Annual Report — [x] Reg. S-K Item 405 — Form 10-K
Filing Table of Contents
Document/Exhibit Description Pages Size
1: 10-K405 Railamerica, Inc. 85 425K
2: EX-2.2 Merger Agreement 45 247K
3: EX-2.3 Stock Purchase Agreement 43 230K
4: EX-2.4 Letter Agreement 5 25K
5: EX-4.11 Warrant to Purchase/Stonegate 9 39K
6: EX-4.12 Warrant to Purchase/Railamerica 8 39K
7: EX-4.13 First Supplemental Indenture Dated 2/13/02 8 24K
8: EX-4.14 Second Supplemental Indenture Dated 1/24/02 8 25K
9: EX-10.79 Waiver and Amendment No. 3 to Credit Agreement 87 127K
10: EX-10.80 Change in Control Service Agreement 15 70K
11: EX-10.81 Service Agreement Dated 4/4/01 8 27K
12: EX-10.82 Amend. & Restated Employment Agreement (Marino) 13 62K
13: EX-10.83 Amend. & Restated Employment Agreement (Redfearn) 12 53K
14: EX-10.84 Executive Employment Agreement (Gary Spiegel) 12 53K
15: EX-21.1 Subsidiaries of the Company 2 14K
16: EX-23.1 Consent of Pricewaterhousecoopers 1 9K
17: EX-23.2 Consent of Langton Clarke Limitada 1 9K
EX-4.13 — First Supplemental Indenture Dated 2/13/02
Exhibit Table of Contents
EXHIBIT 4.13
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FIRST SUPPLEMENTAL INDENTURE
DATED AS OF JANUARY 24, 2002
TO
INDENTURE
DATED AS OF AUGUST 14, 2000
RAILAMERICA TRANSPORTATION CORP., AS ISSUER
AND
THE GUARANTORS NAMED HEREIN
AND
WELLS FARGO BANK MINNESOTA, N.A., AS TRUSTEE
------------------------------
$130,000,000
12-7/8% SENIOR SUBORDINATED NOTES DUE 2010, SERIES A
12-7/8% SENIOR SUBORDINATED NOTES DUE 2010, SERIES B
--------------------------------------------------------------------------------
FIRST SUPPLEMENTAL INDENTURE
This First Supplemental Indenture dated as of January 24, 2002 (this
"Supplemental Indenture") made and entered into by and among RailAmerica
Transportation Corp. (the "Company"), a subsidiary of RailAmerica, Inc.
("RailAmerica"), the Guarantors and the new Guarantors ("New Guarantors") set
forth on the signature pages hereto (collectively, the "Guarantors") and Wells
Fargo Bank Minnesota, N.A., a National Banking Association, as trustee (the
"Trustee"), under the Indenture dated as of August 14, 2000 among the Company,
the Guarantors and the Trustee (the "Indenture") relating to the 127/8% Senior
Subordinated Notes due 2010, Series A and 127/8% Senior Subordinated Notes due
2010, Series B (collectively, the "Notes"). Terms used but not defined herein
shall have the meanings given to them in the Indenture.
WHEREAS, Section 4.19 of the Indenture provides that additional
Domestic Subsidiaries of the Company must become Guarantors, unless they are
properly designated as Unrestricted Subsidiaries; and
WHEREAS, the new Guarantors party hereto (the "New Guarantors") have
become Restricted Domestic Subsidiaries of the Company; and
NOW, THEREFORE, each party agrees as follows for the benefit of the
other party and for the equal and ratable benefit of the Holders:
ARTICLE I
GUARANTORS
Each of the New Guarantors hereby agrees that by its execution hereof
it has become a party, and is bound by the terms and provisions of, the
Indenture as a Guarantor.
ARTICLE II
RELEASE
Each Guarantee under this Supplemental Indenture shall be automatically
and unconditionally released and discharged upon (i) any sale, exchange or
transfer permitted by the Indenture of (a) all of the Company's Capital Stock in
such Restricted Subsidiary or (b) the sale of all or substantially all of the
assets of the Restricted Subsidiary and upon the application of the Net Proceeds
from such sale in accordance with the requirements of Section 4.05 of the
Indenture or (ii) the release or discharge of the Other Company Indebtedness
Guarantee that resulted in the creation of this Supplemental Indenture.
ARTICLE III
MISCELLANEOUS
Section 1. The recitals contained herein shall be taken as the
statements of the Company and the Trustee assumes no responsibility for their
correctness. The Trustee makes no representation as to the validity or
sufficiency of this Supplemental Indenture.
Section 2. This Supplemental Indenture shall be governed by and
construed in accordance with the laws of the jurisdiction which govern the
Indenture and its construction.
Section 3. This Supplemental Indenture may be executed in any number of
counterparts and by the parties hereto in separate counterparts, each of which
when so executed shall be deemed to be an original and all of which taken
together shall constitute one and the same agreement.
2
IN WITNESS WHEREOF, the parties have caused this Supplemental Indenture
to be executed as of the day and year first above written.
