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Rockwell Automation, Inc – ‘8-K’ for 2/7/20

On:  Friday, 2/7/20, at 4:52pm ET   ·   For:  2/7/20   ·   Accession #:  1024478-20-7   ·   File #:  1-12383

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/07/20  Rockwell Automation, Inc          8-K:5       2/07/20   12:199K

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     37K 
 8: R1          Document and Entity Information Document            HTML     47K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
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12: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.CAL  XBRL Calculations -- rok-20200207_cal                XML      7K 
 4: EX-101.DEF  XBRL Definitions -- rok-20200207_def                 XML      9K 
 5: EX-101.LAB  XBRL Labels -- rok-20200207_lab                      XML     66K 
 6: EX-101.PRE  XBRL Presentations -- rok-20200207_pre               XML     36K 
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11: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    19K 
10: ZIP         XBRL Zipped Folder -- 0001024478-20-000007-xbrl      Zip     14K

‘8-K’   —   Current Report

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 i false i 0001024478 0001024478 2020-02-07 2020-02-07


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________________
FORM  i 8-K
________________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported):  i February 7, 2020 (February 4, 2020)
________________
 i Rockwell Automation, Inc.
(Exact name of registrant as specified in its charter)
________________
 i Delaware
 i 1-12383
 i 25-1797617
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 i 1201 South Second Street
 i Milwaukee,  i Wisconsin  i 53204
(Address of principal executive offices, including zip code)
+1 ( i 414)  i 382-2000
(Registrant's telephone number, including area code)
________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d‑2(b))
 i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e‑4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
 
Trading Symbol
 
Name of each exchange on which registered
 i Common Stock ($1.00 par value)
 
 i ROK
 
 i New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter):
 i ☐ Emerging Growth Company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐




INFORMATION TO BE INCLUDED IN THE REPORT


Item 5.07
Submission of Matters to a Vote of Security Holders.


a.
The annual meeting of shareowners of the Company was held on February 4, 2020. The final results of each of the matters submitted to a vote of shareowners at the annual meeting are set forth below.

b.
At the annual meeting, the shareowners:

i.
voted to elect four directors of the Company to a term expiring in 2023. Each nominee was elected by a vote of the shareowners as follows:
 
Affirmative Votes
 
Votes Withheld
 
Broker Nonvotes
Steven R. Kalmanson
83,038,085

 
2,308,970

 
12,945,039

James P. Keane
83,284,908

 
2,062,147

 
12,945,039

Pam Murphy
84,862,776

 
484,279

 
12,945,039

Donald R. Parfet
84,694,440

 
652,615

 
12,945,039


ii.
voted on a proposal to approve on an advisory basis the compensation of the Company's named executive officers as set forth in the Company's proxy statement for the February 4, 2020 annual meeting. The proposal was approved on an advisory basis by a vote of the shareowners as follows:
Affirmative votes
73,857,222

Negative votes
7,872,970

Abstentions
3,616,863

Broker Nonvotes
12,945,039


iii.
voted on a proposal to approve the selection by the Audit Committee of the Company's Board of Directors of the firm of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. The proposal was approved by a vote of the shareowners as follows:
Affirmative votes
92,598,140

Negative votes
5,304,990

Abstentions
388,964


iv.
voted on a proposal to approve the Rockwell Automation, Inc. 2020 Long-Term Incentives Plan. The proposal was approved by a vote of the shareowners as follows:
Affirmative votes
73,034,843

Negative votes
8,751,845

Abstentions
3,560,367

Broker Nonvotes
12,945,039










SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
ROCKWELL AUTOMATION, INC.
 
(Registrant)
 
 
 
 
 
By
 
/S/    REBECCA W. HOUSE        
 
 
 
Rebecca W. House
 
 
 
Senior Vice President, Chief Legal Officer
    and Secretary
Date: February 7, 2020



Dates Referenced Herein   and   Documents Incorporated by Reference

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2/4/204,  DEF 14A
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