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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/06/20 Grossman Bruce SC 13G/A 1:57K Applied Dna Sciences Inc Paul Weiss Ri… LLP 01/FA |
Document/Exhibit Description Pages Size 1: SC 13G/A Amendment No. 1 HTML 37K
Applied DNA Sciences, Inc.
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(Name of Issuer)
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Common Stock
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(Title of Class of Securities)
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(CUSIP Number)
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(Date of Event which Requires Filing of this Statement)
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☐
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Rule 13d-1(b)
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☒
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Rule 13d-1(c)
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☐
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Rule 13d-1(d)
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CUSIP No. 03815U201
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SCHEDULE 13G
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Page 2 of 6
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1
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NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☐
(b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
254,400
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6
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SHARED VOTING POWER
100,000
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7
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SOLE DISPOSITIVE POWER
254,400
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8
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SHARED DISPOSITIVE POWER
100,000
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
354,400
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.9%
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12
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TYPE OF REPORTING PERSON
IN
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Item 1.
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(a)
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Name of Issuer
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Applied DNA Sciences, Inc. | ||
(b)
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Address of Issuer’s Principal Executive Offices
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50 Health Sciences Drive
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Item 2.
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(a)
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Name of Person Filing
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Bruce Grossman (the “Reporting Person”)
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(b)
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Address of Principal Business Office or, if none, Residence
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(c)
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Citizenship
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USA | ||
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(d)
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Title of Class of Securities
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See cover page
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(e) | CUSIP Number | |
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See cover page
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Item 3.
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If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the
person filing is a:
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(a)
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[__] |
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o)
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(b)
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[__] |
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c)
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(c)
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[__] |
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c)
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(d)
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[__] |
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8)
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(e)
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[__] |
An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E)
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(f)
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[__] |
An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F);
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(g)
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[__] |
A Parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G);
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(h)
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[__] |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813)
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(i)
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[__] |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3)
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(j)
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[__] |
Group, in accordance with ss.240.13d-1(b)(1)(ii)(J).
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(a)
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Amount Beneficially Owned
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See row 9 of cover page |
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(b)
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Percent of Class
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See row 11 of cover page |
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(c)
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Number of Shares as to which such person has
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(i)
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Sole power to vote or to direct the vote:
See row 5 of cover page
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(ii)
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Shared power to vote or to direct the vote:
See row 6 of cover page
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(iii)
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Sole power to dispose or to direct the disposition of:
See row 7 of cover page
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(iv)
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Shared power to dispose or to direct the disposition of:
See row 8 of cover page
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This ‘SC 13G/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 2/6/20 | 10-Q, 8-K, SC 13G/A | ||
1/27/20 | 10-K/A | |||
12/31/19 | 10-Q | |||
9/30/19 | 10-K, 10-K/A | |||
List all Filings |