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American Equity Investment Life Holding Co. – ‘8-K’ for 8/5/20

On:  Wednesday, 8/5/20, at 4:40pm ET   ·   For:  8/5/20   ·   Accession #:  1039828-20-59   ·   File #:  1-31911

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  As Of               Filer                 Filing    For·On·As Docs:Size

 8/05/20  American Equity Inv Life Hold… Co 8-K:2,9     8/05/20   14:2.1M

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     31K 
 2: EX-99.1     Press Release                                       HTML     88K 
 3: EX-99.2     Financial Supplement                                HTML    472K 
10: R1          Cover Page                                          HTML     53K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
 9: XML         XBRL Instance -- a2020-06x30ael8k_htm                XML     23K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 5: EX-101.CAL  XBRL Calculations -- ael-20200805_cal                XML      7K 
 6: EX-101.DEF  XBRL Definitions -- ael-20200805_def                 XML     41K 
 7: EX-101.LAB  XBRL Labels -- ael-20200805_lab                      XML     84K 
 8: EX-101.PRE  XBRL Presentations -- ael-20200805_pre               XML     45K 
 4: EX-101.SCH  XBRL Schema -- ael-20200805                          XSD     16K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    21K 
14: ZIP         XBRL Zipped Folder -- 0001039828-20-000059-xbrl      Zip     73K 


‘8-K’   —   Current Report


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM  i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):  i August 5, 2020
 i AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
(Exact name of registrant as specified in its charter)

 i Iowa
 i 42-1447959
(State or other jurisdiction
of incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
 i 6000 Westown Parkway
 i West Des Moines,  i IA  i 50266
(Address of principal executive offices and zip code)
( i 515)  i 221-0002
(Registrant's telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each class
 
Trading Symbol(s)
 
Name of each exchange on which registered
 i Common stock, par value $1
 
 i AEL
 
 i New York Stock Exchange
 i Depositary Shares, each representing a 1/1,000th interest in a share of 5.95% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series A
 
 i AELPRA
 
 i New York Stock Exchange
 i Depositary Shares, each representing a 1/1,000th interest in a share of 6.625% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series B
 
 i AELPRB
 
 i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.









Item 2.02  Results of Operations and Financial Condition
On August 5, 2020, the registrant issued a press release announcing its financial results for the quarter ended June 30, 2020, a copy of which is attached as Exhibit 99.1 and is incorporated herein by reference. The registrant's financial supplement for the quarter ended June 30, 2020, is attached as Exhibit 99.2 and is incorporated herein by reference.
The information, including exhibits attached hereto, furnished under this Item 2.02 shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. The information in this Current Report shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, except as otherwise expressly stated in such filing.
Item 9.01.  Financial Statements and Exhibits
(d)    Exhibits
The following exhibits are being furnished with this Form 8-K.





SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: August 5, 2020
 
AMERICAN EQUITY
 
 
INVESTMENT LIFE HOLDING COMPANY
 
 
 
 
 
 
 
 
 
 
By:
 
 
 
 
 
 
Chief Executive Officer and President
 
 
 
 
 




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:8/5/20
6/30/2010-Q
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