SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Giddings & Lewis Inc/WI – ‘SC 14D9/A’ on 8/1/97 re: Giddings & Lewis Inc/WI

As of:  Friday, 8/1/97   ·   Accession #:  950172-97-718   ·   File #:  5-42769

Previous ‘SC 14D9’:  ‘SC 14D9/A’ on 7/24/97   ·   Latest ‘SC 14D9’:  This Filing

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/01/97  Giddings & Lewis Inc/WI           SC 14D9/A              2:16K  Giddings & Lewis Inc/WI           Skadden Arps Sla… LLP/FA

Amendment to Tender-Offer Solicitation/Recommendation Statement   —   Schedule 14D-9
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 14D9/A   Schedule 14D9 - Amendment No. 6                        4±    18K 
 2: EX-99       Exhibit (15) - Press Release                           4±    16K 


SC 14D9/A   —   Schedule 14D9 – Amendment No. 6
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
"Schedule 14D-9
"Item 3. Identity and Background
"Item 3(b). Is Hereby Amended and Supplemented by Adding Thereto the Following:
"Item 8. Additional Information to Be Furnished
"Item 9. Material to Be Filed as Exhibits


AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 1, 1997 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 6 TO SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT PURSUANT TO SECTION 14(D)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 GIDDINGS & LEWIS, INC. (Name of Subject Company) GIDDINGS & LEWIS, INC. (Name of Person Filing Statement) COMMON STOCK, PAR VALUE $0.10 PER SHARE (INCLUDING THE ASSOCIATED PREFERRED SHARE PURCHASE RIGHTS) (Title of Class of Securities) 375048-10-5 (CUSIP Number of Class of Securities) TODD A. DILLMANN, ESQ. CORPORATE COUNSEL AND SECRETARY 142 DOTY STREET FOND DU LAC, WISCONSIN 54935 (414) 921-4100 (Name, address and telephone number of person authorized to receive notices and communications on behalf of the person(s) filing statement) With a Copy to: CHARLES W. MULANEY, JR., ESQ. SKADDEN, ARPS, SLATE, MEAGHER & FLOM (ILLINOIS) 333 W. WACKER DRIVE CHICAGO, ILLINOIS 60606 (312) 407-0700 This statement amends and supplements the Solicitation/Recommendation Statement on Schedule 14D-9 filed with the Securities and Exchange Commission on June 18, 1997, as amended (the "Schedule 14D-9"), relating to the offer by TAQU, Inc., a Delaware corporation ("TAQU") and indirect wholly-owned subsidiary of Thyssen Aktiengesellschaft, a corporation organized under the laws of the Federal Republic of Germany ("Thyssen"), to purchase all of the outstanding shares of common stock, par value $.10 per share (the "Common Stock" or the "Shares"), together with the associated preferred share purchase rights (the "Rights"), of Giddings & Lewis, Inc., a Wisconsin corporation (the "Company"), at a price of $21 per Share, net to the seller in cash, without interest thereon, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated June 18, 1997, and in the related Letter of Transmittal (which, as either may be amended from time to time, together constitute the "Offer"). Capitalized terms used and not defined herein shall have the meanings assigned such terms in the Schedule 14D-9. ITEM 3. IDENTITY AND BACKGROUND. Item 3(b) is hereby amended and supplemented by adding thereto the following: The Information Statement containing the information required by Section 14(f) of the Securities and Exchange Act of 1934 (the "Exchange Act") and Rule 14f-1 promulgated thereunder, relating to the appointment of persons designated by Thyssen to a majority of the seats on the Board of Directors of the Company, is hereby amended and supplemented by the Supplement to Information Statement, which is attached as Schedule I-A hereto and is incorporated herein by reference. ITEM 8. ADDITIONAL INFORMATION TO BE FURNISHED Item 8(e) of the Schedule 14D-9 is hereby amended and supplemented by adding thereto the following: On July 31, 1997, Thyssen announced that TAQU had accepted for payment and purchased all Shares tendered pursuant to the Thyssen Offer. The Thyssen Offer expired as scheduled at 5:00 p.m., New York City time, on Wednesday, July 30, 