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Indymac Bancorp Inc – ‘8-K’ for 4/25/06

On:  Monday, 5/1/06, at 11:03am ET   ·   For:  4/25/06   ·   Accession #:  950129-6-4612   ·   File #:  1-08972

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/01/06  Indymac Bancorp Inc               8-K:1,7,9   4/25/06    3:137K                                   Bowne - Houston/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Indymac Bancorp, Inc.                               HTML     21K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML    108K 
 3: EX-99.1     Miscellaneous Exhibit                               HTML     14K 


8-K   —   Indymac Bancorp, Inc.
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
"Table of Contents
"Item 1.01. Entry into a Material Definitive Agreement
"Item 7.01. Regulation FD Disclosure
"Item 9.01. Financial Statements and Exhibits
"Signature
"Exhibit Index

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  e8vk  

Table of Contents

 
 
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 1, 2006 (April 25, 2006)
INDYMAC BANCORP, INC.
(Exact Name of Registrant as Specified in its Charter)
         
Delaware   1-08972   95-3983415
(State or Other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)
888 East Walnut Street, Pasadena, California 91101-7211
(Address of Principal Executive Office)
Registrant’s telephone number, including area code: (800) 669-2300
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
     
¨
  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
   
¨
  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
   
¨
  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
   
¨
  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 



TABLE OF CONTENTS

Item 1.01. Entry into a Material Definitive Agreement
Item 7.01. Regulation FD Disclosure
Item 9.01. Financial Statements and Exhibits
SIGNATURE
EXHIBIT INDEX
Exhibit 4.1
Exhibit 99.1


Table of Contents

Item 1.01. Entry into a Material Definitive Agreement.
     At the IndyMac Bancorp, Inc. (“Indymac Bancorp”) Annual Meeting of Stockholders held on April 25, 2006, the stockholders of Indymac Bancorp approved the 2002 Incentive Plan, as amended and restated (“Amended Plan”). The Board of Directors of Indymac Bancorp previously approved the Amended Plan on February 28, 2006, subject to stockholder approval.
     A description of the material terms of the Amended Plan was included in Indymac Bancorp’s definitive proxy statement relating to the Annual Meeting, as filed with the Securities and Exchange Commission on March 14, 2006. A total of 11,200,000 shares of Indymac Bancorp’s common stock (6,000,000 original shares and 5,200,000 shares newly added pursuant to the amendment) are authorized for issuance pursuant to awards granted under the Amended Plan.
     A copy of the Amended Plan is attached hereto as Exhibit 4.1.
Item 7.01. Regulation FD Disclosure.
     On May 1, 2006, Indymac Bancorp, the holding company for IndyMac Bank, F.S.B. (“Indymac Bank”), issued a press release relating to a potential sale of a minority economic stake in Indymac Bank’s subsidiary, Financial Freedom Senior Funding Corporation, through an initial public offering. A copy of Indymac Bancorp’s press release is furnished as Exhibit 99.1 hereto.

1



Table of Contents

Item 9.01. Financial Statements and Exhibits
     
EXHIBIT    
NUMBER   DESCRIPTION
 
4.1
  2002 Incentive Plan, as amended and restated.
 
   
99.1
  Press release of IndyMac Bancorp, Inc. dated May 1, 2006.

2



Table of Contents

SIGNATURE
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  INDYMAC BANCORP, INC.
 
 
Date: May 1, 2006  By:   /s/ Michael W. Perry    
    Michael W. Perry   
    Chairman and Chief Executive Officer   

3



Table of Contents

         
EXHIBIT INDEX
     
EXHIBIT    
NUMBER   DESCRIPTION
 
4.1
  2002 Incentive Plan, as amended and restated.
 
   
99.1
  Press release of IndyMac Bancorp, Inc. dated May 1, 2006.

4


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:5/1/06
For Period End:4/25/0610-Q,  8-K,  DEF 14A
3/14/068-K,  DEF 14A
2/28/068-K
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Filing Submission 0000950129-06-004612   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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