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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/01/20 Baker Hughes Holdings LLC SD 12/31/19 2:517K Davis Polk & … LLP 01/FA |
Document/Exhibit Description Pages Size
1: SD Specialized Disclosure Report Relating to the Use HTML 13K
of Conflict Minerals
2: EX-1.01 Conflict Minerals Report HTML 173K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________
Form SD
_______________
Specialized Disclosure Report
Baker Hughes Holdings LLC
| State of incorporation/organization: | Commission File Number: | IRS Employer Identification Number: |
| Delaware | 1-9397 | 76-0207995 |
| Address of principal executive offices: | Person to contact in connection with this report: |
|
17021 Aldine Westfield
|
Regina Jones Chief Legal Officer (713) 439-8600 |
| Rule pursuant to which this form is being filed: | Period to which the information in this form applies: |
|
☒ Rule 13p-1, 17 CFR 240.13p-1 – Securities Exchange Act, 15 U.S.C 78m(p) – Section 1502, Dodd-Frank Act
☐ Securities Exchange Act, 15 U.S.C 78m(q) – Section 1504, Dodd-Frank Act |
January 1, 2019 to December 31, 2019 |
Section 1 – Conflict Minerals Disclosures
| Item 1.01 | Conflict Minerals Disclosure and Report |
Reasonable Country of Origin Inquiry
Determinations made.
Baker Hughes Holdings LLC (“Baker Hughes,” “Company,” “we,” “our” and “us”), a Delaware limited liability company, determined that we obtained in calendar year 2019 conflict minerals necessary for the production of certain products manufactured or contracted to be manufactured for sale by the Company.
Description of inquiry.
The Company’s inquiry is described in this Specialized Disclosure Report, which includes our Conflict Minerals Report (the “Report”) attached to this Form SD as Exhibit 1.01.
Additional information on the Company’s conflict minerals compliance program can be found at the following web page: https://www.bhge.com/corporate-responsibility/people/suppliers
Results of inquiry.
The Company received information regarding conflict minerals in our supply chain from 252 relevant suppliers. Approximately 23% of the responding suppliers furnished relevant materials to the Company with the Democratic Republic of Congo (“DRC”) or an adjoining country (collectively, “DRC Region”) as the country of origin. Approximately 77% of the responding suppliers furnished relevant materials to the Company originating either outside of the DRC Region or from recycled or scrap sources. A table listing all originating countries and recycled or scrap sources for each Conflict Mineral is set forth as Schedule 1 to the Report.
Conflict Minerals Disclosure
A copy of this Form SD and the Report, for the calendar year ended December 31, 2019, are available for access by all interested parties on the Company’s public Internet website: https://www.bhge.com/corporate-responsibility/people/suppliers
Conflict Minerals Report
The Company has filed the Report, which is attached as Exhibit 1.01, contemporaneously with this Form SD.
Section 2 – Exhibits
| Item 2.01 | Exhibits |
| Exhibit 1.01 | Conflict Minerals Report |
C:
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the duly authorized undersigned.
Baker Hughes Holdings LLC
| /s/ Lee Whitley | May 29, 2020 | |
| Lee Whitley | ||
| Vice President and Corporate Secretary |
C:
C:
| This ‘SD’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
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| Filed as of: | 6/1/20 | |||
| Filed on: | 5/29/20 | |||
| For Period end: | 12/31/19 | 10-K | ||
| 1/1/19 | ||||
| List all Filings | ||||