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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/12/24 Ashford Inc. SC 13E3 5:65M Ashford Inc. Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: SC 13E3 Tender-Offer Statement by an Issuer - HTML 71K Going-Private Transaction 5: EX-FILING FEES Filing Fees HTML 15K 2: EX-99.(C)(II) Miscellaneous Exhibit HTML 88K 3: EX-99.(C)(III) Miscellaneous Exhibit HTML 41K 4: EX-99.(C)(IV) Miscellaneous Exhibit HTML 59K
tm2411608-1_sc13e3 - none - 1.9843879s |
a.
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The filing of solicitation materials or an information statement subject to Regulation 14A, Regulation 14C, or Rule 13e-3(c) under the Securities Exchange Act of 1934. |
b.
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The filing of a registration statement under the Securities Act of 1933. |
c.
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A tender offer. |
d.
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None of the above. |
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(a)(i)
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| | Preliminary Proxy Statement of the Company (incorporated herein by reference to the Proxy Statement filed with the SEC on April 12, 2024). | |
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(a)(ii)
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| | Form of Proxy Card (incorporated herein by reference to the Proxy Statement filed with the SEC on April 12, 2024). | |
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(a)(iii)
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| | Notice of Special Meeting of Shareholders (incorporated herein by reference to the Proxy Statement filed with the SEC on April 12, 2024). | |
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(a)(iv)
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| | Current Report on Form 8-K, dated April 2, 2024 (filed with the SEC on April 2, 2024 and incorporated herein by reference). | |
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(a)(v)
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| | Press Release, dated April 1, 2024 (filed as Exhibit 99.1 to the Form 8-K filed with the SEC on April 2, 2024 and incorporated herein by reference). | |
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(a)(vi)
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| | Letter to Employees, dated April 1, 2024 (filed as Exhibit 99.2 to the Form 8-K filed with the SEC on April 2, 2024 and incorporated herein by reference). | |
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(b)
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| | Not applicable. | |
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(c)(i)
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| | Opinion of Oppenheimer dated March 30, 2024 (incorporated herein by reference to Annex A of the Proxy Statement filed with the SEC on April 12, 2024). | |
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(c)(ii)
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| | Oppenheimer Preliminary Discussion Materials Presentation dated March 20, 2024. | |
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(c)(iii)
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| | Oppenheimer Discussion Materials Presentation dated March 30, 2024. | |
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(c)(iv)
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| | Presentation dated March 11, 2024 of Robert W. Baird & Co. to the Board of Directors of the Company. | |
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(d)
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| | Not applicable. | |
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(f)
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| | Not applicable. | |
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(g)
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| | Not applicable. | |
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107
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| | Filing Fee Table. | |
| | | | ASHFORD INC. | | |||
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By:
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/s/ Alex Rose
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| Dated: April 12, 2024 | | | | | | Executive Vice President, General Counsel and Secretary | |
This ‘SC 13E3’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 4/12/24 | PRE 14A | ||
4/5/24 | ||||
4/2/24 | 8-K, SC 13D/A | |||
4/1/24 | 8-K, ARS | |||
3/30/24 | ||||
3/20/24 | ||||
3/11/24 | ||||
12/31/23 | 10-K, 4, ARS, DEF 14A | |||
12/31/22 | 10-K, ARS | |||
List all Filings |