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Virtu Financial, Inc. – ‘8-K’ for 3/16/17

On:  Thursday, 3/16/17, at 7:21am ET   ·   For:  3/16/17   ·   Accession #:  950142-17-589   ·   File #:  1-37352

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/16/17  Virtu Financial, Inc.             8-K:7,9     3/16/17    2:31K                                    Paul Weiss Ri… LLP 01/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     19K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     11K 


8-K   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 C: 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (date of earliest event reported):  March 16, 2017

VIRTU FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
001-37352
(Commission File No.)
32-0420206
(IRS Employer
Identification No.)
 
 

900 Third Avenue
New York, NY 10022-1010
(Address of principal executive offices)
 
(212) 418-0100
(Registrant’s telephone number, including area code)
NOT APPLICABLE
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐  
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐  
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐  
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐  
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


ITEM 7.01
REGULATION FD DISCLOSURE
On March 16, 2017, Virtu Financial, Inc. (the “Company”) issued a press release relating to its proposal to acquire KCG Holdings, Inc. A copy of the Company’s press release is attached as Exhibit 99.1 to this report on Form 8-K and is incorporated by reference herein.

The information in this report on Form 8-K shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
 

 
Item 9.01
Financial Statements and Exhibits
 
(d)       Exhibits
 
Exhibit No.
 
Description
 
 
 
99.1
 
Press release of Virtu Financial, Inc., dated March 16, 2017.
 
 

 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
  Virtu Financial, Inc.
 
       
 
By:
/s/ Justin Waldie  
    Name:  Justin Waldie  
   
Title:    Senior Vice President, Secretary and
             General Counsel 
       
 
 
Dated:  March 16, 2017
 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period End:3/16/174
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