UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
Amendment Number One
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
CAPSTONE COMPANIES, INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
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FLORIDA
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84-1047159
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(State of Incorporation or Organization)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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431 Fairway Drive, Suite 200
(Address of principal executive offices)
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant
under any of the following provisions:
☐ Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a -12)
☐ Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
Securities registered under Section 12(b) of Exchange Act:
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Title of Class of Securities
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Trading Symbol(s)
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Name of exchange on which registered
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N/A
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N/A
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N/A
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The Registrant’s Common Stock is quoted on the OTCQB Venture Market of the OTC Markets Group, Inc. under the trading symbol
“CAPC.”
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company [_]
If an emerging growth company, indicate by check mark if
the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act [_]
Item 2.02. Results of Operations and Financial Condition.
Capstone Companies, Inc., a Florida corporation, (
“Company”) conducted a pre-recorded webcast and conference call on Tuesday,
March
31, 2020, at 10:30 a.m., Eastern Standard Time, to discuss Company’s business and financial results for the fiscal annual period ended
December 31, 2019.
A telephonic replay of the webcast and conference call
will be available from 1:30 p.m. EST the day of the call until Tuesday,
April 7, 2020. To listen to the archived call, dial (
412) 317-6671 and enter conference ID number 13699670. Alternatively, the archive of the webcast will be available on the
Company’s
website at
www.capstonecompaniesinc.com, along with a transcript once available. The transcript of the
March 31, 2020 webcast and conference call is filed as
Exhibit 99.2 to this Current Report on Form 8-K/A, Amendment Number One.
Item 7.01. Regulation FD Disclosure
The disclosures in Item 2.02 above are incorporated into and referenced in this Item 7.01.
The information discussed under Item 2.02 above and this Item 7.01, including
Exhibit 99.2 to this Current Report on Form 8-K/A,
Amendment Number One, shall not be deemed
"filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or
incorporated by reference in any filing by
the Company under the Securities Act of 1933, as amended, except as shall
be expressly set forth by specific reference in such a filing. The contents of any URL's referenced in
Exhibit 99.2 are not incorporated into this Current Report on Form 8-K/A, Amendment Number One, or any other filings by
the Company with the
Commission.
ITEM 9.01. Financial Statements and Exhibits.
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EXHIBIT NUMBER
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EXHIBIT DESCRIPTION
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99.2
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March 31, 2020 Transcript of the Webcast/Conference Call by Capstone Companies, Inc.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended,
the Registrant
has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CAPSTONE COMPANIES, INC., A FLORIDA CORPORATION
