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Schwab Strategic Trust – ‘8-A12B’ on 10/27/09

On:  Tuesday, 10/27/09, at 5:12pm ET   ·   Accession #:  950123-9-53723   ·   File #:  1-34508

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/27/09  Schwab Strategic Trust            8-A12B                 1:14K                                    Donnelley … Solutions/FA

Registration of a Class of Securities   —   Form 8-A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Registration of a Class of Securities               HTML     17K 


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  e8va12b  

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Schwab Strategic Trust
 
(Exact name of registrant as specified in its charter)
 C:  C:  C:  C: 
     
Delaware   See Below
(State of incorporation or organization)   (IRS Employer
Identification No.)
     
211 Main Street    
San Francisco, California   94105
(Address of principal executive offices)   (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
         
Title of each   Name of exchange on   I.R.S. Employer
class to be registered   which each class is to be   Identification
    registered   Number
         
 
Schwab U.S. Broad Market ETF
  NYSE Arca, Inc.   27-0731663
Schwab U.S. Large-Cap ETF
  NYSE Arca, Inc.   27-0731750
Schwab U.S. Small-Cap ETF
  NYSE Arca, Inc.   27-0731902
Schwab International Equity ETF
  NYSE Arca, Inc.   27-0731930
Schwab U.S. Large-Cap Growth ETF
  NYSE Arca, Inc.   27-0731793
Schwab U.S. Large-Cap Value ETF
  NYSE Arca, Inc.   27-0731822
Schwab International Small-Cap Equity ETF
  NYSE Arca, Inc.   27-0731955
Schwab Emerging Markets Equity ETF
  NYSE Arca, Inc.   27-0731979
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ž
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o
Securities Act registration statement file number to which this form relates: 333-160595
Securities to be registered pursuant to Section 12(g) of the Act: None

 



 

 C: 
Item 1.   Description of Registrant’s Securities to be Registered
Reference is made to Pre-Effective Amendment No. 2 to the Registrant’s Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-053288) on October 27, 2009 (Securities Act file number 333-160595 and Investment Company Act file number 811-22311), which is incorporated herein by reference.
 C: 
Item 2.   Exhibits
A.   Registrant’s Certificate of Trust, dated January 27, 2009, is incorporated herein by reference to Exhibit (a)(1) of the Registrant’s Initial Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-022452) on July 15, 2009.
B.   Registrant’s Amended and Restated Agreement and Declaration of Trust, dated October 12, 2009, is incorporated herein by reference to Exhibit (a)(3) of Pre-Effective Amendment No. 2 to the Registrant’s Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-053288) on October 27, 2009.
C.   Registrant’s By-Laws, dated January 26, 2009, are incorporated herein by reference to Exhibit (b) of the Registrant’s Initial Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-022452) on July 15, 2009.

 



 

 C: 
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
         
Date: October 27, 2009  Schwab Strategic Trust
 
 
  By:   /s/ Randall W. Merk    
    Randall W. Merk   
    President and Chief Executive Officer   
 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-A12B’ Filing    Date    Other Filings
Filed on:10/27/09N-1A/A
10/12/09
7/15/09N-1A,  N-8A
1/27/09
1/26/09
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Filing Submission 0000950123-09-053723   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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