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DPL Inc – ‘8-K’ for 12/20/19

On:  Friday, 12/20/19, at 5:02pm ET   ·   For:  12/20/19   ·   Accession #:  787250-19-66   ·   File #:  1-09052

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Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
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UNITED STATES
 SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 8-K
  
CURRENT REPORT
 Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of report (Date of earliest event reported): December 20, 2019

Commission
Registrant, State of Incorporation
Employer
File Number
Address and Telephone Number
Identification No.
DPL INC.
31-1163136
 
(An Ohio corporation)
 
 
1065 Woodman Drive
 
 
 
 
937-259-7215
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading Symbol(s)
Name of Each Exchange on Which Registered
N/A
N/A
N/A

 Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
       Emerging growth company
o




If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o






Item 8.01
Other Events

On December 20, 2019, AES Ohio Generation, LLC (“AES Ohio”), a wholly-owned subsidiary of DPL Inc., together with AES Ohio’s co-owners in the Stuart and Killen retired generating facilities (the “Retired
Facilities”), completed the transfer of the Retired Facilities, including the associated environmental liabilities, to an unaffiliated third-party purchaser.











SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 
 

 
DPL Inc.
 
 
 
 
 
 
 
 
 
By:
 
 
Name:
 
 
Title:
General Counsel and Secretary
 

 
 
 
 




Dates Referenced Herein

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Filed on / For Period end:12/20/19None on these Dates
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