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Chaffin Thomas Frank/BD – ‘5’ for 12/31/97 re: Tmci Electronics Inc.

As of:  Wednesday, 2/18/98   ·   For:  12/31/97   ·   Accession #:  950136-98-339   ·   File #:  0-27510

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/18/98  Chaffin Thomas Frank/BD           5          Director    1:9K   Tmci Electronics Inc.             Capital Systems 01/FA

Annual Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 5   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 5           Annual Statement of Changes in Beneficial              3     15K 
                Ownership of Securities by an Insider                            

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FORM 5 [ ] Check this box if no longer subject _________________________________ to Section 16. Form 4 or Form 5 | OMB APPROVAL | obligations may continue. See _________________________________ Instructions 1(b). | OMB Number: 3235-0362| | Expires: September 30, 1998| [ ] Form 3 Holdings Reported | Estimated average burden | | hours per response....... 1.0| [X] Form 4 Transactions Reported _________________________________ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 _______________________________________________________________________________ 1. Name and Address of Reporting Person* Chaffin, Thomas F. ----------------------------------------------------- (Last) (First) (Middle) c/o Rosenblam, Parish & Isaacs ----------------------------------------------------- (Street) 160 West Santa Clara St., 15th Floor San Jose, CA 95113 ----------------------------------------------------- (City) (State) (Zip) _______________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol TMCI Electronics, Inc. (TMEI) _______________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) _______________________________________________________________________________ 4. Statement for Month/Year December 1997 _______________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) _______________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [ ] Officer (give title below) [ ] 10% Owner [ ] Other (specify below) -------------------------------------------------- _______________________________________________________________________________ 7. Individual or Joint/Group Reporting (Check applicable line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person _______________________________________________________________________________
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[Enlarge/Download Table] TABLE I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ------------------------------------------------------------------------------------------------------------------------ 1. 2. 3. 4. 5. 6. 7. --------------------- -------- ---------- ------------------------------ ----------- ---------- ---------- Amount of Securities Owner- Beneficially ship Trans- Trans- Securities Acquired (A) Owned at Form: action action or Disposed of (D) End of Direct Nature of Date Code (Instr. 3, 4 and 5) Issuers (D) or Indirect Title of (Month/ (Instr. 8) ---------------------------- Fiscal Year Indirect Beneficial Security Day/ ---------- Amount (A) or Price (Instr. (I) Ownership (Instr. 3) Year) Code V (D) 3 and 4) (Instr. 4) (Instr. 4) --------------------- -------- ---- ---- ----------- ------ --------- ----------- ---------- ---------- ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ * If the form is filed by more than one reporting person, see instruction 4(b)(v). (Over) SEC 2270 (7-96)
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FORM 5 (continued) [Enlarge/Download Table] TABLE II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities) ----------------------------------------------------------------------------------------------------------------------------------- 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. ---------- -------- -------- -------- ---------- ------------ -------------- ------ ---------- --------- ---------- Title and Ownership Number of Date Exer- Amount of Form of Derivative cisable and Underlying Number of Deriv- Securities Expiration Securities Price Derivative ative Conver- Acquired (A) Date (Month/ (Instr. 3 of Securities Security: sion or Trans- or Disposed Day/Year) and 4) Deriv- Benefi- Direct Exercise action Trans- of (D) -------------- -------------- ative cially (D) or Nature of Title of Price of Date action (Instr. 3, Date Amount Secur- Owned at Indirect Indirect Derivative Deriv- (Month/ Code 4 and 5) Exer- Expir- or Num- ity End of (I) Beneficial Security ative Day/ (Instr. ---------- cis- ation ber of (Instr. Year (Instr. Ownership (Instr. 3) Security Year) 8) (A) (D) able Date Title Shares 5) (Instr. 4) 4) (Instr. 4) ---------- -------- -------- ------- ---- ---- ------- ----- ----- ------ ------ ---------- -------- ---------- ----------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value $.001 Stock per Options $4.875 7/9/97 J(1) A 7/9/97 7/8/07 share 10,000 N/A 10,000 D ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- Explanation of Responses: 1) Granted pursuant to the Company's 1995 Stock Option Plan. /s/ Thomas F. Chaffin 2/17/98 ---------------------------------------- -------------------- Thomas F. Chaffin Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. SEC 2270 (7-96)

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘5’ Filing    Date First  Last      Other Filings
9/30/98110-Q
Filed on:2/18/984
For Period end:12/31/9710-K,  NT 10-K
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Filing Submission 0000950136-98-000339   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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