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Spear Leeds & Kellogg LP/BD – ‘SC 13G’ on 2/13/97 re: Celerex Corp

As of:  Thursday, 2/13/97   ·   Accession #:  950164-97-28   ·   File #:  5-40992

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/13/97  Spear Leeds & Kellogg LP/BD       SC 13G                 1:6K   Celerex Corp                      Adc Holdings Inc/FA

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                      5     16K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
3Item 1(b):. Address of Issuer's Principal Executive Offices: 14712 NE 87th St. Redmond WA 98052-3491
"Item 2(c):. Citizenship: Limited Partnership organized under the laws of the State of New York
"Item 2(d):. Title of Class of Securities: Common Stock No Par Value
"Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
"Item 4. Ownership: (a) Amount Beneficially Owned: 373,760
4Item 5. Ownership of Five Percent or Less of a Class
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
"Item 8. Identification and Classification of Members of the Group
"Item 9. Notice of Dissolution of Group:
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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 1 ------- SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Celerex Corp (Name of Issuer) Common Stock No Par Value (Title of Class of Securities) 151007 10 1 (CUSIP Number) (Continued on following page(s)) Page 1 of 5 Pages
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------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Troster Singer Division of Spear, Leeds & Kellogg 13-5515160 ------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| ------------------------------------------------------------------------ 3. SEC USE ONLY ----------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York ----------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 373,760 SHARES --------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY EACH --------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 373,760 WITH --------------------------------------------------------- 8. SHARED DISPOSITIVE POWER ------------------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 373,760 ------------------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| ------------------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.0% ------------------------------------------------------------------------ 12. TYPE OF REPORTING PERSON BD ------------------------------------------------------------------------
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Item 1. Item 1(a): Name of Issuer: Celerex Corp. Item 1(b): Address of Issuer's Principal Executive Offices: 14712 NE 87th St. Redmond WA 98052-3491 Item 2. Item 2(a): Name of Person Filing: Troster Singer-Division of Spear, Leeds & Kellogg Item 2(b): Address of Principal Business Office or, if None, Residence: 10 Exchange Place Jersey City, NJ 07302 Item 2(c): Citizenship: Limited Partnership organized under the laws of the State of New York Item 2(d): Title of Class of Securities: Common Stock No Par Value Item 2(e): CUSIP Number: 151007 10 1 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) |_| Broker or dealer registered under Section 15 of the Act, Item 4. Ownership: (a) Amount Beneficially Owned: 373,760 (b) Percent of Class: 14% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 373,760
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(ii) Shared power to vote or direct the vote: 0 (iii) Sole power to dispose or direct the disposition of: 373,760 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification. By signing below, I certify, that to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect.
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SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 1997 ------------------------------- Date TROSTER SINGER-DIVISION OF SPEAR, LEEDS & KELLOGG /s/ Carl H. Hewitt ------------------------------- Signature Carl H. Hewitt, General Counsel ------------------------------- Name/Title

Dates Referenced Herein   and   Documents Incorporated by Reference

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Filed on:2/13/97SC 13G
2/11/975
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Filing Submission 0000950164-97-000028   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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