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Deutsche Bank Trust Co Americas/ADR Group – ‘F-6/A’ on 5/16/14 re: JD.com, Inc.

On:  Friday, 5/16/14, at 3:30pm ET   ·   Effective:  5/29/14   ·   Accession #:  950127-14-24   ·   File #:  333-195849

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/16/14  Deutsche Bank Tr Co Americas/… Gp F-6/A       5/29/14    2:605K JD.com, Inc.                      White & Case LLP/FA

Pre-Effective Amendment to Registration of Depositary Shares Evidenced by American Depositary Receipts (Not Effective Immediately)   —   Form F-6
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: F-6/A       Pre-Effective Amendment to Registration of          HTML     58K 
                          Depositary Shares Evidenced by American                
                          Depositary Receipts (Not Effective                     
                          Immediately)                                           
 2: EX-4        Deposit Agreement                                   HTML    350K 


F-6/A   —   Pre-Effective Amendment to Registration of Depositary Shares Evidenced by American Depositary Receipts (Not Effective Immediately)


This is an HTML Document rendered as filed.  [ Alternative Formats ]




    As filed with the Securities and Exchange Commission on May 16, 2014
Registration No. 333-195849      
 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 

Pre-Effective Amendment No. 1
to
FORM F-6
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOR
AMERICAN DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS
 

JD.com, Inc.
 (Exact name of issuer of deposited securities as specified in its charter)

 Not Applicable
(Translation of issuer’s name into English)

 Cayman Islands
(Jurisdiction of incorporation or organization of issuer)

Deutsche Bank Trust Company Americas
(Exact name of depositary as specified in its charter)
60 Wall Street
New York, New York 10005
(212) 250-9100
(Address, including zip code, and telephone number, including area code, of depositary’s principal executive offices)

 Law Debenture Corporate Services Inc.
400 Madison Avenue, 4th Floor
New York, New York 10017
(212) 750-6474
 (Address, including zip code, and telephone number, including area code, of agent for service)

Copies to:
Z. Julie Gao, Esq.
Skadden, Arps, Slate, Meagher & Flom LLP
c/o 42/F, Edinburgh Tower, The Landmark
15 Queen's Road Central
Hong Kong
+852 3740-4700
 
 
Francis Fitzherbert-Brockholes, Esq.
White & Case LLP
5 Old Broad Street
London EC2N 1DW
United Kingdom
+(44) 20 7532 1400
 

It is proposed that this filing become effective under Rule 466:
o immediately upon filing.
o on (Date) at (Time).
 
If a separate registration statement has been filed to register the deposited shares, check the following box:  x

 CALCULATION OF REGISTRATION FEE
Title of each class
of Securities to be registered
Amount to be registered
Proposed
maximum aggregate price per unit (1)
Proposed
maximum aggregate offering price (2)
Amount of registration fee
American Depositary Shares, each representing the right to receive 2 Class A ordinary shares of JD.com, Inc.
N/A
N/A
N/A
N/A
1
For the purpose of this table only the term "unit" is defined as one American Depositary Share.
2
Estimated solely for the purpose of calculating the registration fee.  Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of American Depositary Shares.

The registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until the Registration Statement shall become effective on such date as the United States Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.

This Pre-Effective Amendment No. 1 to the Registration Statement on Form F-6 may be executed in any number of counterparts, each of which shall be deemed an original, and all of such counterparts together shall constitute one and the same instrument.
 
 

 
 

 

PART I
 
INFORMATION REQUIRED IN PROSPECTUS
 
The prospectus consists of the proposed form of American Depositary Receipt (“Receipt”) included as Exhibits A and B to the form of Deposit Agreement filed as Exhibit (a) to this Pre-Effective Amendment No. 1 to the Registration Statement on Form F-6 and is incorporated herein by reference.
 
Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED
 
Required Information
 
Location in Form of Receipt Filed Herewith as Prospectus
         
1.
Name of depositary and address of its principal executive office
 
Face of Receipt – introductory paragraph
         
2.
Title of Receipts and identity of deposited securities
 
Face of Receipt – top center
         
Terms of Deposit:
   
         
 
(i)
The amount of deposited securities represented by one American Depositary Share (“ADS”)
 
Face of Receipt – upper right corner
         
 
(ii)
The procedure for voting the deposited securities
 
Reverse of Receipt – Articles 14 and 15
         
 
(iii)
The procedure for collecting and distributing dividends
 
Reverse of Receipt – Articles 13 and 14
         
 
(iv)
The procedures for transmitting notices, reports and proxy soliciting material
 
Face of Receipt – Article 12;
Reverse of Receipt – Articles 14 and 15
         
 
(v)
The sale or exercise of rights
 
Reverse of Receipt – Articles 13 and 14
         
 
(vi)
The deposit or sale of securities resulting from dividends, splits or plans of reorganization
 
Face of Receipt – Articles 3, 6 and 9;
Reverse of Receipt – Articles 13 and 16
         
 
(vii)
Amendment, extension or termination of the deposit arrangements
 
Reverse of Receipt – Articles 20 and 21 (no provision for extension)
         
