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UBS Securities LLC – ‘ATS-N/UA’ from 3/22/24 – ‘ATS-N EX-2 SCHD B BD’

On:  Friday, 3/22/24, at 9:42am ET   ·   As of:  3/20/24   ·   Delayed-Release:  Filing  –  Release Delayed to:  3/22/24   ·   Accession #:  1839882-24-8526   ·   File #:  13-00069

Previous ‘ATS-N/UA’:  ‘ATS-N/UA’ on 10/20/23   ·   Latest ‘ATS-N/UA’:  This Filing   ·   1 Reference:  To:  UBS Securities LLC – Previous ‘ATS-N/UA’ on 10/20/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/20/24  UBS Securities LLC                ATS-N/UA3/22/24    4:320K                                   Quality Edgar - QES/FA

Updating Amendment   —   Form ATS-N   —   Rule 304(a)(2)(i)(B)   —   Delayed-Release

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: ATS-N/UA    Updating Amendment -- primary_doc.xml               HTML    131K 
 2: ATS-N EX-1 SCHD A BD  Direct Owners and Executive Officers --    PDF     30K 
                Form BD - Sch. A -- ex-1scha7                                    
 3: ATS-N EX-2 SCHD B BD  Indirect Owners -- Form BD - Sch. B --     PDF     74K 
                ex-2shcb7                                                        
 4: ATS-N EX-3 REDLINE  Redline Changes -- Form BD - Sch. A & B --   PDF     36K 
                ex-3redli11                                                      


‘ATS-N EX-2 SCHD B BD’   —   Indirect Owners — Form BD – Sch. B — ex-2shcb7


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1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/20/23  UBS Securities LLC                ATS-N/UA10/23/23    5:500K                                   Quality Edgar - QES/FA
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Filing Submission 0001839882-24-008526   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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