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Commodore Holdings Ltd – ‘10-K’ for 9/30/98 – EX-4.F

As of:  Tuesday, 12/29/98   ·   For:  9/30/98   ·   Accession #:  950170-98-2423   ·   File #:  0-20961

Previous ‘10-K’:  ‘10-K’ on 12/29/97 for 9/30/97   ·   Next & Latest:  ‘10-K’ on 12/29/99 for 9/30/99

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

12/29/98  Commodore Holdings Ltd            10-K        9/30/98   15:567K                                   Donnelley Fin’l/Miami/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                         58    315K 
 2: EX-4.F      Instrument Defining the Rights of Security Holders     2     11K 
 9: EX-10.AA    Material Contract                                      5     15K 
10: EX-10.EE    Material Contract                                     18     85K 
11: EX-10.FF    Material Contract                                     10     45K 
12: EX-10.GG    Material Contract                                     27     97K 
13: EX-10.HH    Material Contract                                      9     36K 
 3: EX-10.U     Material Contract                                      8     23K 
 4: EX-10.V     Material Contract                                      9     27K 
 5: EX-10.W     Material Contract                                      1      9K 
 6: EX-10.X     Material Contract                                     17     74K 
 7: EX-10.Y     Material Contract                                     17     75K 
 8: EX-10.Z     Material Contract                                     30    124K 
14: EX-21       Subsidiaries of the Registrant                         1      6K 
15: EX-27       Financial Data Schedule (Pre-XBRL)                     1      8K 


EX-4.F   —   Instrument Defining the Rights of Security Holders

EX-4.F1st Page of 2TOCTopPreviousNextBottomJust 1st
 

EXHIBIT 4.f ASSIGNMENT AND ASSUMPTION AGREEMENT THIS ASSIGNMENT AND ASSUMPTION AGREEMENT (this "Agreement") is effective as of this 1st day of July, 1998 by and among Commodore Holdings Limited, a Bermuda corporation ("Commodore"), American Stock Transfer & Trust Company ("AST") and StockTrans, Inc. ("STI"). All capitalized terms which are not defined herein shall have the meanings ascribed to them in the Warrant Agreement (defined hereinbelow). WHEREAS, Commodore and STI entered into an agreement dated as of July 19, 1996 pursuant to which STI agreed to act as Warrant Agent in connection with the issuance, transfer and exchange of certificates representing the Warrants and the exercise of the Warrants (the "Warrant Agreement"); WHEREAS, Commodore and STI desire that AST now act on behalf of Commodore as Warrant Agent pursuant to the Warrant Agreement, and AST is willing to so act. NOW, THEREFORE, in consideration of the promises set forth herein and for other valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows: 1. STI hereby (a) delegates its obligations as Warrant Agent under the Warrant Agreement to AST, and (b) assigns, conveys and transfers to AST all of its right, title and interest as Warrant Agent under or with respect to the Warrant Agreement. 2. AST hereby (a) accepts such delegation of obligations under the Warrant Agreement, (b) assumes and agrees to perform and discharge, all of the obligations of STI in its capacity as Warrant Agent under the Warrant Agreement, and (c) accepts the assignment of all right, title and interest of STI in its capacity as Warrant Agent under or with respect to the Warrant Agreement. 3. Commodore hereby consents to (a) the delegation to and assumption by AST of obligations under the Warrant Agreement and (b) the assignment, conveyance and transfer to AST and acceptance by AST of all right, title and interest of STI under the Warrant Agreement. 4. For purposes of the Warrant Agreement, the Corporate Office of AST is currently located at 40 Wall Street, New York, New York 10005. 5. This Agreement shall be binding upon the parties hereto and their respective successors and assigns, for the uses and purposes above set forth. 1
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IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their duly authorized officers as of the day and year first above written. AMERICAN STOCK TRANSFER & TRUST COMPANY By: /S/ HERBERT J. LEMMER -------------------------------------------- Herbert J. Lemmer Vice-President STOCKTRANS, INC. By: /S/ JONATHAN MILLER -------------------------------------------- Jonathan Miller President COMMODORE HOLDINGS LIMITED By: /S/ JEFFREY I. BINDER -------------------------------------------- Jeffrey I. Binder Chairman of the Board 2

Dates Referenced Herein

Referenced-On Page
This ‘10-K’ Filing    Date First  Last      Other Filings
Filed on:12/29/98None on these Dates
For Period End:9/30/98
7/19/961
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Filing Submission 0000950170-98-002423   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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