Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 2.18M
2: EX-3.1 EX-3.1 : Certificate of Elimination of 10% HTML 33K
Cumulative Perpetual Preferred Stock, Series G, of
the Goldman Sachs Group, Inc.
3: EX-3.2 Ex-3.2: Restated Certificate of Incorporation of HTML 343K
the Goldman Sachs Group, Inc.
4: EX-12.1 Ex-12.1: Statement Re: Computation of Ratios of HTML 53K
Earnings to Fixed Charges and Ratios of Earnings
to Combined Fixed Charges and Preferred Stock
Dividends
5: EX-15.1 Ex-15.1: Letter Re: Unaudited Interim Financial HTML 33K
Information
6: EX-31.1 Ex-31.1: Rule 13A-14(A) Certifications HTML 43K
7: EX-32.1 Ex-32.1: Section 1350 Certifications HTML 34K
84: XML IDEA XML File -- Definitions and References XML 485K
102: XML IDEA XML File -- Filing Summary XML 541K
97: XML.R1 Document and Entity Information XML 221K
98: XML.R2 Condensed Consolidated Statements of Earnings XML 365K
(Unaudited)
50: XML.R3 Condensed Consolidated Statements of Financial XML 391K
Condition (Unaudited)
59: XML.R4 Condensed Consolidated Statements of Financial XML 270K
Condition (Unaudited) (Parenthetical)
82: XML.R5 Condensed Consolidated Statements of Changes in XML 927K
Shareholders Equity (Unaudited)
77: XML.R6 Condensed Consolidated Statements of Cash Flows XML 499K
(Unaudited)
108: XML.R7 Condensed Consolidated Statements of Comprehensive XML 108K
Income (Unaudited)
25: XML.R8 Description of Business XML 60K
76: XML.R9 Basis of Presentation XML 58K
21: XML.R10 Significant Accounting Policies XML 92K
20: XML.R11 Financial Instruments Owned, At Fair Value And XML 105K
Financial Instruments Sold, But Not Yet Purchased,
At Fair Value
49: XML.R12 Fair Value Measurements XML 324K
91: XML.R13 Cash Instruments XML 321K
51: XML.R14 Derivatives and Hedging Activities XML 501K
55: XML.R15 Fair Value Option XML 123K
71: XML.R16 Collateralized Agreements and Financings XML 148K
113: XML.R17 Securitization Activities XML 115K
42: XML.R18 Variable Interest Entities XML 241K
14: XML.R19 Other Assets XML 72K
58: XML.R20 Goodwill and Identifiable Intangible Assets XML 135K
89: XML.R21 Deposits XML 77K
32: XML.R22 Short-Term Borrowings XML 79K
83: XML.R23 Long-Term Borrowings XML 131K
56: XML.R24 Other Liabilities and Accrued Expenses XML 81K
107: XML.R25 Commitments, Contingencies and Guarantees XML 160K
93: XML.R26 Shareholders Equity XML 106K
62: XML.R27 Regulation and Capital Adequacy XML 102K
72: XML.R28 Earnings Per Common Share XML 75K
19: XML.R29 Transactions with Affiliated Funds XML 68K
23: XML.R30 Interest Income and Interest Expense XML 76K
35: XML.R31 Income Taxes XML 69K
45: XML.R32 Business Segments XML 145K
70: XML.R33 Credit Concentrations XML 74K
92: XML.R34 Legal Proceedings XML 135K
17: XML.R35 Significant Accounting Policies (Policies) XML 358K
26: XML.R36 Financial Instruments Owned, at Fair Value and XML 108K
Financial Instruments Sold but not yet Purchased,
at Fair Value (Tables)
99: XML.R37 Fair Value Measurements (Tables) XML 318K
106: XML.R38 Cash Instruments (Tables) XML 300K
63: XML.R39 Derivatives and Hedging Activities (Tables) XML 497K
110: XML.R40 Fair Value Option (Tables) XML 107K
27: XML.R41 Collateralized Agreements and Financings (Tables) XML 154K
112: XML.R42 Securitization Activities (Tables) XML 118K
37: XML.R43 Variable Interest Entities (Tables) XML 219K
15: XML.R44 Other Assets (Tables) XML 66K
36: XML.R45 Goodwill and Identifiable Intangible Assets XML 138K
(Tables)
87: XML.R46 Deposits (Tables) XML 83K
105: XML.R47 Short-Term Borrowings (Tables) XML 81K
53: XML.R48 Long Term Borrowings (Tables) XML 142K
39: XML.R49 Other Liabilities and Accrued Expenses (Tables) XML 84K
69: XML.R50 Commitments, Contingencies and Guarantees (Tables) XML 134K
18: XML.R51 Shareholders' Equity (Tables) XML 107K
74: XML.R52 Regulation and Capital Adequacy (Tables) XML 78K
40: XML.R53 Earnings Per Common Share (Tables) XML 79K
