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Kruttschnitt Theodore H III – ‘SC 13D/A’ on 4/23/97 re: Cooper Development Co

As of:  Wednesday, 4/23/97   ·   Accession #:  1012870-97-797   ·   File #:  5-37633

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/23/97  Kruttschnitt Theodore H III       SC 13D/A               1:10K  Cooper Development Co             Donnelley R R & S… 13/FA

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial           5     20K 
                          Ownership                                              


Document Table of Contents

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11st Page   -   Filing Submission
3Item 1. Security and Issuer:
"Item 2. Identity and Background:
"Item 3. Source and Amount of Funds or Other Consideration:
"Item 4. Purpose of Transaction:
4Item 5. Interest in Securities of the Issuer:
5Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
"Item 7. Material to be filed as Exhibits:
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 21)* ---- COOPER DEVELOPMENT COMPANY ------------------------------------------------------------- (Name of Issuer) COMMON STOCK --------------------------------------------------- (Title of Class of Securities) 216655-10-0 ----------------------------------------- (CUSIP Number) Theodore H. Kruttschnitt, 1730 South El Camino Real Suite 400, San Mateo, CA (415) 525-9300 -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 10, 1997 -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Check the following box if a fee is being paid with the statement [_]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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----------------------- CUSIP NO. 216655-10-0 SCHEDULE 13D ----------------------- ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Theodore H. Kruttschnitt ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] ------------------------------------------------------------------------------ SEC USE ONLY 3 ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 N/A ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO 5 ITEMS 2(d) OR 2(e) [_] ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 U.S.A. ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 2,178 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 2,178 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 2,178 ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 33.28% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IN ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT!
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KRUTTSCHNITT/COOPER DEVELOPMENT COMPANY --------------------------------------- INFORMATION STATEMENT ON SCHEDULE 13D --------------- Item 1. Security and Issuer: ------- -------------------- Warrants to purchase Common Stock of Cooper Development Company 16160 Caputo Drive Morgan Hill, CA 95037 Item 2. Identity and Background: ------- ------------------------ (a) Theodore H. Kruttschnitt (b) 1730 South El Camino Real, Suite 400, San Mateo, California 94402 (c) Investor. Mr. Kruttschnitt is a Director of Cooper Development Company. (d) None (e) None (f) U.S.A. Item 3. Source and Amount of Funds or Other Consideration: ------- -------------------------------------------------- The warrants to purchase common stock were issued in consideration of the provision of a $500,000 line of credit and the draw of $500,000 under such line of credit. Item 4. Purpose of Transaction: ------- ----------------------- Mr. Kruttschnitt is currently reporting the acquisition of warrants to purchase 571 shares of the Issuer's common stock which warrants were
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issued in connection with the provision by Mr. Kruttschnitt of a $500,000 line of credit. The warrants to purchase 571 shares of the Issuer's common stock acquired by Mr. Kruttschnitt and reported hereby were acquired for investment purposes. Item 5. Interest in Securities of the Issuer: ------- ------------------------------------- (a) As of April 10, 1997 and based on preliminary reports from the Company's stock transfer agent following the 1 for 500 reverse stock split effective March 14, 1997, Mr. Kruttschnitt owned beneficially or of record 2,178 shares (33.28%) of the Issuer's common stock. Mr. Kruttschnitt has the right to acquire an additional 1,456 shares of the Issuer's Common Stock upon the conversion of an aggregate of $1,474,049 principal amount of the Issuer's promissory notes held by him and the right to acquire 3,143 shares of Common Stock upon the exercise of warrants issued pursuant to those certain Note and Warrant Purchase Agreements dated November 10, 1995 and May 22, 1996 between the Issuer and Mr. Kruttschnitt and another party (all warrants issued pursuant to the foregoing agreement are referred to herein as the "Prior Warrants"). If Mr. Kruttschnitt and the other holder of the aggregate principal amount of similar notes which are outstanding were to convert such notes and exercise such Prior Warrants, Mr. Kruttschnitt would then own an aggregate of 6,777 shares (43.05%) of the Issuer's Common Stock. If, following such conversion of the notes and such exercise of the Prior Warrants, Mr. Kruttschnitt and the other holder of warrants issued pursuant to the Note and Warrant Purchase Agreement dated April 10, 1997 (all warrants issued pursuant to the foregoing agreement are referred to herein as the "New Warrants") which are currently outstanding were to exercise such New Warrants, Mr. Kruttschnitt would then own an aggregate of 7,348 shares (43.52%) of the Issuer's Common Stock.
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(b) N/A (c) N/A (d) None (e) N/A Item 6. Contracts, Arrangements, Understandings or Relationships with Respect ------- --------------------------------------------------------------------- to Securities of the Issuer: ---------------------------- N/A Item 7. Material to be filed as Exhibits: ------- --------------------------------- N/A After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. April 10, 1997 /s/ THEODORE H. KRUTTSCHNITT ______________________________ Theodore H. Kruttschnitt

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13D/A’ Filing    Date First  Last      Other Filings
Filed on:4/23/97
4/10/9715
3/14/974
5/22/9648-K
11/10/9548-K
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Filing Submission 0001012870-97-000797   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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