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Clsa Americas, LLC – ‘X-17A-5’ for 12/31/20 – ‘ACCT RPT COMPL RPT’

On:  Monday, 3/22/21, at 11:09am ET   ·   Effective:  3/22/21   ·   For:  12/31/20   ·   Accession #:  1558345-21-10   ·   File #:  8-69166

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  As Of               Filer                 Filing    For·On·As Docs:Size

 3/22/21  Clsa Americas, LLC                X-17A-5    12/31/20    4:967K

Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer   —   Form X-17A-5
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: X-17A-5     Annual Financial Report [ a.k.a. FOCUS Report ] by  HTML      3K 
                a Broker or Dealer -- primary_doc.xml                            
 4: FULL        Annual Financial Report (Full) --                    PDF    457K 
                2020_PUBLIC_REPORT                                               
 3: COMPL RPT   Compliance Report -- 2020_COMPLIANCE_REPORT2         PDF     22K 
 2: ACCT RPT COMPL RPT  Accountant's Report re: an Examination of    PDF    221K 
                Certain Statements in a Compliance Report --                     
                2020_ACCT_RPT_COMPL_RPT                                          


‘ACCT RPT COMPL RPT’   —   Accountant’s Report re: an Examination of Certain Statements in a Compliance Report — 2020_ACCT_RPT_COMPL_RPT


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Filing Submission 0001558345-21-000010   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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