24: XML.R54 Transactions with Affiliated Funds (Tables) XML 71K
104: XML.R55 Interest Income And Interest Expense (Tables) XML 75K
101: XML.R56 Income Taxes (Tables) XML 62K
48: XML.R57 Business Segments (Tables) XML 152K
31: XML.R58 Credit Concentrations (Tables) XML 76K
95: XML.R59 Significant Accounting Policies (Details) XML 77K
22: XML.R60 Financial Instruments Owned, At Fair Value And XML 1.23M
Financial Instruments Sold, But Not Yet Purchased,
At Fair Value (Details)
78: XML.R61 Fair Value Measurements (Details) XML 5.53M
75: XML.R62 Cash Instruments (Details) XML 13.29M
100: XML.R63 Derivatives and Hedging Activities (Details) XML 165K
96: XML.R64 Derivatives and Hedging Activities (Details 1) XML 997K
109: XML.R65 Derivatives and Hedging Activities (Details 2) XML 2.10M
29: XML.R66 Derivatives and Hedging Activities (Details 3) XML 772K
47: XML.R67 Derivatives and Hedging Activities (Details 4) XML 136K
67: XML.R68 Derivatives and Hedging Activities (Details 5) XML 1.68M
57: XML.R69 Derivatives and Hedging Activities (Details 6) XML 160K
68: XML.R70 Derivatives and Hedging Activities (Details 7) XML 1.52M
111: XML.R71 Derivatives and Hedging Activities (Details 8) XML 114K
30: XML.R72 Derivatives and Hedging Activities (Details 9) XML 157K
38: XML.R73 Fair Value Option (Details) XML 608K
34: XML.R74 Collateralized Agreements and Financings (Details) XML 684K
64: XML.R75 Securitization Activities (Details) XML 389K
73: XML.R76 Securitization Activities (Details 1) XML 338K
61: XML.R77 Variable Interest Entities (Details) XML 1.96M
54: XML.R78 Other Assets (Details) XML 168K
28: XML.R79 Goodwill and Identifiable Intangible Assets XML 1.02M
(Details)
16: XML.R80 Deposits (Details) XML 422K
65: XML.R81 Short Term Borrowings (Details) XML 178K
46: XML.R82 Long Term Borrowings (Details) XML 85K
60: XML.R83 Long Term Borrowings (Details 1) XML 210K
86: XML.R84 Long Term Borrowings (Details 2) XML 123K
81: XML.R85 Long Term Borrowings (Details 3) XML 792K
43: XML.R86 Other Liabilities and Accrued Expenses (Details) XML 262K
90: XML.R87 Commitments, Contingencies and Guarantees XML 1.64M
(Details)
79: XML.R88 Shareholders' Equity (Details) XML 2.37M
33: XML.R89 Regulation and Capital Adequacy (Details) XML 586K
52: XML.R90 Earnings Per Common Share (Details) XML 171K
80: XML.R91 Transactions with Affiliated Funds (Details) XML 148K
41: XML.R92 Interest Income and Interest Expense (Details) XML 187K
94: XML.R93 Income Taxes (Details) XML 193K
44: XML.R94 Business Segments (Details) XML 1.35M
85: XML.R95 Credit Concentrations (Details) XML 245K
66: XML.R96 Legal Proceedings (Details) XML 298K
103: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 4.68M
8: EX-101.INS XBRL Instance -- gs-20110331 XML 6.55M
10: EX-101.CAL XBRL Calculations -- gs-20110331_cal XML 292K
13: EX-101.DEF XBRL Definitions -- gs-20110331_def XML 1.21M
11: EX-101.LAB XBRL Labels -- gs-20110331_lab XML 2.93M
12: EX-101.PRE XBRL Presentations -- gs-20110331_pre XML 1.77M
9: EX-101.SCH XBRL Schema -- gs-20110331 XSD 629K
88: ZIP XBRL Zipped Folder -- 0000950123-11-047633-xbrl Zip 486K
‘EX-31.1’ — Ex-31.1: Rule 13A-14(A) Certifications
This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]
C:
C:
EXHIBIT 31.1
CERTIFICATIONS
1. I have reviewed this Quarterly Report on
Form 10-Q
for the quarter ended
March 31, 2011 of The Goldman
Sachs Group, Inc.;
2. Based on my knowledge, this report does not contain any
untrue statement of a material fact or omit to state a material
fact necessary to make the statements made, in light of the
circumstances under which such statements were made, not
misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and
other financial information included in this report, fairly
present in all material respects the financial condition,
results of operations and cash flows of
the registrant as of,
and for, the periods presented in this report;
4.
