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Sager Edward F Jr. – ‘4’ for 4/6/01 re: Conmat Technologies Inc.

As of:  Friday, 5/10/02   ·   For:  4/6/01   ·   Accession #:  950116-2-1019   ·   File #:  0-30166

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/10/02  Sager Edward F Jr.                4          10% Owner   1:14K  Conmat Technologies Inc.          St Ives Financial/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of        4     24K 
                Securities by an Insider -- four                                 

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FORM 4 [ ] Check this box if no ------------------------------------ longer subject to OMB APPROVAL Section 16. Form 4 or ------------------------------------ Form 5 obligations may OMB Number 3235-0287 continue. See Instruction 1(b) Expires: December 31, 2001 Estimated average burden hours per response .............0.5 ------------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Print or Type Responses) STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Sager, Jr. Edward F. -------------------------------------------------------------------- (Last) (First) (Middle) 570 Nottingham Drive -------------------------------------------------------------------- (Street) Yardley PA 19067 -------------------------------------------------------------------- (City) (State) (Zip) ------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol ConMat Technologies, Inc. (CNMT) ------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ------------------------------------------------------------------------------- 4. Statement for Month/Year | 5. If Amendment, Date of | Original (Month/Year) April, 2002 | ------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) [ X ] Director [ X ] 10% Owner [ X ] Officer [ ] Other (specify below) (give title below) ------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (check applicable line) X Form filed by One Reporting Person --- Form filed by More than One Reporting Person ---
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------------------------------------------------------------------------------- TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ------------------------------------------------------------------------------- [Enlarge/Download Table] ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security | 2. Transaction Date | 3. Transaction Code | 4. Securities Acquired (A) or Disposed (Instr. 3) | (Month/Day/Year) | (Instr. 8) | of (D) (Instr. 3, 4 and 5) | | | ----------------------------------------------------------------------------------------------------------------------------------- | | Code | V | Amount | (A) or| Price | | | | | (D) | ----------------------------------------------------------------------------------------------------------------------------------- Common Stock | 4/26/02 | P | | 200,825 | A | $0.04 ----------------------------------------------------------------------------------------------------------------------------------- | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | =================================================================================================================================== [Enlarge/Download Table] ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security | 5. Amount of Securities | 6. Ownership Form: | 7. Nature of Indirect Beneficial (Instr. 3) | Beneficially Owned at | Direct (D) or | Ownership (Instr. 4) | End of Month | Indirect (I) | | (Instr. 3 and 4) | (Instr. 4) | ----------------------------------------------------------------------------------------------------------------------------------- Common Stock | 200,825 | D | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | =================================================================================================================================== * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
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FORM 4 (continued) ------------------------------------------------------------------------------- TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ------------------------------------------------------------------------------- [Enlarge/Download Table] ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative Security | 2. Conversion or | 3. Transaction Date | 4. Transaction | 5. Number of Derivative (Instr. 3) | Exercise Price of | (Month/Day/Year) | Code (Instr.| Securities Acquired | Derivative Security | | 8) | (A) or Disposed of | | | | (D) (Instr. 3, 4 and 5) ----------------------------------------------------------------------------------------------------------------------------------- | | | Code | V | (A) | (D) ----------------------------------------------------------------------------------------------------------------------------------- Warrant | $3.00 | 12/8/98 | A | | 22,500 | ----------------------------------------------------------------------------------------------------------------------------------- Warrant | $3.00 | 12/8/98 | A | | 166,667 | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | =================================================================================================================================== [Enlarge/Download Table] ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative Security | 6. Date Exercisable and | 7. Title and Amount of Underlying | 8. Price of Derivative (Instr. 3) | Expiration Date | Securities (Instr. 3 and 4) | Security (Instr. 5) | (Month/Day/Year) | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | Date | Expiration | Title | Amount or Number | | Exercisable | Date | | of Shares | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- Warrant | 12/8/98 | 12/31/05 | Common Stock | 22,500 | (1) ----------------------------------------------------------------------------------------------------------------------------------- Warrant | 12/8/98 | 12/31/05 | Common Stock | 166,667 | (1) ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ===================================================================================================================================
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[Enlarge/Download Table] ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative Security | 9. Number of Derivative | 10. Ownership Form of Derivative | 11. Nature of Indirect (Instr. 3) | Securities Beneficially | Security, Direct (D) or | Beneficial Ownership | Owned at End of Month | Indirect (I) (Instr. 4) | (Instr. 4) | (Instr. 4) | | ----------------------------------------------------------------------------------------------------------------------------------- Warrant | 22,500 | D | ----------------------------------------------------------------------------------------------------------------------------------- Warrant | 166,667 | I | By ownership interest in | | | Mentor Special Situation | | | Fund, L.P. ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | =================================================================================================================================== Explanation of Responses: (1) Both warrants were issued in connection with the acquisition by Mentor Special Situation Fund, L.P. ("Mentor") of 166,667 shares of the Issuer's Series B Preferred Stock. The Reporting Person is a general partner of Mentor Partners which is the general partner of Mentor. /s/ Edward F. Sager, Jr. May 10, 2002 --------------------------------- ------------- ** Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘4’ Filing    Date First  Last      Other Filings
Filed on:5/10/024
12/31/01110KSB,  NT 10-K
For Period end:4/6/01
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Filing Submission 0000950116-02-001019   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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