SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Instinet, LLC – ‘ATS-N/MA’ from 4/23/24 – ‘COVER PAGE’

On:  Tuesday, 4/23/24, at 12:56pm ET   ·   As of:  4/17/24   ·   Delayed-Release:  Filing  –  Release Delayed   ·   Accession #:  310607-24-10   ·   File #:  13-00105

Previous ‘ATS-N/MA’:  ‘ATS-N/MA’ on 1/4/24   ·   Latest ‘ATS-N/MA’:  This Filing   ·   1 Reference:  To:  Instinet, LLC – ‘ATS-N/UA’ on 4/2/24

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size

 4/17/24  Instinet, LLC                     ATS-N/MA4/23/24    1:3K

Material Amendment   —   Form ATS-N   —   Rule 304(a)(2)(i)(A)   —   Delayed-Release

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: COVER PAGE  Cover Page -- coverpage.xml                         HTML      4K 




        

This ‘COVER PAGE’ Document is an XML Data File that may be rendered in various formats:

  Form ATS-N    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Cover Page
 

Type of Filing (select one)
Does the NMS Stock ATS currently operate pursuant to a Form ATS?Radio button not checked  Yes Radio button checked  No
Provide the EDGAR accession number for the Form ATS-N filing to be amended:
Filer CIK
0000310607
Filer CCC
********  
File No:
013-00105
CBX is making this filing pursuant to Rule 304 under the Securities Exchange Act of 1934
Statement about the Form ATS-N Amendment pursuant to Instruction A.7 (g) of this form.
Part III Item 13(a) is amended to add that ILLC may assign a higher Taker Tier when an Indirect Subscriber has a low volume of trading or has exhibited inconsistent behavior for the prior period, or such other reasons as ILLC deems relevant. The changes herein apply to Indirect Subscribers and the broker-dealer operator.
Is this a LIVE or TEST Filing? Radio button checked LIVE Radio button not checked TEST
Is this an electronic copy of an official filing submitted in paper format in connection with a hardship exemption? Checkbox not checked
Confirming Copy File Number

Notification Information

Notify via Filing Website only?Checkbox not checked


1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/02/24  Instinet, LLC                     ATS-N/UA4/03/24    2:997K
Top
Filing Submission 0000310607-24-000010   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Apr. 25, 12:13:05.1pm ET