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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/21/20 Qisda Corp. SC 13G/A 1:35K Au Optronics Corp Davis Polk & … LLP 01/FA |
Document/Exhibit Description Pages Size
1: SC 13G/A Amendment to Statement of Acquisition of HTML 20K
Beneficial Ownership by a Passive Investor
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 17)*
| AU Optronics Corp. |
| (Name of Issuer) |
| Common Shares, par value NT$10 per share |
| (Title of Class of Securities) |
| 002255107 |
| (CUSIP Number) |
| December 31, 2019 |
| (Date of Event which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
C:
| 1. |
NAMES OF REPORTING PERSONS
Qisda Corporation | ||
| 2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [_] (b) [X] | ||
| 3. | SEC USE ONLY | ||
| 4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Republic of China | ||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. |
SOLE VOTING POWER
663,598,620 | |
| 6. |
SHARED VOTING POWER
0 | ||
| 7. |
SOLE DISPOSITIVE POWER
663,598,620 | ||
| 8. |
SHARED DISPOSITIVE POWER
0 | ||
| 9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
663,598,620 | ||
| 10. |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
| ||
| 11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.0% | ||
| 12. |
TYPE OF REPORTING PERSON (See Instructions)
CO | ||
C: 2
Item 1(a). Name of Issuer
AU Optronics Corp.
Item 1(b). Address of Issuer’s Principal Executive Offices
The address of the principal executive offices is No.1, Li-Hsin Road 2, Science-Based Industrial Park, Hsin-Chu, Taiwan, the Republic of China.
Item 2(a). Name of Persons Filing
Qisda Corporation
Item 2(b). Address of Principal Business Office or, If None, Residence
The address of the principal business office of Qisda Corporation is 157 Shan-Ying Road, Gueishan, Taoyuan 333, Taiwan, the Republic of China.
Item 2(c). Citizenship
Qisda Corporation is incorporated under the laws of the Republic of China.
Item 2(d). Title of Class of Securities
Common Shares, par value NT$10 per Share (the “Shares”).
Item 2(e). CUSIP No.
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
| (a) | o Broker or dealer registered under section 15 of the Act. |
| (b) | o Bank as defined in section 3(a)(6) of the Act. |
| (c) | o Insurance company as defined in section 3(a)(19) of the Act. |
| (d) | o Investment company registered under section 8 of the Investment Company Act of 1940. |
| (e) | o An investment adviser registered under Section 203 of the Investment Advisers Act of 1940 or under the laws of any state; |
| (f) | o An employee benefit plan or endowment fund in accordance with Rule 13d–1(b)(1)(ii)(F); |
| (g) | o A parent holding company or control person in accordance with Rule 13d–1(b)(1)(ii)(G); |
| (h) | o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act; |
| (i) | o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; |
| (j) | o Group, in accordance with Rule 13d–1(b)(1)(ii)(J). |
C:
3
Item 4. Ownership
Qisda Corporation directly owns 663,598,620 Shares, representing approximately 7.0% of the outstanding Shares.
Item 5. Ownership of 5 Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☐
Item 6. Ownership of More Than 5 Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certifications.
Not applicable.
C:
4
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: January 21, 2020
| Qisda Corporation | ||
| By: | /s/ Peter Chen | |
| Name: Peter Chen | ||
| Title: President |
C:
5
| This ‘SC 13G/A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 1/21/20 | None on these Dates | ||
| 12/31/19 | ||||
| List all Filings | ||||