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Parker Bromley Ltd/BD – ‘SC 13G’ on 2/17/98 re: Aid Auto Stores Inc/DE

As of:  Tuesday, 2/17/98   ·   Accession #:  1017920-98-6   ·   File #:  5-53529

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/17/98  Parker Bromley Ltd/BD             SC 13G                 1:7K   Aid Auto Stores Inc/DE            Breslow & Walker

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                     28     20K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
26Item 1(a). Name of Issuer:
"Item 1(b). Address of Issuer's Principal Executive Offices:
"Item 2(a). Name of Person Filing:
"Item 2(b). Address of Principal Business Office or, if
"Item 2(c). Citizenship:
"Item 2(d). Title of Class of Securities:
"Item 2(e). CUSIP Number:
"Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
"Item 4. Ownership
"Item 5. Ownership of Five Percent or Less of a Class
"Item 6. Ownership of More than Five Percent on Behalf of Another Person
27Item 8. Identification and Classification of Members of the Group
"Item 9. Notice of Dissolution of Group
"Item 10. Certification
SC 13G1st Page of 28TOCTopPreviousNextBottomJust 1st
 

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 S C H E D U L E 13G (Rule 13d-102) Information To Be Included in Statements Filed Pursuant to Rules 13d-1(b) and (c) and Amendments Thereto Filed Pursuant to 13d-2(b) (Amendment No. __)1 AID AUTO STORES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $.001 PER SHARE (Title of Class of Securities) 008709115 (CUSIP Number) 1The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). [Download Table] CUSIP No. 008709115 13G 1
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NAME OF REPORTING PERSON Parker Bromley, Ltd. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ]
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION New York
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Number of Shares Beneficially Owned By Each Reporting Person With
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5
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SOLE VOTING POWER 257,248
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6
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SHARED VOTING POWER 0
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7
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SOLE DISPOSITIVE POWER 257,248
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8
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SHARED DISPOSITIVE POWER 0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 257,248
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.5%
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12
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TYPE OF REPORTING PERSON* BD
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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Item 1(a). Name of Issuer: Aid Auto Stores, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 275 Grand Boulevard, Westbury, New York 11590 Item 2(a). Name of Person Filing: Parker Bromley, Ltd. Item 2(b). Address of Principal Business Office or, if None, Residence: 100 Quentin Roosevelt Boulevard, Garden City, New York 11530 Item 2(c). Citizenship: New York Item 2(d). Title of Class of Securities: Common Stock, par value $.001 per share Item 2(e). CUSIP Number: 008709115 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [X] Broker or dealer registered under Section 15 of the Act, (b) [ ] Bank as defined in Section 3(a)(6) of the Act, (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act, (d) [ ] Investment Company registered under Section 8 of the Investment Company Act, (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisors Act of 1940, (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d- 1(b)(1)(ii)(F), (g) [ ] Parent Holding Company, in accordance with Rule 13d- 1(b)(ii)(G); see Item 7, (h) [ ] Group, in accordance with Rule 13d- 1(b)(1)(ii)(H). Item 4. Ownership. As of December 31, 1997, the beneficial ownership information of Parker Bromley, Ltd. with respect to the subject securities was as follows: (a) Amount beneficially owned: 250,000 shares underlying exercisable warrants and 7,248 shares held in a trading account. (b) Percent of class: 6.5% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 6.5% (ii) Shared power to vote or to direct the vote - 0 - (iii) Sole power to dispose or to direct the disposition of 6.5% (iv) Shared power to dispose or to direct the disposition of - 0 - . Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [ ] Instruction. Dissolution of a group requires a response to this item. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable.
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Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect.
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Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 1998 PARKER BROMLEY, LTD. By:/s/ Lee Shapiro Name:Lee Shapiro Title:President and CEO

Dates Referenced Herein   and   Documents Incorporated by Reference

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Filed on:2/17/98
2/12/9828
12/31/972610-K,  NT 10-K
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Filing Submission 0001017920-98-000006   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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