SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

LPL Financial LLC/TA – ‘TA-1/A’ on 7/24/14

On:  Thursday, 7/24/14, at 6:11pm ET   ·   As of:  7/16/14   ·   Effective:  7/26/14   ·   Accession #:  1007444-14-13   ·   File #:  84-05637

Previous ‘TA-1’:  ‘TA-1/A’ on 6/27/14   ·   Next:  ‘TA-1/A’ on 8/13/14   ·   Latest:  ‘TA-1/A’ on 9/16/20

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size

 7/16/14  LPL Financial LLC/TA              TA-1/A      7/26/14    1:52K

Amendment to Application for Registration as a Transfer Agent   —   Form TA-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: TA-1/A      Amendment to Application for Registration as a      HTML     51K 
                          Transfer Agent -- primary_doc.xml/3.4                  




        

This ‘TA-1/A’ Document is an XML Data File that may be rendered in various formats:

  Form TA-1    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Amendment to Application for Registration by a Transfer Agent
 

Top
Filing Submission 0001007444-14-000013   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Mar. 29, 6:07:46.1am ET