Registration of Securities Issued in a Business-Combination Transaction — Form S-4
Filing Table of Contents
Document/Exhibit Description Pages Size
1: S-4 Form S-4 Registration Statement 253 1.33M
2: EX-2.1 Amended & Restated Agreement & Plan of Reorg 50 253K
3: EX-2.2 Form of Agree. of Merger of Jts Corp.& Atari Corp. 8 31K
4: EX-3.1 Restated Certificate of Incorp - Jt Storage 21 72K
5: EX-3.2 Form of Restated Cert. of Incorp - Jts Corp. 4 24K
6: EX-3.3 By-Laws of Jt Storage, Inc. 14 48K
7: EX-3.4 Form of By-Laws of Jts Corporation (Post Merger) 28 135K
8: EX-4.1 Form of Common Stock Certificate Jts Corporation 2 20K
9: EX-4.2 Jt Storage Registration Rights Agreement 18 79K
10: EX-4.3 Atari & Security Pac.Natl Bank Indenture 4/29/87 94 263K
11: EX-4.4 Federated Grp/Security Pacific Natl Bank Indenture 102 366K
12: EX-4.5 Federated Group/Security Pacific 1st Sup Indenture 8 31K
13: EX-4.6 Warrant to Purchase Common Stock/Venture Lending 15 63K
14: EX-4.7 Warrant to Purchase Stock/Silicon Valley Bank 9 45K
15: EX-4.8 Warrant to Purchse Common Stock/Lunenburg S.A. 7 33K
16: EX-5.1 Opinion of Cooley Godward Et. Al. 1 17K
17: EX-8.1 Form of Cooley Godward Tax Opinion 3 23K
18: EX-8.2 Form of Wilson Sonsini Et. Al Tax Opinion 3 22K
19: EX-9.1 Atari Corp. Amended & Restated Voting Agreement 5 32K
20: EX-9.2 Jt Storage Amended & Restated Voting Agreement 5 32K
21: EX-10.1 Jt Storage 1995 Sop Amended & Restated 3/19/96 33 106K
30: EX-10.10 Restricted Stk Pur Agree/Kenneth D. Wing 1/2/96 22 77K
31: EX-10.11 Restricted Stk Pur Agree/W. Virginia Walker 1/5/96 22 78K
32: EX-10.12 Restricted Stk Pur Agree/David B. Pearce 1/2/96 21 70K
33: EX-10.13 Convertible Promissory Note 5 24K
34: EX-10.14 Promissory Note/Certain Principal Stkhldrs 1/19/96 6 25K
35: EX-10.15 Subord Secured Convertible Prom Note/Atari 2/13/96 35 136K
36: EX-10.16 Stock Purchase Agreement/Lunenburg 4/4/96 29 138K
37: EX-10.17 Draft/Technical Know How License Agreement 12 45K
38: EX-10.18 Lease Jts & Cilker Revocable Trust 6/15/95 41 161K
39: EX-10.19 Loan Agree Modular Elec (I) & Indusrial Credit 37 94K
22: EX-10.2 Jt Storage 1996 Non-Employee Directors Sop 3/19/96 14 52K
40: EX-10.20 Loan Agree Modular & Industrial Credit 10/11/94 44 113K
41: EX-10.21 Loan Agree Modular Electronic/Credit Invest India 19 48K
42: EX-10.22 Agreed Order Comprising Controversies 2/4/94 27 90K
43: EX-10.23 Master Agreement/Teac & Jt Storage, Inc. 32 95K
44: EX-10.24 License Agree Teac & Jt Storage 2/24/94 28 110K
45: EX-10.25 Development Agree Compaq & Jt Storage 6/16/94 32 120K
46: EX-10.26 Purchase Agree/Jts & Compaq 6/16/94 11 48K
47: EX-10.27 Technology Transfer Agree Western Digital 2/3/95 42 89K
48: EX-10.28 Agree Jt Storage & Pont Peripherals 1/31/95 24 100K
23: EX-10.3 Putnam Streamlined Standard 401(K) & Profit Shar 109 365K
24: EX-10.4 Indemnity Agreement 7 33K
25: EX-10.5 Employment Agreement 4 27K
26: EX-10.6 Jt Storage Consulting Agreement/Roger W. Johnson 5 29K
27: EX-10.7 Restricted Stk Pur Agree/David T. Mitchell 1/2/96 22 76K
28: EX-10.8 Restricted Stk Pur Agree/David T. Mitchell 3/6/96 21 79K
29: EX-10.9 Restricted Stk Pur Agree/Sirjang Lal Tandon 3/6/96 21 79K
49: EX-21.1 List of Subsidiaries 1 13K
50: EX-23.1 Consent of Arthur Andersen LLP 1 14K
51: EX-23.2 Consent of Deloitte & Touche LLP 1 14K
52: EX-27.1 Financial Data Schedule 1 16K
53: EX-99.1 Form of Jts Proxy 2 16K
54: EX-99.2 Form of Atari Proxy 2 16K
EX-2.2 — Form of Agree. of Merger of Jts Corp.& Atari Corp.
