
 • Registrations F-6 Registrations of Depositary Shares Evidenced by American Depositary Receipts – Effective Immediately F-6EF6,725– 
 • Registrations F-6 Registrations of Depositary Shares Evidenced by American Depositary Receipts – Not Effective Immediately F-61,780177 
 • Registrations IAA Registrations of Investment Advisers ADV1 
 • Registrations MSD Registrations of Municipal Securities Dealers MSD44426 
 • Registrations 10 Registrations of Securities (General Form) 10-12B°7811,580 
 • Registrations 10 Registrations of Securities (General Form) 10-12G°2,6204,499 
 • Registrations 24f-2 Registrations of Securities by Certain Investment Companies – Declarations of Election 24F-2EL292 
 • Registrations 24f-1 Registrations of Securities by Certain Investment Companies – Notices of Election 24F-16– 
 • Registrations 24f-2 Registrations of Securities by Certain Investment Companies – Terminations of Declarations of Election 24F-2TM603– 
 • Registrations S-4 Registrations of Securities Issued in Mergers S-4°14,58119,640 
 • Registrations S-4 Registrations of Securities Issued in Mergers Forming Bank and Savings & Loan Holding Companies S-4EF7731 
 • Registrations 40-F Registrations of Securities of Canadian Issuers 40FR12B13166 
 • Registrations 40-F Registrations of Securities of Canadian Issuers 40FR12G309 
 • Registrations F-80 Registrations of Securities of Canadian Issuers for Securities to be Issued in Exchange Offers and Mergers F-802622 
 • Registrations 8-B Registrations of Securities of Certain Successor Issuers 8-B12B9429 
 • Registrations 8-B Registrations of Securities of Certain Successor Issuers 8-B12G6113 
 • Registrations 18 Registrations of Securities of Foreign Governments and Political Subdivisions 18-12B4– 
 • Registrations 20-F Registrations of Securities of Foreign Non-Canadian Issuers 20FR12B171158 
 • Registrations 20-F Registrations of Securities of Foreign Non-Canadian Issuers 20FR12G°380597 
 • Registrations 10-SB Registrations of Securities of Small-Business Issuers 10SB12B245134 
 • Registrations 10-SB Registrations of Securities of Small-Business Issuers 10SB12G4,1475,545 
 • Registrations F-2 Registrations of Securities Pursuant to Dividend and Interest Reinvestment Plans F-2D1– 
 • Registrations F-3 Registrations of Securities Pursuant to Dividend and Interest Reinvestment Plans F-3D58– 
 • Registrations S-3 Registrations of Securities Pursuant to Dividend and Interest Reinvestment Plans S-3D9545 
 • Registrations S-8 Registrations of Securities to be Offered to Employees Pursuant to Employee Benefit Plans S-884,28018 
 • Reports 6-K Reports by Foreign Issuers 6-K°421,5775,391 
 • Reports 10-C Reports by Issuers of Securities Quoted on NASDAQ 10-C1,30525 
 • Reports  Reports by the African Development Bank AFDB91 
 • Reports  Reports by the Asian Development Bank ADB18– 
 • Reports  Reports by the European Bank for Reconstruction and Development EBRD161 
 • Reports  Reports by the Inter-American Development Bank IADB13– 
 • Reports  Reports by the International Finance Corporation IFC6– 
 • Ownership N-23C-1 Reports of Purchases of their own Securities by Closed-End Investment Companies N-23C-192016 
 • Reports E Reports of Sales of Securities 2-E8711 
 • Reports 2-A Reports of Sales of Securities — Reg. A/A+ 2-A5281 
 • Reports ICA Reports Required from Certain Applicants for Exemptions from the Investment Company Act 40-RPT2– 
 • Proxies 14A Revised Definitive Non-Management Proxy Statements DFRN14A327– 
 • Proxies 14C Revised Definitive Proxy Info Statements DEFR14C416– 
 • Proxies 14A Revised Definitive Proxy Soliciting Materials DEFR14A5,432– 
 • Proxies 14A Revised Preliminary Non-Management Proxy Soliciting Materials for Contested Solicitations and Other Situations PRRN14A2,076– 
 • Proxies 14C Revised Preliminary Proxy Info Statements PRER14C2,482– 
 • Proxies 14A Revised Preliminary Proxy Soliciting Materials PRER14A11,075– 
 • Registrations  Sales Literature SL9– 
 • Reports 24b-2 Sales Literature from Investment Companies 40-24B23,00486 
 • Orders  SEC Confidential Treatment Orders 
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 CT ORDER15,993– 
 • Letters 14a-8 SEC No-Action Letters 
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 NO ACT9,085– 
 • Registrations  SEC Notices of Effectiveness 
SEC emoji
 EFFECT×54,842– 
 • Registrations  SEC Notices of Qualification — Reg. A/A+ 
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 QUALIF×1,196– 
 • Registrations SEA §12(j) SEC Orders Revoking Registrations 
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 REVOKED5,849– 
 • Letters  SEC Staff Actions 
SEC emoji
  [ a.k.a. Document ORDER ]
 SEC ACTION271– 
 • Letters  SEC Staff Letters 
SEC emoji
  [ a.k.a. Documents STAFF LETTER, REDACTED EXHIBIT, SERIOUS DEFICIENCIES & 14A-8 ]
 SEC LETTER749– 
 • Orders  SEC Stop Orders 
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 STOP ORDER59– 
 • Reports 1-SA Semi-Annual Reports — Reg. A 1-SA51830 
