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Kaplan S Jerrold – ‘SC 13G/A’ on 3/15/01 re: Egghead Com Inc

On:  Thursday, 3/15/01, at 4:15pm ET   ·   Accession #:  1012870-1-1184   ·   File #:  5-40002

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/15/01  Kaplan S Jerrold                  SC 13G/A               1:8K   Egghead Com Inc                   Donnelley R R & S… 13/FA

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment No. 3 to Sch13G (S. Jerrold Kaplan)          4     17K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
3Item 3. Not applicable
"Item 4. Ownership
4Item 5. Ownership of Five Percent or Less of a Class
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
"Item 8. Identification and Classification Members of the Group
"Item 9. Notice of Dissolution of Group
"Item 10. Certification
SC 13G/A1st Page of 4TOCTopPreviousNextBottomJust 1st
 

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Egghead.com, Inc. -------------------------------------------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------------------------------------------- (Title of Class of Securities) 682838-10-7 -------------------------------------------------------------------------------- (CUSIP Number) n/a -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
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------------------------- --------------------- CUSIP No. 682838-10-7 SCHEDULE 13G Page 2 of 4 Pages ----------- - - ------------------------- --------------------- ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1. S.S or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON S. Jerrold Kaplan ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2. (a) [_] (b) [_] ------------------------------------------------------------------------------ SEC USE ONLY 3. ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4. U.S.A. ------------------------------------------------------------------------------ SOLE VOTING POWER 5. NUMBER OF 4,843,960 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6. OWNED BY -0- ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7. REPORTING 4,843,960 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8. -0- ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON* 9. 4,859,406 ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10. [X] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11. 8.7% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12. IN ------------------------------------------------------------------------------ * See footnote on page 3
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----------------------- --------------------- CUSIP No. 682838-10-7 SCHEDULE 13G Page 3 of 4 Pages ----------- - - ----------------------- --------------------- Item 1. (a) Name of Issuer: -------------- Egghead.com, Inc. (b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 1350 Willow Road, Menlo Park, CA 94025 Item 2. (a) Name of Person Filing: --------------------- S. Jerrold Kaplan (b) Address of Principal Business Office: ------------------------------------ 1350 Willow Road, Menlo Park, CA 94025 (c) Citizenship: ----------- U.S.A. (d) Title of Class of Securities: ---------------------------- Common Stock (e) CUSIP Number: ------------ 682838-10-7 Item 3. Not applicable. Item 4. Ownership. (a) Amount Beneficially Owned: 4,859,406* ------------------------- (b) Percent of Class: 8.7% ---------------- * Represents 4,843,960 shares held of record by Mr. Kaplan and 15,466 shares beneficially owned by his wife, Michelle Pettigrew. Excludes 10,000 shares held of record by the Lily Layne Kaplan Irrevocable Trust, of which Mr. Kaplan's sister Amy Kaplan Eckman is trustee, and 2,500 shares held of record by the Kaplan Children's Trust, of which Mr. Kaplan's brother James Kaplan is trustee and the beneficiaries of which are the children of James Kaplan. Mr. Kaplan disclaims beneficial ownership of the shares held by the Lily Layne Kaplan Irrevocable Trust and the Kaplan Children's Trust.
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----------------------- --------------------- CUSIP No. 682838-10-7 SCHEDULE 13G Page 4 of 4 Pages ----------- - - ----------------------- --------------------- (c) Number of shares as to which such person has: -------------------------------------------- [Download Table] (i) sole power to vote or direct the vote: 4,843,960 (ii) shared power to vote or direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 4,843,960 (iv) shared power to dispose or to direct the disposition of: -0- Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 14, 2001 By: /s/ S. Jerrold Kaplan --------------------------- S. Jerrold Kaplan

Dates Referenced Herein

Referenced-On Page
This ‘SC 13G/A’ Filing    Date First  Last      Other Filings
Filed on:3/15/01None on these Dates
3/14/014
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Filing Submission 0001012870-01-001184   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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