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Exhibit 2.2
AGREEMENT OF MERGER
OF
JT STORAGE, INC.
AND
ATARI CORPORATION
This Agreement of Merger (the "AGREEMENT") is entered into as of
______________, 1996, by and between JT STORAGE, INC., a Delaware corporation
("JTS"), and ATARI CORPORATION, a Nevada corporation ("ATARI").
RECITALS
A. JTS and Atari have entered into an Amended and Restated
Agreement and Plan of Reorganization, dated as of April 8, 1996 (the "PLAN"),
providing for certain representations, warranties and agreements in connection
with the transactions contemplated hereby, in accordance with the General
Corporation Law of the State of Delaware (the "DELAWARE LAW").
B. The Boards of Directors of JTS and Atari deem it advisable
and in the respective best interests of JTS and Atari and their stockholders
that Atari be merged with and into JTS through a statutory merger of Atari into
JTS (the "MERGER") with JTS as the surviving corporation (the "SURVIVING
CORPORATION").
NOW THEREFORE, JTS and Atari agree as follows:
1. THE MERGER
1.1. EFFECTIVE TIME OF MERGER. The Merger will become
effective at 5:00 p.m., Eastern Standard Time, on ___________, 1996 (the
"EFFECTIVE TIME").
1.2. EFFECTS OF MERGER. At the Effective Time:
(A) Atari will be merged with and into JTS and the
separate corporate existence of Atari shall thereupon cease. JTS will be the
surviving corporation in the Merger, and the corporate existence of JTS, with
all its purposes, objects, rights, privileges, powers, immunities and
franchises, will continue unaffected and unimpaired by the Merger.
(B) The Certificate of Incorporation of JTS will be
amended to read as set forth on Exhibit A hereto (the "JTS Certificate of
Incorporation") and will be the Certificate of Incorporation of the Surviving
Corporation.
(C) The Bylaws of JTS will be the Bylaws of the
Surviving Corporation.
1.
(D) Each share of JTS Common Stock, 0.000001 par value
("JTS COMMON STOCK"), outstanding immediately prior to the Effective Time will
continue to be an identical outstanding share of Common Stock of JTS as the
surviving corporation (with the changes set forth in the JTS Certificate of
Incorporation).
(E) The shares of Atari Common Stock, $0.01 par value
("ATARI COMMON STOCK"), outstanding immediately prior to the Effective Time will
be converted into shares of JTS Common Stock as provided in Section 2 of this
Agreement; outstanding options to purchase shares of Atari Common Stock
will be converted into outstanding options to purchase shares of JTS Common
Stock as provided in Section 2 of this Agreement; and each share of Atari
capital stock held in treasury will be canceled.
(F) Without further transfer, act or deed, JTS, as the
surviving corporation, will succeed to all the properties, assets, rights,
privileges, powers, immunities and franchises of Atari, and will be subject to,
and responsible for, all of the debts, liabilities and obligations of Atari,
with the effect set forth in the Delaware Law.
(G) All rights of creditors and all liens upon the
property of Atari will be preserved unimpaired following the Merger, provided
that such liens upon the property of Atari will be limited to the property
affected thereby immediately prior to the Effective Time.
2. CONVERSION OF ATARI COMMON STOCK; TREATMENT OF ATARI
OPTIONS; EXCHANGE OF CERTIFICATES
2.1. CONVERSION OF ATARI COMMON STOCK. Each share of Atari
Common Stock outstanding immediately prior to the Effective Time will be
converted into and represent a right to receive one (1) fully paid and
nonassessable share of issued and outstanding JTS Common Stock.
