SEC Info - Prospect Capital Corp - ‘40-33/A’ on 5/17/17

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Prospect Capital Corp – ‘40-33/A’ on 5/17/17

On: Wednesday, 5/17/17, at 4:02pm ET · Effective: 5/17/17 · Accession #: 1104659-17-33459 · File #: 814-00659

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/17/17  Prospect Capital Corp             40-33/A     5/17/17    1:1.6M                                   Merrill Corp-MD/FA

Amendment to Stockholder Derivative Action re: a Management Investment Company — Sect. 33 – ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 40-33/A     40-33/A PDF -- a17-13432_14033a                      PDF   1.22M

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Filing Submission 0001104659-17-033459 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Prospect Capital Corp – ‘40-33/A’ on 5/17/17

On: Wednesday, 5/17/17, at 4:02pm ET · Effective: 5/17/17 · Accession #: 1104659-17-33459 · File #: 814-00659

Previous ‘40-33’: ‘40-33’ on 1/27/17 · Latest ‘40-33’: This Filing

Amendment to Stockholder Derivative Action re: a Management Investment Company — Sect. 33 – ICA’40Filing Table of Contents

This is a PDF Document.

Amendment to Stockholder Derivative Action re: a Management Investment Company — Sect. 33 – ICA’40
Filing Table of Contents