Initial Public Offering (IPO): Registration Statement (General Form) — Form S-1
Filing Table of Contents
Document/Exhibit Description Pages Size
1: S-1 Registration Statement (General Form) 99 509K
2: EX-3.1 Amended & Restated Certificate 7 30K
3: EX-3.2 Amended & Restated Bylaws 21 98K
4: EX-3.3 Amended & Restated Certification of Incorporation 20 85K
5: EX-3.4 Certificate of Correction 2 13K
6: EX-3.5 Bylaws of Replicase, Inc. 13 60K
7: EX-4.2 Registration Rights Agreement, Date June 22, 1998 16 68K
8: EX-4.3 Amended & Restated Reg. 15 75K
9: EX-4.4 Warrant Agreement, Dated July 12, 1999 11 66K
10: EX-4.5 Warrant Agreement, Dated Oct. 27, 1998 11 69K
11: EX-4.6 Warrant Agreement, Dated Oct. 27, 1998 12 69K
12: EX-4.7 Warrant Agreement, Dated Oct. 27, 1998 12 68K
13: EX-4.8 Letter of Comdisco 2± 13K
14: EX-4.9 Warrant Agreement to Purchase (Excite) 12 58K
15: EX-10.1 Registrant's 1998 Stock Option Plan 25 97K
24: EX-10.10 Employment Agreement, Brian M. Beattie 5 27K
25: EX-10.11 Employment Agreement, Jim Hilbert 5 25K
26: EX-10.12 Employment Agreement, Lucille Hoger 5 25K
27: EX-10.14 Sublease Agreement 11 51K
28: EX-10.15 Enterprise License Agreement, Dated May 27, 1999 11 55K
29: EX-10.16 Amend. #1 to Enterprise License Agreement 3 24K
16: EX-10.2 Registrant's 2000 Omnibus Equity Incentive Plan 39 153K
17: EX-10.3 Registrant's 2000 Employee Stock Plan 12 58K
18: EX-10.4 Form of Directors' & Officers' Indemnification 7 40K
19: EX-10.5 Employment Agreement, Tony Rodoni 3 18K
20: EX-10.6 Employment Letter, Michael O'Rourke 4 20K
21: EX-10.7 Employment Agreement, Radha R. Basu 5 27K
22: EX-10.8 Employment Letter, Scott Dale 8 38K
23: EX-10.9 Employment Agreement, Cadir Lee 8 38K
30: EX-23.1 Consent of Ernst & Young LLP 1 10K
31: EX-27.1 Financial Data Schedule 2 12K
EX-10.6 — Employment Letter, Michael O’Rourke
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EXHIBIT 10.6
[LETTERHEAD OF TIOGA SYSTEMS, INC.]
Mr. Michael O'Rourke
1019 Spicewood Mesa
Austin, TX 78759
(512) 219-9405
Dear Mike,
I am pleased to offer you a position with Tioga Systems, Inc., a
Delaware corporation (the "Company") as Vice President of Operations, commencing
on July 15, 1999. You will have an annual salary of $160,000, which will be
paid semi-monthly in accordance with the Company's normal payroll procedures.
We will recommend to the Board at the next Board meeting that you be granted
350,000 stock options, which will carry vesting and exercise provisions in
accordance with the Company's standard policies. The options will be
exercisable at the fair market value of the common stock at the Board meeting
following the date of grant. (See Employee agreement amendment A for more
details.)
You will also be eligible to receive additional bonus option amounts
of 25,000 shares at the end of twelve months and 25,000 shares at the end of the
next twelve months. Fifty percent (50%) of these amounts (or 12,500 shares) in
each year will be based on the Company achieving revenue targets for these
periods that will be agreed to with you upon your arrival and fifty percent
(50%) in each year will be based upon you achieving MBO criteria, that will also
be agreed to with you upon your arrival.