2.2. ASSUMPTION OF OUTSTANDING OPTIONS TO PURCHASE ATARI
COMMON STOCK. At the Effective Time, each then outstanding option (an "ATARI
OPTION") to purchase Atari Common Stock granted under the Atari 1986 Incentive
Stock Option Plan (the "ATARI PLAN") shall be assumed by JTS and the holder
thereof shall be entitled, in accordance with the terms of such Atari Option, to
purchase after the Effective Time that number of shares of JTS Common Stock
equal to the number of shares of Atari Common Stock subject to such Atari Option
at the Effective Time and the per share exercise price per full share of JTS
Common Stock for each such assumed option will equal the exercise price of the
Atari Option (per share of Atari Common Stock). Except as otherwise expressly
provided in the Atari Plan, the term, excercisability, vesting schedule, status
as an "incentive stock option" under Section 422 of the Internal Revenue Code of
1986, as amended (the "CODE"), if applicable, and all other terms of the Atari
Options will otherwise be unchanged. Continuous employment with Atari prior to
the Effective Time will be credited to each holder of an Atari Option for
purposes of determining the number of shares subject to exercise after the
Effective Time and for other purposes under the Atari Plan.
2.
2.3. EXCHANGE OF CERTIFICATES.
2.3.1. EXCHANGE AGENT. Prior to the Closing Date, JTS
shall appoint Registrar and Transfer Company, or such other bank or trust
company selected by JTS, to act as exchange agent (the "EXCHANGE AGENT") in the
Merger.
2.3.2. JTS TO PROVIDE SHARES. Promptly after the
Effective Time, but in no event later than five business days thereafter, JTS
shall make available for exchange in accordance with this Section 2.3, the
shares of JTS Common Stock issuable pursuant to Section 2.1 in exchange for
outstanding shares of Atari Common Stock.
2.3.3. EXCHANGE PROCEDURES. As soon as practicable
after the Effective Time, the Exchange Agent shall mail to each holder of record
of a certificate that, immediately prior to the Effective Time, represented
outstanding shares of Atari Common Stock (a "CERTIFICATE") whose shares are
being converted into JTS Common Stock pursuant to Section 2.1, the following:
(i) a letter of transmittal (which shall specify that delivery shall be
effected, and risk of loss and title to the Certificates shall pass, only upon
delivery of the Certificates duly endorsed as instructed to the Exchange Agent
and shall be in such form and have such other provisions as JTS may reasonably
specify) and (ii) instructions for use in effecting the surrender of the
Certificates in exchange for JTS Common Stock. Upon surrender of a Certificate
for cancellation to the Exchange Agent duly endorsed as instructed, together
with such letter of transmittal, duly executed, the holder of such Certificate
shall be entitled to receive in exchange therefor the number of shares of JTS
Common Stock to which the holder of Atari Common Stock is entitled pursuant to
Section 2.1 hereof and is represented by the Certificate so surrendered. The
Certificate so surrendered shall forthwith be cancelled. Until surrendered as
contemplated by this Section 2.3, each Certificate shall be deemed at any time
after the Effective Time to represent the right to receive upon such surrender
the number of shares of JTS Common Stock as provided by this Section 2.3 and the
provisions of the Delaware Law.
2.3.4. PAYMENT OF DIVIDENDS AND DISTRIBUTIONS WITH
RESPECT TO UNEXCHANGED SHARES. No dividends or distributions payable to holders
of record of JTS Common Stock after the Effective Time shall be paid to the
holder of any unsurrendered Certificate until the holder of such Certificate
shall surrender such Certificate. Subject to the effect, if any, of applicable
escheat and other laws, following surrender of any Certificate, there shall be
delivered to the person entitled thereto, without interest, the amount of
dividends theretofore paid with respect to JTS Common Stock so withheld as of
any date subsequent to the Effective Time and prior to such date of delivery.
2.3.5. NO FURTHER OWNERSHIP RIGHTS IN ATARI STOCK.
All JTS Common Stock delivered upon the surrender for exchange of shares of
Atari Common Stock in accordance with the terms hereof shall be deemed to have
been delivered in full satisfaction of all rights pertaining to such shares of
Atari Common Stock. There shall be no further registration of transfers on the
stock transfer books of Atari or its transfer agent of the shares of Atari
Common Stock that were outstanding immediately prior to the Effective Time. If,
after the Closing Date,
3.
Certificates are presented for any reason, they shall be cancelled and exchanged
as provided in this Section 2.3.
3. TERMINATION AND AMENDMENT.
3.1. AGREEMENT SUBJECT TO TERMINATION BY MUTUAL CONSENT.
Notwithstanding the approval of this Agreement by the stockholders of JTS and
Atari, this Agreement may be terminated at any time prior to the Effective Time
by mutual agreement of JTS and Atari.
