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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/02/24 Quipt Home Medical Corp. 40-F/A 9/30/23 16:768K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 40-F/A Amendment to Annual Report by a Canadian Issuer HTML 46K 2: EX-99.3 Miscellaneous Exhibit HTML 370K 3: EX-99.4 Miscellaneous Exhibit HTML 11K 4: EX-99.5 Miscellaneous Exhibit HTML 11K 5: EX-99.6 Miscellaneous Exhibit HTML 8K 6: EX-99.7 Miscellaneous Exhibit HTML 8K 11: R1 Cover HTML 74K 13: XML IDEA XML File -- Filing Summary XML 14K 16: XML XBRL Instance -- tm249794d2_40fa_htm XML 26K 12: EXCEL IDEA Workbook of Financial Report Info XLSX 9K 8: EX-101.DEF XBRL Definitions -- qipt-20230930_def XML 78K 9: EX-101.LAB XBRL Labels -- qipt-20230930_lab XML 109K 10: EX-101.PRE XBRL Presentations -- qipt-20230930_pre XML 75K 7: EX-101.SCH XBRL Schema -- qipt-20230930 XSD 14K 14: JSON XBRL Instance as JSON Data -- MetaLinks 29± 39K 15: ZIP XBRL Zipped Folder -- 0001104659-24-042121-xbrl Zip 90K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 1
i ¨ Registration statement pursuant to Section 12 of the Securities Exchange Act of 1934
or
i x Annual report pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934
| For
the fiscal year ended: i September 30, 2023 |
Commission File Number: i 001-40413 |
(Exact name of Registrant as specified in its charter)
|
(Province or other jurisdiction of |
i 3841 (Primary Standard Industrial Classification Code |
(I.R.S. Employer Identification |
(Address and telephone number of Registrant’s principal executive offices)
i 1015 15th Street N.W., Suite 1000
i Washington, i DC i 20005
(Name, address (including zip code) and telephone number (including area code) of agent for service in the United States)
Securities registered or to be registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| i Common Shares | i QIPT | The i Nasdaq Capital Market |
Securities registered pursuant to Section 12(g) of the Act: None
Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None
For annual reports, indicate by check mark the information filed with this Form:
| i x Annual information form | i x Audited annual financial statements |
Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report: common shares
Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such shorter period that the registrant was required to file such reports); and (2) has been subject to such filing requirements for the past 90 days. x i Yes ¨ No
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit such files). x i Yes ¨ No
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 12b-2 of the Exchange Act.
If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards† provided pursuant to Section 13(a) of the Exchange Act. i ¨
† The term “new or revised financial accounting standard” refers to any update issued by the Financial Accounting Standards Board to its Accounting Standards Codification after April 5, 2012.
Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report. i ¨
If securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of the registrant included in the filing reflect the correction of an error to previously issued financial statements. ¨
Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-based compensation received by any of the registrant’s executive officers during the relevant recovery period pursuant to §240.10D-1(b). ¨
| Auditor Name | i BDO USA, P.C. |
| Auditor Location | i Cincinnati, Ohio |
| Auditor Firm ID | i 243 |
EXPLANATORY NOTE
This Amendment No. 1 (this “Amendment”) amends the Annual Report on Form 40-F of Quipt Home Medical Corp. (the “Company”), which was filed with the U.S. Securities and Exchange Commission (the “Commission”) on December 22, 2023 (the “Original Annual Report”). This Amendment is being filed solely in order to file an amended Exhibit 99.3, Management’s Discussion and Analysis for the years ended September 30, 2023 and 2022. In addition, pursuant to the rules of the Commission, this Amendment also contains (i) new certifications required by Rule 13a-14(a) or Rule 15d-14(a), pursuant to Section 302 of the Sarbanes-Oxley Act of 2002; and (ii) new certifications required by 18 U.S.C. Section 1350, as enacted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
Other than as expressly set forth herein, this Amendment does not, and does not purport to, amend, update, or restate the information in any item of the Original Annual Report or reflect any events occurring after the filing of the Original Annual Report. Accordingly, this Amendment should be read in conjunction with the Original Annual Report.
The following documents are being filed with the Commission as Exhibits to this Form 40-F:
** Filed herewith.
SIGNATURES
Pursuant to the requirements of the Exchange Act, the Company certifies that it meets all of the requirements for filing on Form 40-F and has duly caused this Amendment No. 1 to the annual report to be signed on its behalf by the undersigned, thereunto duly authorized.
| QUIPT HOME MEDICAL CORP. | ||
| By: | /s/ Gregory Crawford | |
| Name: | Gregory Crawford | |
| Title: | Chief Executive Officer | |
Date: April 2, 2024
| This ‘40-F/A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 4/2/24 | |||
| 12/22/23 | 40-F, F-10, F-X | |||
| For Period end: | 9/30/23 | 40-F | ||
| 9/30/22 | 40-F | |||
| 4/5/12 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/22/23 Quipt Home Medical Corp. 40-F 9/30/23 123:13M Toppan Merrill Bridge/FA |