RAILAMERICA TRANSPORTATION CORP., as
Issuer
By: /s/ MICHAEL J. HOWE
-----------------------------------
Name: Michael J. Howe
Title: Vice President -- Treasurer
Attest:
/s/ LARRY W. BUSH
--------------------------
Name: Larry W. Bush
Title: Vice President and
Assistant Secretary
RAILAMERICA, INC., as Guarantor
By: /s/ MICHAEL J. HOWE
-----------------------------------
Name: Michael J. Howe
Title: Vice President -- Treasurer
Attest:
/s/ LARRY W. BUSH
---------------------------
Name: Larry W. Bush
Title: Vice President and
Assistant Secretary
3
WELLS FARGO BANK MINNESOTA, N.A., as trustee
By:/s/ MICHAEL T. LECHNER
-----------------------------------------
Name: MICHAEL T. LECHNER
Title: CORPORATE TRUST OFFICER
Attest:
/s/ MICHAEL G. SLADE
------------------------------
Name: MICHAEL G. SLADE
Title: CORPORATE TRUST OFFICER
4
AUSTIN & NORTHWESTERN RAILROAD COMPANY, INC.
BOSTON CENTRAL FREIGHT RAILROAD, INC.
CASCADE AND COLUMBIA RIVER RAILROAD COMPANY, INC.
CENTRAL OREGON & PACIFIC RAILROAD, INC.
CENTRAL RAILROAD COMPANY OF INDIANA
CENTRAL RAILROAD COMPANY OF INDIANAPOLIS
CONNECTICUT SOUTHERN RAILROAD, INC.
DAKOTA RAIL, INC.
DALLAS, GARLAND & NORTHEASTERN RAILROAD, INC.
DALLAS, GARLAND & NORTHEASTERN RAILROAD, INC.
DELAWARE VALLEY RAILWAY COMPANY, INC.
FLORIDA RAIL LINES, INC.
GEORGIA SOUTHWESTERN RAILROAD, INC.
HURON AND EASTERN RAILWAY COMPANY, INC.
INDIANA & OHIO CENTRAL RAILROAD, INC.
INDIANA & OHIO RAIL CORP.
INDIANA & OHIO RAILWAY COMPANY
INDIANA SOUTHERN RAILROAD, INC.
MARKSMAN CORP.
MID-MICHIGAN RAILROAD, INC.
MISSOURI & NORTHERN ARKANSAS RAILROAD COMPANY, INC.
NEW ENGLAND CENTRAL RAILROAD, INC.
NORTH CAROLINA AND VIRGINIA RAILROAD COMPANY, INC.
OTTER TAIL VALLEY RAILROAD COMPANY, INC.
PALM BEACH RAIL HOLDINGS, INC.
PLAINVIEW TERMINAL COMPANY
PRAIRIE HOLDINGS CORPORATION
RAIL OPERATING SUPPORT GROUP, INC.
RAILAMERICA AUSTRALIA, INC.
RAILAMERICA EQUIPMENT CORPORATION
RAILAMERICA INTERMODAL SERVICES, INC.
RAILINK ACQUISITION, INC.
5
RAILTEX ACQUISITION CORP.
RAILTEX DISTRIBUTION SERVICES, INC.
RAILTEX, INC.
RAILTEX INTERNATIONAL HOLDINGS, INC.
RAILTEX LOGISITICS, INC.
SAGINAW VALLEY RAILWAY COMPANY, INC.
SAN DIEGO & IMPERIAL VALLEY RAILROAD COMPANY, INC.
SOUTH CAROLINA CENTRAL RAILROAD COMPANY, INC.
THE TOLEDO, PEORIA & WESTERN RAILROAD CORPORATION
TOLEDO, PEORIA & WESTERN RAILWAY CORPORATION
VENTURA COUNTY RAILROAD CO., INC.
WEST TEXAS AND LUBBOCK RAILROAD COMPANY, INC.,
as Guarantors
By:/s/ MICHAEL J. HOWE
---------------------------------------------
Name: Michael J. Howe
Title: Vice President -- Treasurer
Attest:
/s/ LARRY W. BUSH
-------------------------------------------
Name: Larry W. Bush
Title: Vice President and Assistant Secretary
ALABAMA & GULF COAST RAILWAY L.L.C.
ARIZONA EASTERN RAILWAY COMPANY
CALIFORNIA WESTERN RAILROAD, INC.
EASTERN ALABAMA RAILWAYS, INC.
IDAHO WESTERN RAILWAY CO.
KYLE RAILROAD COMPANY
KYLE RAILWAYS, INC.
NEW STATESRAIL HOLDINGS, INC.
PARKSIERRA CORP.
RAILROADS OF HAWAII, INC.
SAN JOAQUIN VALLEY RAILROAD CO.
STATESRAIL II RAILROAD CORP.
STATESRAIL EQUIPMENT COMPANY L.L.C.
STATESRAIL, INC.
SAN PEDRO TRAILS, INC.
6
ST. LOUIS CAR, INC.
SWKR OPERATING CO., INC.
as New Guarantors
By:/s/ MICHAEL J. HOWE
----------------------------------------------
Name: Michael J. Howe
Title: Vice President -- Treasurer
Attest:
/s/ LARRY W. BUSH
-------------------------------------------------
Name: Larry W. Bush
Title: Vice President and Assistant Secretary
7
Dates Referenced Herein and Documents Incorporated by Reference
| Referenced-On Page |
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This ‘10-K405’ Filing | | Date | | First | | Last | | | Other Filings |
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| | |
Filed on: | | 4/1/02 |
| | 1/24/02 | | 1 | | 2 |
For Period End: | | 12/31/01 | | | | | | | 4 |
| | 8/14/00 | | 1 | | 2 | | | 10-Q, 3 |
| List all Filings |
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