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Schwab Strategic Trust – ‘8-A12B’ on 7/23/10

On:  Friday, 7/23/10, at 3:35pm ET   ·   Accession #:  950123-10-67690   ·   File #:  1-34508

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/23/10  Schwab Strategic Trust            8-A12B                 1:13K                                    RR Donnelley/FA

Registration of a Class of Securities   —   Form 8-A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Registration of a Class of Securities               HTML     18K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
"Table of Contents
"Item 1. Description of Registrant's Securities to be Registered
"Item 2. Exhibits
"Signature

This is an HTML Document rendered as filed.  [ Alternative Formats ]



  e8va12b  

Table of Contents

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Schwab Strategic Trust
(Exact name of registrant as specified in its charter)
     
Delaware   See Below
     
(State of incorporation or organization)   (IRS Employer
    Identification No.)
     
211 Main Street    
San Francisco, California   94105
     
(Address of principal executive offices)   (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
             
    Name of exchange on   I.R.S. Employer
Title of each   which each class is   Identification
class to be registered   to be registered   Number
Schwab U.S. TIPS ETF
  NYSE Arca, Inc.     27-2590709  
Schwab Short-Term U.S. Treasury ETF
  NYSE Arca, Inc.     27-2590739  
Schwab Intermediate-Term U.S. Treasury ETF
  NYSE Arca, Inc.     27-2590763  
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ž
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o
Securities Act registration statement file number to which this form relates: 333-160595
Securities to be registered pursuant to Section 12(g) of the Act: None
 
 

 



TABLE OF CONTENTS

Item 1. Description of Registrant’s Securities to be Registered
Item 2. Exhibits
SIGNATURE


Table of Contents

Item 1. Description of Registrant’s Securities to be Registered
Reference is made to Post-Effective Amendment No. 3 to the Registrant’s Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-10-067669) on July 23, 2010 (Securities Act file number 333-160595 and Investment Company Act file number 811-22311), which is incorporated herein by reference.
Item 2. Exhibits
A.   Registrant’s Certificate of Trust, dated January 27, 2009, is incorporated herein by reference to Exhibit (a)(1) of the Registrant’s Initial Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-022452) on July 15, 2009.
 
B.   Registrant’s Amended and Restated Agreement and Declaration of Trust, dated October 12, 2009, is incorporated herein by reference to Exhibit (a)(3) of Pre-Effective Amendment No. 2 to the Registrant’s Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-053288) on October 27, 2009.
 
C.   Registrant’s By-Laws, dated January 26, 2009, are incorporated herein by reference to Exhibit (b) of the Registrant’s Initial Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-022452) on July 15, 2009.

 



Table of Contents

SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
         
  Schwab Strategic Trust
 
 
Date: July 23, 2010  By:   /s/ Randall W. Merk    
    Randall W. Merk   
    President and Chief Executive Officer   
 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-A12B’ Filing    Date    Other Filings
Filed on:7/23/10485BPOS,  497,  497K
10/27/098-A12B,  N-1A/A
10/12/09
7/15/09N-1A,  N-8A
1/27/09
1/26/09
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Filing Submission 0000950123-10-067690   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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