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As Of Filer Filing For·On·As Docs:Size Issuer Agent 11/14/05 Asv Inc/MN 10-Q/A 9/30/05 4:293K RR Donnelley |
Document/Exhibit Description Pages Size 1: 10-Q/A Amendemnt to Form 10-Q HTML 34K 2: EX-10.2 Purchase Agreement HTML 217K 3: EX-31.1 Certification of the CEO Pursuant to Section 302 HTML 7K 4: EX-31.2 Certification of the CFO Pursuant to Section 302 HTML 7K
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Minnesota | 41-1459569 | |
(State or other jurisdiction of | (I.R.S. Employer Identification No.) | |
incorporation or organization) |
840 Lily Lane P.O. Box 5160 |
||
Grand Rapids, MN 55744 | (218) 327-3434 | |
(Address of principal executive offices, | (Registrant’s telephone number, | |
including zip code) | including area code) |
Exhibit | ||
Number | Description | |
3.1
|
Second Restated Articles of Incorporation of the Company (a) | |
3.1a
|
Amendment to Second Restated Articles of Incorporation of the Company filed January 6, 1997 (b) | |
3.1b
|
Amendment to Second Restated Articles of Incorporation of the Company filed May 4, 1998 (c) | |
3.2
|
Bylaws of the Company (a) | |
3.3
|
Amendment to Bylaws of the Company adopted April 13, 1999 (d) | |
4.1
|
Specimen form of the Company’s Common Stock Certificate (a) | |
10.1
|
Summary of Board of Director Compensation for the Company (e) | |
10.2
|
Purchase Agreement between the Company and Caterpillar Inc. effective November 1, 2005 ** | |
10.3
|
Registration Rights Agreement between the Company and Caterpillar Inc., effective November 1, 2005 (f) | |
10.4
|
Commercial Alliance Agreement between the Company and Vermeer Manufacturing Inc. dated September 23, 2005 (f)** | |
11
|
Statement re: Computation of Per Share Earnings (f) | |
31.1
|
Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
31.2
|
Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
32.1
|
Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (f) | |
32.2
|
Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (f) |
1
(a) | Incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement on Form SB-2 (File No. 33-61284C) filed July 7, 1994. | |
(b) | Incorporated by reference to Exhibit 3.1a to the Company’s Annual Report on Form 10-KSB for the year ended December 31, 1996 (File No. 0-25620) filed electronically March 28, 1997. | |
(c) | Incorporated by reference to Exhibit 3.1b to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 1998 (File No. 0-25620) filed electronically August 12, 1998. | |
(d) | Incorporated by reference to Exhibit 3.3 to the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 1999 (File No. 0-25620) filed electronically November 12, 1999. | |
(e) | Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed electronically on July 18, 2005. | |
(f) | Previously filed with the original Form 10-Q for the fiscal quarter ended September 30, 2005. | |
** | Certain information contained in this document has been omitted and filed separately accompanied by a confidential request pursuant to Rule 24b-2 of the Securities Exchange Act of 1934. |
2
A.S.V., Inc. |
||||
Dated: November 11, 2005 | By /s/ Gary Lemke | |||
Gary Lemke | ||||
Chief Executive Officer (duly authorized officer) |
||||
3
Exhibit
|
Description | |
3.1
|
Second Restated Articles of Incorporation of the Company (a) | |
3.1a
|
Amendment to Second Restated Articles of Incorporation of the Company filed January 6, 1997 (b) | |
3.1b
|
Amendment to Second Restated Articles of Incorporation of the Company filed May 4, 1998(c) | |
3.2
|
Bylaws of the Company (a) | |
3.3
|
Amendment to Bylaws of the Company adopted April 13, 1999 (d) | |
4.1
|
Specimen form of the Company’s Common Stock Certificate (a) | |
10.1
|
Summary of Board of Director Compensation for the Company (e) | |
10.2
|
Purchase Agreement between the Company and Caterpillar Inc. effective November 1, 2005 ** | |
10.3
|
Registration Rights Agreement between the Company and Caterpillar Inc., effective November 1, 2005(f) | |
10.4
|
Commercial Alliance Agreement between the Company and Vermeer Manufacturing Inc. dated September 23, 2005(f)** | |
11
|
Statement re: Computation of Per Share Earnings(f) | |
31.1
|
Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
31.2
|
Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
32.1
|
Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002(f) | |
32.2
|
Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002(f) |
(a) | Incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement on Form SB-2 (File No. 33-61284C) filed July 7, 1994. | |
(b) | Incorporated by reference to Exhibit 3.1a to the Company’s Annual Report on Form 10-KSB for the year ended December 31, 1996 (File No. 0-25620) filed electronically March 28, 1997. | |
(c) | Incorporated by reference to Exhibit 3.1b to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 1998 (File No. 0-25620) filed electronically August 12, 1998. | |
(d) | Incorporated by reference to Exhibit 3.3 to the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 1999 (File No. 0-25620) filed electronically November 12, 1999. | |
(e) | Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on July 18, 2005. | |
(f) | Previously filed with the original Form 10-Q for the fiscal quarter ended September 30, 2005. | |
** | Certain information contained in this document has been omitted and filed separately accompanied by a confidential request pursuant to Rule 24b-2 of the Securities Exchange Act of 1934. |
4
This ‘10-Q/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 11/14/05 | |||
11/11/05 | ||||
11/1/05 | ||||
10/28/05 | ||||
For Period End: | 9/30/05 | 10-Q, NT 10-Q | ||
9/23/05 | 8-K | |||
7/18/05 | 8-K | |||
11/12/99 | 10-Q | |||
9/30/99 | 10-Q | |||
4/13/99 | ||||
8/12/98 | 10-Q | |||
6/30/98 | 10-Q | |||
5/4/98 | ||||
3/28/97 | 10KSB | |||
1/6/97 | ||||
12/31/96 | 10KSB, 10KSB/A, SC 13D/A | |||
7/7/94 | ||||
List all Filings |