The registrant’s other certifying officer(s) and I
are responsible for establishing and maintaining disclosure
controls and procedures (as defined in Exchange Act
Rules 13a-15(e)
and 15d-15(e)) and internal control over financial reporting (as
defined in Exchange Act
Rules 13a-15(f)
and 15d-15(f)) for
the registrant and have:
(a) Designed such disclosure controls and procedures, or
caused such disclosure controls and procedures to be designed
under our supervision, to ensure that material information
relating to
the registrant, including its consolidated
subsidiaries, is made known to us by others within those
entities, particularly during the period in which this report is
being prepared;
(b) Designed such internal control over financial
reporting, or caused such internal control over financial
reporting to be designed under our supervision, to provide
reasonable assurance regarding the reliability of financial
reporting and the preparation of financial statements for
external purposes in accordance with generally accepted
accounting principles;
(c) Evaluated the effectiveness of
the registrant’s
disclosure controls and procedures and presented in this report
our conclusions about the effectiveness of the disclosure
controls and procedures, as of the end of the period covered by
this report based on such evaluation; and
(d) Disclosed in this report any change in the
registrant’s internal control over financial reporting that
occurred during
the registrant’s most recent fiscal quarter
(
the registrant’s fourth fiscal quarter in the case of an
annual report) that has materially affected, or is reasonably
likely to materially affect,
the registrant’s internal
control over financial reporting; and
5.
The registrant’s other certifying officer(s) and I
have disclosed, based on our most recent evaluation of internal
control over financial reporting, to
the registrant’s
auditors and the audit committee of
the registrant’s board
of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in
the design or operation of internal control over financial
reporting which are reasonably likely to adversely affect the
registrant’s ability to record, process, summarize and
report financial information; and
(b) Any fraud, whether or not material, that involves
management or other employees who have a significant role in the
registrant’s internal control over financial reporting.
C:
CERTIFICATIONS
1. I have reviewed this Quarterly Report on
Form 10-Q
for the quarter ended
March 31, 2011 of
The Goldman Sachs Group, Inc.;
2. Based on my knowledge, this report does not contain any
untrue statement of a material fact or omit to state a material
fact necessary to make the statements made, in light of the
circumstances under which such statements were made, not
misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and
other financial information included in this report, fairly
present in all material respects the financial condition,
results of operations and cash flows of
the registrant as of,
and for, the periods presented in this report;
4.
The registrant’s other certifying officer(s) and I
are responsible for establishing and maintaining disclosure
controls and procedures (as defined in Exchange Act
Rules 13a-15(e)
and 15d-15(e)) and internal control over financial reporting (as
defined in Exchange Act
Rules 13a-15(f)
and 15d-15(f)) for
the registrant and have:
(a) Designed such disclosure controls and procedures, or
caused such disclosure controls and procedures to be designed
under our supervision, to ensure that material information
relating to
the registrant, including its consolidated
subsidiaries, is made known to us by others within those
entities, particularly during the period in which this report is
being prepared;
(b) Designed such internal control over financial
reporting, or caused such internal control over financial
reporting to be designed under our supervision, to provide
reasonable assurance regarding the reliability of financial
reporting and the preparation of financial statements for
external purposes in accordance with generally accepted
accounting principles;
(c) Evaluated the effectiveness of
the registrant’s
disclosure controls and procedures and presented in this report
our conclusions about the effectiveness of the disclosure
controls and procedures, as of the end of the period covered by
this report based on such evaluation; and
(d) Disclosed in this report any change in the
registrant’s internal control over financial reporting that
occurred during
the registrant’s most recent fiscal quarter
(
the registrant’s fourth fiscal quarter in the case of an
annual report) that has materially affected, or is reasonably
likely to materially affect,
the registrant’s internal
control over financial reporting; and
5.
The registrant’s other certifying officer(s) and I
have disclosed, based on our most recent evaluation of internal
control over financial reporting, to
the registrant’s
auditors and the audit committee of
the registrant’s board
of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in
the design or operation of internal control over financial
reporting which are reasonably likely to adversely affect the
registrant’s ability to record, process, summarize and
report financial information; and
(b) Any fraud, whether or not material, that involves
management or other employees who have a significant role in the
registrant’s internal control over financial reporting.