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Advisors Preferred Trust – ‘40-17F1/A’ on 9/14/23 re: Advisors Preferred Trust

On:  Thursday, 9/14/23, at 3:32pm ET   ·   Effective:  9/14/23   ·   Accession #:  1580642-23-4935   ·   File #:  811-22756

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/14/23  Advisors Preferred Trust          40-17F1/A   9/14/23    1:94K  Advisors Preferred Trust          Blu Giant, LLC/FA

Document/Exhibit                   Description                      Pages   Size 

 1: 40-17F1/A   Amendment to Certificate of Accounting of           HTML     88K 
                Securities of an Investment Company in the Custody               
                of Members of National Securities Exchanges                      

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-17f-1

Certificate of Accounting of Securities and Similar

Investments of a Management Investment Company

in the Custody of Members of

National Securities Exchanges

Pursuant to Rule 17f-1 [17 CFR 270.17f-1]

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-17f-1

Certificate of Accounting of Securities and Similar

Investments of a Management Investment Company

in the Custody of Members of

National Securities Exchanges

Pursuant to Rule 17f-1 [17 CFR 270.17f-1]

MANAGEMENT STATEMENT REGARDING COMPLIANCE WITH CERTAIN

PROVISIONS OF THE INVESTMENT COMPANY ACT OF 1940

September 12, 2023

We, as members of management of Spectrum Low Volatility Fund and Spectrum Unconstrained Fund (the “Funds”), each a series of Advisors Preferred Trust, are responsible for complying with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1, “Custody of Securities with Members of National Securities Exchanges,” of the Investment Company Act of 1940. We are also responsible for establishing and maintaining effective internal controls over compliance with those requirements. We have performed an evaluation of the Funds’ compliance with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 as of March 31, 2023, and from October 1, 2022, through March 31, 2023.

Based on this evaluation, we assert that the Funds were in compliance with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 for the Investment Company Act of 1940 as of March 31, 2023, and from October 1, 2022, through March 31, 2023, with respect to securities reflected in the investment account of each Fund.

Spectrum Low Volatility Fund

Spectrum Unconstrained Fund

/s/___________________________________________

Catherine Ayers-Rigsby, Principal Executive Officer

/s/____________________________________________

Christine Casares, Principal Financial Officer

Report of Independent Public Accountant

To the Board of Trustees of

Advisors Preferred Trust

We have examined management's assertion, included in the accompanying Management Statement Regarding Compliance With Certain Provisions of the Investment Company Act of 1940, that Spectrum Low Volatility Fund and Spectrum Unconstrained Fund (the “Funds”), each a series of Advisors Preferred Trust, complied with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 under the Investment Company Act of 1940 (the “Act”) as of March 31, 2023. The Funds’ management is responsible for its assertion. Our responsibility is to express an opinion on management's assertion about the Funds’ compliance with the specified requirements based on our examination.

Our examination was conducted in accordance with attestation standards established by the American Institute of Certified Public Accountants. Those standards require that we plan and perform the examination to obtain reasonable assurance about whether management's assertion about compliance with the specified requirements is fairly stated, in all material respects. An examination involves performing procedures to obtain evidence about whether management's assertion is fairly stated in all material respects. The nature, timing, and extent of the procedures selected depend on our judgment, including an assessment of the risks of material misstatement of management's assertion, whether due to fraud or error. We believe that the evidence we obtained is sufficient and appropriate to provide a reasonable basis for our opinion.

We are required to be independent and to meet our other ethical responsibilities in accordance with relevant ethical requirements relating to the engagement.

Included among our procedures were the following tests performed as of March 31, 2023, and with respect to agreement of security purchases and sales, for the period from September 30, 2022 (the date of our last examination), through March 31, 2023:

We believe that our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the Funds’ compliance with specified requirements.

In our opinion, management's assertion that Spectrum Low Volatility Fund and Spectrum Unconstrained Fund complied with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 of the Investment Company Act of 1940 as of March 31, 2023, with respect to securities reflected in the investment account of the Funds is fairly stated, in all material respects.

This report is intended solely for the information and use of management and the Board of Trustees of Advisors Preferred Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

COHEN & COMPANY, LTD.

Philadelphia, Pennsylvania

September 12, 2023

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Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘40-17F1/A’ Filing		Date		Other Filings
Filed on / Effective on:		9/14/23		40-17F1,  40-17G
		9/12/23		N-CEN
		3/31/23		N-CSRS,  NPORT-P
		10/1/22
		9/30/22		24F-2NT,  N-CEN,  N-CSR,  NPORT-P
				List all Filings

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Filing Submission 0001580642-23-004935   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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