Pre-Effective Amendment to Registration of Securities by a Small-Business Issuer — Form SB-2
Filing Table of Contents
Document/Exhibit Description Pages Size
1: SB-2/A Pre-Effective Amendment to Registration of 73 371K
Securities by a Small-Business Issuer
2: EX-4.1 Specimen Stock Certificate 2 8K
3: EX-10.1 Stock Option Plan 9 38K
4: EX-10.7 Standard Form of Loft Lease 28 124K
5: EX-23.1 Consent of Independent Public Accountants 1 5K
6: EX-99.1 Consent 2 6K
EX-4.1 — Specimen Stock Certificate
EX-4.1 | 1st Page of 2 | TOC | ↑Top | Previous | Next | ↓Bottom | Just 1st |
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RONNYBROOK FARM DAIRY, INC.
INCORPORATED UNDER THE LAWS
OF THE STATE OF NEW YORK
CUSIP 77633R 10 3
THIS CERTIFIES THAT
IS THE OWNER OF
SEE REVERSE FOR
CERTAIN DEFINITIONS
FULLY PAID AND NON-ASSESSABLE COMMON SHARES, PAR VALUE $.001 PER SHARE, OF
RONNYBROOK FARM DAIRY, INC. (hereinafter called the Corporation), transferable
on the books of the Corporation by the holder hereof in person or by duly
authorized attorney, upon surrender of this certificate properly endorsed. This
certificate is not valid until countersigned and registered by the Transfer
Agent and Registrar. Witness the facsimile seal of the Corporation and the
facsimile signatures of its duly authorized officers.
Dated
--------------------- ------------------------------------
SECRETARY
------------------------------------
PRESIDENT
COUNTERSIGNED AND REGISTERED:
OTC CORPORATE TRANSFER SERVICE CO.
(HICKSVILLE, NY)
TRANSFER AGENT AND REGISTRAR
BY
---------------------------------
AUTHORIZED SIGNATURE
The Corporation will furnish without charge to each stockholder who so requests
a statement of the powers, designations, preferences and relative,
participating, optional or other special rights of each class of stock or series
thereof and the qualifications, limitations or restrictions of such preferences
and/or rights.
The following abbreviations, when used in the inscription on the face of this
certificate, shall be construed as though they were written out in full
according to applicable laws or regulations:
TEN COM - as tenants in common
TEN ENT - as tenants by the entireties
JT TEN - as joint tenants with right of survivorship and not as
tenants in common
UNIF GIFT MIN ACT - Custodian
----------------------- ----------------------------------------- ---------
(Cust) (Minor) under Uniform Gifts to Minors Act (State)
Additional abbreviations may also be used though not in the above list.
For value received, ____________________ hereby sell, assign and transfer unto
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PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE
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(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING ZIP CODE OF ASSIGNEE)
Common Shares represented by the within Certificate and do hereby irrevocably
constitute and appoint to transfer the said stock on the books of the within
named Corporation with full power of substitution in the premises.
Dated
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NOTICE
THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON
THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR
ENLARGEMENT OR ANY CHANGE WHATEVER.
SIGNATURE(S) GUARANTEED:
By
--------------------------------
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION
(BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH
MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO
S.E.C. RULE 17Ad-15.
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