3.2. AGREEMENT SUBJECT TO TERMINATION ON TERMINATION OF PLAN.
Notwithstanding the approval of this Agreement by the stockholders of JTS and
Atari, this Agreement shall terminate forthwith in the event that the Plan shall
be terminated as therein provided.
3.3. EFFECT OF TERMINATION. In the event of the termination of
this Agreement as provided above, this Agreement shall forthwith become void and
there shall be no liability on the part of either JTS or Atari or their
respective officers and directors, except as otherwise provided in the Plan.
3.4. AMENDMENT. This Agreement may be amended by the parties
hereto at any time before or after approval by the stockholders of either JTS or
Atari, but, after such approval, no amendment shall be made which by applicable
law requires the further approval of stockholders without obtaining such further
approval. This Agreement may not be amended except by an instrument in writing
signed on behalf of each of the parties hereto.
4. MISCELLANEOUS.
4.1. PLAN. The Plan and this Agreement are intended to be
construed together in order to effectuate their purposes.
4.2. ASSIGNMENT; BINDING UPON SUCCESSORS AND ASSIGNS. Neither
party hereto may assign any of its rights or obligations hereunder without the
prior written consent of the other party hereto. This Agreement shall be binding
upon and inure to the benefit of the parties hereto and their respective
successors and permitted assigns.
4.3. GOVERNING LAW. This Agreement shall be governed by and
construed in accordance with the laws of the State of Delaware.
4.4. COUNTERPARTS. This Agreement may be executed in
counterparts, each of which will be an original as regards any party whose
signature appears thereon and all of which together will constitute one and the
same instrument.
4.5. TAX-FREE REORGANIZATION. The Merger contemplated hereby
is intended to be treated as a tax-free reorganization within the meaning of
Section 368(a)(1)(A) of the Code.
4.
5.
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be
duly executed as of the date and year first above written.
JT STORAGE, INC.
Attest: ____________________ By: ____________________________________
W. Virginia Walker, David T. Mitchell,
Secretary President and Chief Executive Officer
ATARI CORPORATION
Attest: ___________________ By: ____________________________________
___________________, Sam Tramiel,
Secretary President and Chief Executive Officer
6.
CERTIFICATE OF THE SECRETARY
OF
JT STORAGE, INC.
I, W. Virginia Walker, the Secretary of JT Storage, Inc., a Delaware
corporation (the "Corporation"), hereby certify as such Secretary, in accordance
with the General Corporation Law of the State of Delaware, that the Agreement of
Merger between Atari Corporation and the Corporation to which this certificate
is attached, after having first been duly adopted by the Corporation and
executed on its behalf by the President and Chief Executive Officer and the
Secretary of the Corporation, was then submitted to the stockholders of the
Corporation at a meeting duly called and held on June __, 1996, and at such
meeting a majority of the outstanding Common Stock and Series A Preferred Stock
(voting together as a class), a majority of the outstanding Common Stock (voting
separately as a class) and at least two-thirds of the outstanding Series A
preferred Stock (voting separately as a class) of the Corporation entitled to
vote on the Agreement of Merger were voted for the adoption of the Agreement of
Merger, thereby duly approving and adopting the Agreement of Merger.
IN WITNESS WHEREOF, the undersigned has executed this certificate this
__th day of June, 1996.
_________________________
W. Virginia Walker
Secretary
JT Storage, Inc.
CERTIFICATE OF THE SECRETARY
OF
ATARI CORPORATION
I, ____________________________, the Secretary of Atari Corporation, a
Nevada corporation (the "Corporation"), hereby certify as such Secretary, in
accordance with the General Corporation Law of the State of Delaware, that the
Agreement of Merger between JT Storage, Inc. and the Corporation to which this
certificate is attached, after having first been duly adopted by the Corporation
and executed on its behalf by the President and Chief Executive Officer and the
Secretary of the Corporation, was then submitted to the stockholders of the
Corporation at a meeting duly called and held on June __, 1996, and at such
meeting a majority of the outstanding Common Stock of the Corporation entitled
to vote on the Agreement of Merger were voted for the adoption of the Agreement
of Merger, thereby duly approving and adopting the Agreement of Merger.
IN WITNESS WHEREOF, the undersigned has executed this certificate this
__th day of June, 1996.
_________________________
Secretary
Atari Corporation
Dates Referenced Herein
| Referenced-On Page |
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| This ‘S-4’ Filing | | Date | | First | | Last | | | Other Filings |
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| |  |
| Filed on: | | 6/24/96 | | | | | | | None on these Dates |
| | 4/8/96 | | 1 |
| List all Filings |
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