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Envest Corp. – ‘D/A’ on 3/27/24

On:  Wednesday, 3/27/24, at 5:30pm ET   ·   Effective:  3/27/24   ·   Accession #:  2015088-24-2   ·   File #:  21-507383

Previous ‘D’:  ‘D’ on 3/13/24   ·   Latest ‘D’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size

 3/27/24  Envest Corp.                      D/A         3/27/24    1:17K

Amendment to Notice of an Exempt Offering of Securities   —   Form D   —   Regulation D   —   SA’33

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D/A         Amendment to Notice of an Exempt Offering of        HTML     17K 
                Securities -- primary_doc.xml/7.8                                




        

This ‘D/A’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Amendment to Notice of an Exempt Offering of Securities
 

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:3235-0076
Estimated average burden
hours per response:4.00

1. Issuer's Identity

CIK (Filer ID Number)Previous Names
XNone
Entity Type
2015088
XCorporation
  Limited Partnership
  Limited Liability Company
  General Partnership
  Business Trust
  Other (Specify)

Name of Issuer
Envest Corp.
Jurisdiction of Incorporation/Organization
ONTARIO, CANADA
Year of Incorporation/Organization
XOver Five Years Ago
  Within Last Five Years (Specify Year)
  Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Envest Corp.
Street Address 1Street Address 2
77 KING STREET WEST, SUITE 3000
CityState/Province/CountryZIP/PostalCodePhone Number of Issuer
TORONTOONTARIO, CANADAM5K 1G81 (416) 356-7179

3. Related Persons

Last NameFirst NameMiddle Name
KissackGaryF.
Street Address 1Street Address 2
77 King Street WestSuite 3000
CityState/Province/CountryZIP/PostalCode
TorontoONTARIO, CANADAM5K 1GB
Relationship:XExecutive OfficerXDirector  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
MorettoJasonR.
Street Address 1Street Address 2
77 King Street WestSuite 3000
CityState/Province/CountryZIP/PostalCode
TorontoONTARIO, CANADAM5K 1GB
Relationship:XExecutive OfficerXDirector  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
LeClairMichaelG.
Street Address 1Street Address 2
77 King Street WestSuite 3000
CityState/Province/CountryZIP/PostalCode
TorontoONTARIO, CANADAM5K 1GB
Relationship:XExecutive OfficerXDirector  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
AustrupRoland
Street Address 1Street Address 2
77 King Street WestSuite 3000
CityState/Province/CountryZIP/PostalCode
TorontoONTARIO, CANADAM5K 1GB
Relationship:  Executive OfficerXDirector  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
SnowMichaelG.
Street Address 1Street Address 2
77 King Street WestSuite 3000
CityState/Province/CountryZIP/PostalCode
TorontoONTARIO, CANADAM5K 1GB
Relationship:  Executive OfficerXDirector  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
BeaucageJohn
Street Address 1Street Address 2
77 King Street WestSuite 3000
CityState/Province/CountryZIP/PostalCode
TorontoONTARIO, CANADAM5K 1GB
Relationship:  Executive OfficerXDirector  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
GiakoumakisJohn
Street Address 1Street Address 2
77 King Street WestSuite 3000
CityState/Province/CountryZIP/PostalCode
TorontoONTARIO, CANADAM5K 1GB
Relationship:XExecutive Officer  Director  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
KaszaAndrew
Street Address 1Street Address 2
77 King Street WestSuite 3000
CityState/Province/CountryZIP/PostalCode
TorontoONTARIO, CANADAM5K 1GB
Relationship:XExecutive Officer  Director  Promoter

Clarification of Response (if Necessary):


4. Industry Group

  Agriculture
Banking & Financial Services
  Commercial Banking
  Insurance
  Investing
  Investment Banking
  Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
  Yes  No
  Other Banking & Financial Services
  Business Services
Energy
  Coal Mining
  Electric Utilities
  Energy Conservation
  Environmental Services
  Oil & Gas
XOther Energy
Health Care
  Biotechnology
  Health Insurance
  Hospitals & Physicians
  Pharmaceuticals
  Other Health Care
  Manufacturing
Real Estate
  Commercial
  Construction
  REITS & Finance
  Residential
  Other Real Estate
  
