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Piper Sandler & Co. – ‘ATS-N-C’ on 12/19/23

On:  Tuesday, 12/19/23, at 3:53pm ET   ·   Accession #:  724683-23-38   ·   File #:  13-00160

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  As Of               Filer                 Filing    For·On·As Docs:Size

12/19/23  Piper Sandler & Co.               ATS-N-C                1:3K

Notice of Cessation   —   Form ATS-N   —   Rule 304(a)(3)

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: ATS-N-C     Notice of Cessation -- primary_doc.xml              HTML      3K 




        

This ‘ATS-N-C’ Document is an XML Data File that may be rendered in various formats:

  Form ATS-N    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Notice of Cessation
 

ATS-N-C: Filer Information

Is this a LIVE or TEST Filing? Radio button checked LIVE Radio button not checked TEST
Is this an electronic copy of an official filing submitted in paper format in connection with a hardship exemption? Checkbox not checked

Submission Contact Information

Name
Philip 
Phone Number
612-303-6155 
E-Mail Address
philip.ferbuyt@psc.com 

Notification Information

Notify via Filing Website only? Checkbox not checked

ATS-N-C: Part IV: Contact Information, Signature Block, and Consent to Service

Provide the following information of the Person at XE  prepared to respond to questions for this submission:

First Name:

 

Last Name:

 

Title:

 

E-Mail:

 

Telephone:

 


Primary Street Address of the NMS Stock ATS:

Street 1
 
Street 2
 
City
 
Zip
 
State
 

Mailing Address of the NMS Stock ATS (if different):

Street 1
 
Street 2
 
City
 
Zip
 
State
 

The XE  consents that service of any civil action brought by, or notice of any proceeding before, the SEC or a self-regulatory organization in connection with the alternative trading system's activities may be given by registered or certified mail to the contact employee at the primary street address or mailing address (if different) of the NMS Stock ATS, or via email, and the addresses provided on this Form ATS-N. The undersigned, being first duly sworn, deposes and says that he/she has executed this form on behalf of, and with the authority of, said alternative trading system. The undersigned and XE  represent that the information and statements contained herein, including exhibits, schedules, or other documents attached hereto, and other information filed herewith, all of which are made a part hereof, are current, true, and complete.

Date:
 
XE :
XE 
By:
 
Title:
 

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Filing Submission 0000724683-23-000038   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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