 
(viii)
The rights of holders of Receipts to inspect the books of the depositary and the list of holders of Receipts
 
Face of Receipt – Article 12
         
 
(ix)
Restrictions upon the right to transfer or withdraw the underlying securities
 
Face of Receipt – Articles 2, 3, 4, 6, 8, 9 and 10
Reverse of Receipt – Article 22
         
 
(x)
Limitation on the depositary’s liability
 
Face of Receipt – Article 10;
Reverse of Receipt – Articles 15, 16, 17 and 18
         
3.
Fees and charges that a holder of Receipts may have to pay, either directly or indirectly
 
Face of Receipt – Article 9

 
 

 

Item 2. AVAILABLE INFORMATION

Required Information
 
Location in Form of Receipt Filed Herewith as Prospectus
         
(b) 
Periodic reporting requirements and certain reports filed with the Commission
 
Face of Receipt – Article 12

JD.com, Inc. (the “Company”) is subject to the periodic reporting requirements of the United States Securities Exchange Act of 1934, as amended, and, accordingly, files certain reports with, and furnishes certain reports to, the Commission.  These reports can be retrieved from the Commission’s internet website (www.sec.gov) and can be inspected and copied at the public reference facilities maintained by the Commission at 100 F Street, N.E., Washington D.C. 20549.
 
 
 
PART II
 
INFORMATION NOT REQUIRED IN PROSPECTUS
 
Item 3. EXHIBITS
 
 
(a)
Form of Deposit Agreement, by and among the Company, Deutsche Bank Trust Company Americas, as depositary (the “Depositary”), and all holders and beneficial owners from time to time of ADSs issued thereunder (“Deposit Agreement”).  — Filed herewith as Exhibit (a).
 
 
(b)
Any other agreement to which the Depositary is a party relating to the issuance of the ADSs registered hereunder or the custody of the deposited securities represented thereby. — Not applicable.
 
 
(c)
Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. — Not applicable.
 
 
(d)
Opinion of White & Case LLP, counsel to the Depositary, as to the legality of the securities to be registered. — Previously filed (Form F-6, File No. 333-195849, May 9, 2014)
 
 
(e)
Certificate under Rule 466. — Not applicable.
 
 
(f)
Powers of attorney for certain officers and directors of the Company. — Previously filed (Form F-6, File No. 333-195849, May 9, 2014).
 
 
Item 4. UNDERTAKINGS
 
 
(a)
The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities; and (2) made generally available to the holders of the underlying securities by the issuer.
 
 
(b)
If the amount of fees charged is not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request.  The Depositary undertakes to notify each registered holder of an ADS thirty (30) days before any change in the fee schedule.
 


 
 

 


SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this registration statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on May 16, 2014.
 
 
Legal entity created by the form of Deposit Agreement for the issuance of Receipts for Class A ordinary shares, par value U.S.$0.00002 of JD.com, Inc.
 
Deutsche Bank Trust Company Americas, as Depositary
       
       
 
By: 
/s/ Christopher Konopelko  
   
Name: 
Title:
Director
 
       
       
 
By: 
/s/ James Kelly  
   
Name: 
Title:
Vice President
 
 
 

 
 

 


 
Pursuant to the requirements of the Securities Act of 1933, as amended, JD.com, Inc. certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized in the People’s Republic of China, on May 16, 2014

 
 
   
JD.com, Inc.
 
       
 
By: 
 
   
Title:   Chairman of the Board of Directors and
Chief Executive Officer
 
 

Under the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons on May 16, 2014 in the capacities indicated.
 
 
Signature                                                                                     Title

/s/ Richard Qiangdong Liu  
Chairman of the Board of Directors
 
and Chief Executive Officer  (Principal Executive Officer)
     
*
 
Director
Name: Xufu Li
   
     
 
Director
   
     
 
Director
   
     
 
Chief Financial Officer
 
(Principal Financial and Accounting Officer)


*
By: /s/ Richard Qiangdong Liu         
 
Name:
   
Attorney-in-Fact

 
 

 

SIGNATURE OF AUTHORIZED REPRESENTATIVE IN THE UNITED STATES

Pursuant to the Securities Act of 1933, as amended, the duly authorized representative in the United States of JD.com, Inc., has signed this Registration Statement or amendment thereto in New York, New York on May 16, 2014.


 
 
Authorized U.S. Representative
       
       
 
By: 
 
   
Name:  Amy Segler
 
   
Title: Service of Process Officer
Law Debenture Corporate Services Inc.
 

 
 

 

Index to Exhibits
 
Exhibit
Document
 
(a)
Form of Deposit Agreement
 
     



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘F-6/A’ Filing    Date    Other Filings
Effective on:5/29/14F-6
Filed on:5/16/14F-6 POS
5/9/148-A12B,  F-1/A,  F-6
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Filing Submission 0000950127-14-000024   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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