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Ross Bradley – ‘SC 13G/A’ on 2/14/11 re: Innovative Card Technologies Inc

On:  Monday, 2/14/11, at 6:46pm ET   ·   Accession #:  929638-11-190   ·   File #:  5-81096

Previous ‘SC 13G’:  ‘SC 13G/A’ on 2/16/10   ·   Latest ‘SC 13G’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/14/11  Ross Bradley                      SC 13G/A               1:60K  Innovative Card Technologies Inc  Bingham McCutchen LLP/FA

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership      HTML     36K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]




 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL
 
OMB Number:          3235-0145
Expires:         February 28, 2009
Estimated average burden
hours per response…           10.4

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2) *


INNOVATIVE CARD TECHNOLOGIES, INC.
(Name of Issuer)

Common Stock, par value $0.001 per share
(Title of Class of Securities)

   
(CUSIP Number)

(Date of Event which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ]           Rule 13d-1(b)

[X]           Rule 13d-1(c)

[   ]           Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

1
Names of Reporting Persons
 
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)           [  ]
 
 
(b)           [  ]
3
SEC Use Only
 
4
Citizenship or Place of Organization
 
United States
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5      Sole Voting Power
1,411,983 (*) (**)
6      Shared Voting Power
-0- (*)
7      Sole Dispositive Power
1,411,983 (*) (**)
8      Shared Dispositive Power
-0- (*)
9
Aggregate Amount Beneficially Owned by Each Reporting Person
1,411,983 (*) (**)
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)     [  ]
Not applicable.
11
Percent of Class Represented by Amount in Row (9)
 
4.33%(*) (**)
12
Type of Reporting Person (See Instructions)
IN

(*) Calculated based upon 32,645,107 shares of common stock outstanding as of November 15, 2010, as reported by Innovative Card Technologies, Inc. in its Quarterly Report on Form 10-Q filed with the United States Securities and Exchange Commission on November 19, 2010.

(**) Includes 10,000 shares held by Mr. Ross’s daughter.  Mr. Ross disclaims beneficial ownership over these 10,000 shares.

 
 

 
 
Item 1.
 
 
 
(a)
Name of Issuer
   
Innovative Card Technologies, Inc.
 
(b)
Address of Issuer’s Principal Executive Offices
   
633 West Fifth Street, Suite 2600, Los Angeles, California   90071

Item 2.
 
 
 
(a)
Name of Person Filing
   
 
(b)
Address of Principal Business Office or, if none, Residence
   
c/o Bemel, Ross & Klein, LLP
11601 Wilshire Blvd, Suite 2150, Los Angeles, CA  90025
 
(c)
Citizenship
   
United States
 
(d)
Title of Class of Securities
   
Common Stock, par value $0.001 per share
 
(e)
CUSIP Number
   

Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
(c)
[   ]
Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
 
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
 
(e)
[   ]
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
(f)
[   ]
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
 
(h)
[   ]
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
(j)
[   ]
A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
 
(k)
[   ]
Group, in accordance with §240.13d-1(b)(1)(ii)(K).
 
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
 
Item 4.
Ownership
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
(a)    Amount beneficially owned:
 
For the year ended December 31, 2010, the information set forth in Row 9 of the cover page for the Reporting Person is hereby incorporated by reference into this Item 4(a).

(b)   Percent of class:
 
For the year ended December 31, 2010, the information set forth in Row 11 of the cover page for the Reporting Person is hereby incorporated by reference into this Item 4(b).
 
(c)   Number of shares as to which the person has:
 
For the year ended December 31, 2010, the information set forth in Rows 5 through 8 of the cover page for the Reporting Person is hereby incorporated by reference into this Item 4(c).

 
Item 5.
Ownership of Five Percent or Less of a Class
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X].
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
 
Not applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group
 
Not applicable.
 
Item 9.
Notice of Dissolution of Group
 
Not applicable.
 
Item 10.
Certification
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 
 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:              February 14, 2011



 
 
/s/ Bradley Ross                                                      
Name:  Bradley Ross
 
 
 
 
 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:2/14/11SC 13G/A
12/31/10NT 10-K
11/19/1010-Q
11/15/10NT 10-Q
2/28/09
 List all Filings 
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Filing Submission 0000929638-11-000190   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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