Retailing
  
Restaurants
Technology
  Computers
  Telecommunications
  Other Technology
Travel
  Airlines & Airports
  Lodging & Conventions
  Tourism & Travel Services
  Other Travel
  
Other

5. Issuer Size

Revenue RangeORAggregate Net Asset Value Range
  No Revenues  No Aggregate Net Asset Value
  $1 - $1,000,000  $1 - $5,000,000
  $1,000,001 - $5,000,000  $5,000,001 - $25,000,000
  $5,000,001 - $25,000,000  $25,000,001 - $50,000,000
  $25,000,001 - $100,000,000  $50,000,001 - $100,000,000
  Over $100,000,000  Over $100,000,000
XDecline to Disclose  Decline to Disclose
  Not Applicable  Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

  Rule 504(b)(1) (not (i), (ii) or (iii))
  Rule 504 (b)(1)(i)
  Rule 504 (b)(1)(ii)
  Rule 504 (b)(1)(iii)
XRule 506(b)
  Rule 506(c)
  Securities Act Section 4(a)(5)
  Investment Company Act Section 3(c)
  Section 3(c)(1)  Section 3(c)(9)  
  Section 3(c)(2)  Section 3(c)(10)
  Section 3(c)(3)  Section 3(c)(11)
  Section 3(c)(4)  Section 3(c)(12)
  Section 3(c)(5)  Section 3(c)(13)
  Section 3(c)(6)  Section 3(c)(14)
  Section 3(c)(7)

7. Type of Filing

  New Notice Date of First Sale 3/12/24   First Sale Yet to Occur
XAmendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
  YesXNo

9. Type(s) of Securities Offered (select all that apply)

XEquity  Pooled Investment Fund Interests
  Debt  Tenant-in-Common Securities
XOption, Warrant or Other Right to Acquire Another Security  Mineral Property Securities
XSecurity to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire SecurityXOther (describe)
Units of Envest Corp., consisting of common shares, common share purchase warrants, and common shares issuable upon exercise of such warrants.

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
  YesXNo

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor$100,000USD

12. Sales Compensation

Recipient
Recipient CRD Number  None
METRIC FINANCIAL, LLC33324
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Jack Grella6757707
Street Address 1Street Address 2
725 Ponce de Leon Avenue
CityState/Province/CountryZIP/Postal Code
AtlantaGEORGIA30306
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
XForeign/non-US
ALABAMA
ALASKA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
HAWAII
IDAHO
ILLINOIS
INDIANA
IOWA
KANSAS
KENTUCKY
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
MONTANA
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
SOUTH DAKOTA
TENNESSEE
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
WEST VIRGINIA
WISCONSIN
WYOMING

Recipient
Recipient CRD Number  None
METRIC FINANCIAL, LLC33324
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Devery Rustin Cagle2981159
Street Address 1Street Address 2
725 Ponce de Leon Avenue
CityState/Province/CountryZIP/Postal Code
AtlantaGEORGIA30306
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
XForeign/non-US
ALABAMA
ALASKA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
HAWAII
IDAHO
ILLINOIS
INDIANA
IOWA
KANSAS
KENTUCKY
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSISSIPPI
MISSOURI
MONTANA
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
SOUTH DAKOTA
TENNESSEE
TEXAS
UTAH
VERMONT
VIRGINIA
WASHINGTON
WEST VIRGINIA
WISCONSIN
WYOMING

13. Offering and Sales Amounts

Total Offering Amount$15,000,000USD
or  Indefinite
Total Amount Sold$350,000USD
Total Remaining to be Sold$14,650,000USD
or  Indefinite

Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
3

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions$1,050,000USD
XEstimate
Finders' Fees$0USD
  Estimate

Clarification of Response (if Necessary):

Aggregate 7% of the gross offering proceeds from the sale of Units of Envest Corp. pursuant to this offering.

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0USD
  Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

IssuerSignatureName of SignerTitleDate
Envest Corp./s/ Gary KissackGary KissackExecutive Chairman 3/27/24

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


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