 • Reports N-SAR Semi-Annual Reports by Investment Companies NSAR-A73,4064,004 
 • Reports N-SAR Semi-Annual-Transition Reports by Investment Companies NSAR-AT20216 
 • Reports SE Separate Exhibits of Scanned Paper-Format Exhibits of Filings SE3,582– 
 • Registrations SF-3 Shelf Registration Statements for Qualified Offerings of Asset-Backed Securities SF-3135204 
 • Reports 15d-2 Special Financial Reports SP 15D2562 
 • Reports 13p-1 Specialized Disclosure Reports Relating to the Use of Conflict Minerals SD8,21926 
 • Registrations U-3A-2 Statements by Utility Holding Companies Claiming Exemption U-3A-2985163 
 • Reports 20(e) Statements Concerning Proposed Transactions 35-APP62 
 • Ownership 13D Statements of Acquisitions of Beneficial Ownership by Non-Passive Investors SC 13D57,679123,224 
 • Ownership 13G Statements of Acquisitions of Beneficial Ownership by Passive Investors SC 13G205,656374,014 
 • Ownership 4 Statements of Changes in Beneficial Ownership of Securities by Insiders 4°3,673,782112,597 
 • Registrations T-1 Statements of Eligibility by Corporations Designated to Act as Trustees 305B21,90820 
 • Ownership 14F-1 Statements re: Changes in the Majority of Directors SC 14F12,254233 
 • Reports ICA §33 Stockholder Derivative Actions re: Investment Companies 40-331,0468 
 • Registrations 497(k) Summary Prospectuses of Certain Open-End Investment Companies 497K219,385– 
 • Registrations SA §11(a) Supplemental Materials by Foreign Issuers {Voluntary} SUPPL55,863– 
 • Ownership 14D-9C Tender-Offer Communications by Issuers re: Third-Party Offers SC14D9C2,403– 
 • Ownership TO Tender-Offer Communications re: Issuer and Third-Party Offers SC TO-C5,410– 
 • Ownership 14D-9 Tender-Offer Solicitation/Recommendation Statements SC 14D94,2639,446 
 • Ownership 14D-9F Tender-Offer Solicitation/Recommendation Statements by Canadian Issuers SC14D9F4040 
 • Ownership 13E-4F Tender-Offer Statements by Canadian Issuers SC13E4F1726 
 • Ownership 14D-1F Tender-Offer Statements by Canadian Third Parties SC14D1F45148 
 • Ownership 13E-1 Tender-Offer Statements by Issuers SC 13E12313 
 • Ownership 13E-4 / TO Tender-Offer Statements by Issuers SC 13E47341,250 
 • Ownership TO Tender-Offer Statements by Issuers SC TO-I9,27515,243 
 • Ownership 13E-3 Tender-Offer Statements by Issuers for Going-Private Transactions SC 13E32,4528,198 
 • Ownership 14D-1 Tender-Offer Statements by Third Parties SC 14D11,2715,205 
 • Ownership TO Tender-Offer Statements by Third Parties SC TO-T2,62412,179 
 • Ownership CB Tender-Offer, Exchange-Offer and Rights-Offering Notices re: Foreign Issuers CB1,6501,547 
 • Registrations  Test-the-Waters Materials — Reg. A/A+ TTW288 
 • Ownership U-12(I)-B Three-Year Ownership Statements by Persons Employed or Retained by Utility Holding Companies U-12-IB1,5373 
 • Ownership U-13E-1 Transaction Statements by Affiliate and Independent Service Companies U-13E-14– 
 • Registrations U-3A3-1 Twelve-Month Statements by Banks Claiming Exemption U-3A3-121– 
 • Registrations NRSRO Updates of Registrations by Nationally Recognized Statistical Rating Organizations NRSRO-UPD173– 
 • Registrations  Withdrawal Requests for Materials Previously Filed — Reg. A/A+ WDL-REQ62– 
 • Registrations ICA Withdrawals of Applications for Exemption Orders – ‘APP WD’ SEC Grant 
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 APP WDG74– 
 • Registrations ICA Withdrawals of Applications for Exemption Orders and Other Relief APP WD48012 
 • Reports 1-Z Withdrawals of Exit Reports — Reg. A 1-Z-W2– 
 • Registrations  Withdrawals of Form 1-A Offering Statements — Reg. A/A+ 1-A-W19023 
 • Registrations  Withdrawals of Registration Withdrawal Requests RW WD409– 
 
  Totals       12,715,145   1,406,965 
____________
T This Filing/Form Type is no longer filed, or is no longer made public, or is now a different Type.  (122 of them)
 This Filing/Form Type pertains to multiple Forms
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or Regulations
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of the Acts’ Sections.
° May contain, or be, an XMLª or XBRLª File.         (Most XMLª Files are rendered by using the SEC’s XSLTª Stylesheets –
× Must be, or contain, an XMLª or XBRLª File.         XBRLª Files are rendered by the SEC as IDEAª ‘R#’ Financial Reports.)
ª Acronyms: 
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      XML:  eXtensible Markup Language — A World Wide Web Consortium (W3C) data-interchange standard.  ?xml?
      XBRL:  eXtensible Business Reporting Language — A financial-data-interchange standard, based on XML.  
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      XSLT:  eXtensible Stylesheet Language Transformations — A W3C standard for turning XML into HTML.  
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      IDEA:  Interactive Data [XBRL] Apps — The SEC’s renderings of XBRL data.  (See our XBRL page info.)  
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