1997. Thyssen said that approximately 30,046,549 Shares had been tendered in the Thyssen Offer, including approximately 626,826 by notice of guaranteed delivery, which constitutes over 96% of the outstanding Shares. The full text of the press release is filed herewith as Exhibit 15, which press release is incorporated by reference. ITEM 9. MATERIAL TO BE FILED AS EXHIBITS Exhibit 15 Press Release issued by Thyssen AG, dated July 31, 1997. SCHEDULE I. INFORMATION STATEMENT The Information Statement, previously mailed to shareholders of record on or about June 18, 1997, is hereby amended and supplemented by the Supplement to Information Statement, mailed on or about August 1, 1997, to shareholders of record on July 31, 1997. The Supplement relates to the appointment of persons designated by Thyssen to a majority of the seats on the Board of Directors of the Company. The Information Statement, as supplemented, contains the information required by Section 14(f) of the Exchange Act and Rule 14f-1 promulgated thereunder, which Supplement is attached as Schedule I-A hereto and incorporated herein by reference. SIGNATURE After due inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. GIDDINGS & LEWIS, INC. By: /s/ Douglas E. Barnett ______________________________ Name: Douglas E. Barnett Title: Vice President and Corporate Controller Dated: August 1, 1997 EXHIBIT INDEX Exhibit No. Description *Exhibit 1 Summary of Merger Agreement from the Offer to Purchase attached as Exhibit (a)(1) to the Schedule 14D-1, filed with the Commission by Thyssen AG and TAQU, Inc. on June 18, 1997. *Exhibit 2 Agreement and Plan of Merger, dated as of June 11, 1997, by and among Giddings & Lewis, Inc., Thyssen AG and TAQU, Inc. *Exhibit 3 Letter to Shareholders, dated June 18, 1997. *Exhibit 4 Press Release issued by Giddings & Lewis, Inc. and Thyssen AG, dated June 12, 1997. *Exhibit 5 Written Opinion of Credit Suisse First Boston Corporation, dated June 8, 1997. *Exhibit 6 First Amendment to Rights Agreement, dated June 8, 1997, between Giddings & Lewis, Inc. and Firstar Trust Company. *Exhibit 7 Complaint seeking Declaratory and Injunctive Relief filed in the United States District Court for the Eastern District of Wisconsin on April 25, 1997 (incorporated by reference to Exhibit 10 to the Schedule 14D-9 of the Company with respect to the HII Offer, filed with the Commission on May 8, 1997). *Exhibit 8 Class Action seeking Declaratory and Injunctive Relief filed in the Circuit Court of Milwaukee County, Wisconsin, on May 6, 1997 (incorporated by reference to Exhibit 11 to the Schedule 14D-9 of the Company with respect to the HII Offer, filed with the Commission on May 8, 1997). *Exhibit 9 Complaint seeking Declaratory and Injunctive Relief filed in the United States District Court for the Eastern District of Wisconsin on May 13, 1997 (incorporated by reference to Exhibit 12 to the Schedule 14D-9 of the Company with respect to the HII Offer, filed with the Commission on May 8, 1997). *Exhibit 10 Press Release issued by Giddings & Lewis, Inc., dated June 18, 1997. *Exhibit 11 Press Release issued by Giddings & Lewis, Inc., dated July 2, 1997. *Exhibit 12 Press Release issued by Giddings & Lewis, Inc. and Thyssen AG, dated July 14, 1997. *Exhibit 13 Press Release issued by Thyssen AG, dated July 22, 1997. *Exhibit 14 Press Release issued by Giddings & Lewis, Inc. and Thyssen AG, dated July 24, 1997. Exhibit 15 Press Release issued by Thyssen AG, dated July 31, 1997. _____________________________________ *Previously Filed

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 14D9/A’ Filing    Date    Other Filings
Filed on:8/1/97
7/31/97SC 14D1/A
7/30/97
7/24/97SC 14D1/A,  SC 14D9/A
7/22/97SC 14D1/A,  SC 14D9/A
7/14/97SC 14D1/A,  SC 14D9/A
7/2/97SC 14D1/A,  SC 14D9/A
6/18/97SC 14D1,  SC 14D9
6/12/978-K,  SC 14D1/A
6/11/97SC 14D1/A,  SC 14D9/A
6/8/97
5/13/97PRRN14A,  SC 14D1/A,  SC 14D9/A
5/8/97SC 14D9
5/6/97
4/25/97
 List all Filings 
Top
Filing Submission 0000950172-97-000718   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sat., Apr. 20, 8:11:15.1am ET