Additionally, you will receive a sign-on bonus of $30,000 which will
be paid within five days of your employment commencement date. This amount will
"vest" at the rate of $5,000 per month for six months. To the extent your
employment terminates within this time, the unvested portion will be payable
back to Tioga.
As a Company employee, you will also be eligible to receive all
employee benefits, which will include health insurance. You should note that
the Company may modify salaries and benefits from time to time as it deems
necessary. (See Employee agreement amendment A for more details.)
You should be aware that your employment with the Company is for no
specified period and constitutes at will employment. As a result you are free
to resign at any time, for any reason or for no reason. Similarly, the Company
is free to conclude its employment relationship with you at any time, with or
without cause, and with or without notice.
For purposes of federal immigration law, you will be required to
provide to the Company documentary evidence of your identity and eligibility for
employment in the United States. Such documentation must be provided to us
within three (3) business days of your date of hire, or our employment
relationship with you may be terminated.
You agree that, during the term of your employment with the Company,
you will not actively engage in any other employment, occupation, consulting or
other business directly or indirectly related to the business in which the
Company is now involved or becomes involved during the term of your employment,
nor will you
engage in any other activities that conflict with your obligations to the
Company. (See Employee agreement amendment A for more details.)
As a Company employee, you will be expected to abide by the Company's
rules and regulations. You will be expected to sign and comply with an
Employment, Confidential Information and Invention Assignment Agreement (the
"Employee NDA") which requires, among other provisions, the assignment of patent
rights to any invention made during your employment at the Company and non-
disclosure of proprietary information. Your employment will be contingent upon
and not be deemed effective until you have executed and returned the Employee
NDA to the Company.
As provided in the Employee NDA, in the event of any dispute or claim
relating to or arising out of our employment relationship, you and the Company
agree that all such disputes shall be fully and finally resolved by binding
arbitration conducted by the American Arbitration Association in San Mateo
County, California. However, as also provided in the Employee NDA, we agree
that this arbitration provision shall not apply to any disputes or claims
relating to or arising out of the misuse or misappropriation of the Company's
trade secrets or proprietary information.
To indicate your acceptance of the Company's offer, please sign and
date this letter in the space provided below and return it to me no later than 3
business days of receipt. A duplicate original is enclosed for your records.
This letter, along with the agreement relating to proprietary rights between you
and the Company, sets forth the terms of your employment with the Company and
supersedes any prior representations or agreements, whether written or oral.
This letter may not be modified or amended except by a written agreement, signed
by an officer of the Company and you.
We look forward to working with you.
Sincerely,
TIOGA SYSTEMS, INC.
/s/ Mark Pincus
Mark Pincus
CEO and President
ACCEPTED AND AGREED TO this
26/th/ day of May, 1999.
/s/ Michael O' Rourke
. Page 2
May 24, 1999
Enclosures: Duplicate Original Letter
Employment agreement amendment A
Employment, Confidential Information and
Invention Assignment Agreement (To be supplied)
. Page 3
Employment agreement amendment A
--------------------------------
Employee name: Michael O'Rourke
This agreement amendment provides clarifications and modifications to the
standard employee's agreement and supersedes the original subject as appears in
the employee agreement.
Employee benefit package and insurance:
--------------------------------------
Tioga will provide an employee benefit package that will include the following
items:
. Health Insurance (e.g. Lifeguard HMO and PPO).
. Dental insurance (e.g. Principal)
. Life and Disability insurance
. Section 125
. 401K program (currently no company contribution)
Stocks options
--------------
You will vest into 25% of your options at the end of one year and then vest into
the remaining 75% monthly over the following three years.
Revenue
-------
Definition of revenue will be based on US Generally Accepted Accounting
Principles.
. Page 4
Dates Referenced Herein
| Referenced-On Page |
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| This ‘S-1’ Filing | | Date | | First | | Last | | | Other Filings |
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| |  |
| Filed on: | | 2/18/00 | | | | | | | None on these Dates |
| | 7/15/99 | | 1 |
| | 5/24/99 | | 3 |
| List all Filings |
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