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Passos Participacoes S.A., et al. – ‘SC 13G’ on 2/13/20 re: Natura&Co Holding S.A.

On:  Thursday, 2/13/20, at 3:22pm ET   ·   Accession #:  950103-20-2727   ·   File #:  5-91389

Previous ‘SC 13G’:  None   ·   Next:  ‘SC 13G/A’ on 2/12/21   ·   Latest:  ‘SC 13G/A’ on 2/14/24

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/13/20  Passos Participacoes S.A.         SC 13G                 3:446K Natura&Co Holding S.A.            Davis Polk & … LLP 01/FA
          Antonio Luiz da Cunha Seabra
          Fabio Dalla Colleta De Mattos
          Fabricius Pinotti
          Felipe Pedroso Leal
          Fundo De Investimento De Acoes Veredas -- Investim… Exterior
          Guilherme Peirao Leal
          Gustavo Dalla Colleta De Mattos
          Lucia Helena Rios Seabra
          Maria Heli Dalla Colleta De Mattos
          Norma Regina Pinotti
          Pedro Luiz Barreiros Passos
          Ricardo Pedroso Leal
          Vinicius Pinotti

Statement of Acquisition of Beneficial Ownership by a Passive Investor   —   Sch. 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Acquisition of Beneficial Ownership    HTML     86K 
                by a Passive Investor                                            
 2: EX-99.1     Exhibit 1                                           HTML     22K 
 3: EX-99.2     Exhibit 2                                           HTML    129K 


‘SC 13G’   —   Statement of Acquisition of Beneficial Ownership by a Passive Investor


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

(Amendment No.____)*

 

 

 

Natura &Co Holding S.A.
(Name of Issuer)
 
 
Common Shares (the “Shares”), no par value and American Depositary Shares (the “ADSs”) (as evidenced by American Depositary Receipts), each representing two Shares
(Title of Class of Securities)
 
 
63884N108**
(CUSIP Number)
 
 
December 31, 2019
(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

Rule 13d-1(b)

 

Rule 13d-1(c)

 

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

** There is no CUSIP number assigned to the Shares. CUSIP number 63884N108 has been assigned to the ADSs, which are quoted on the New York Stock Exchange under the symbol “NTCO.”

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 C: 
 
 
1

NAMES OF REPORTING PERSONS

 

Passos Participações S.A.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

(b)

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED

BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

6

SHARED VOTING POWER

 

50,670 Shares

7

SOLE DISPOSITIVE POWER

 

50,670 Shares

8

SHARED DISPOSITIVE POWER

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

50,670 Shares

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%*

12

TYPE OF REPORTING PERSON

 

CO

_______________

*Based on 1,187,490,208 Shares outstanding as of January 27, 2020.

 

 C: 

 C: 1

1

NAMES OF REPORTING PERSONS

 

Antonio Luiz da Cunha Seabra

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

(b)

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED

BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

6

SHARED VOTING POWER

 

199,151,684 Shares

7

SOLE DISPOSITIVE POWER

 

199,151,684 Shares

8

SHARED DISPOSITIVE POWER

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

199,151,684 Shares

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

16.8%*

12

TYPE OF REPORTING PERSON

 

IN

_______________

*Based on 1,187,490,208 Shares outstanding as of January 27, 2020.

 

 C: 

2

1

NAMES OF REPORTING PERSONS

 

Lucia Helena Rios Seabra

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

(b)

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED

BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

6

SHARED VOTING POWER

 

92 Shares

7

SOLE DISPOSITIVE POWER

 

92 Shares

8

SHARED DISPOSITIVE POWER

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

92 Shares

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%*

12

TYPE OF REPORTING PERSON

 

IN

_______________

*Based on 1,187,490,208 Shares outstanding as of January 27, 2020.

 

 C: 

3

1

NAMES OF REPORTING PERSONS

 

Guilherme Peirão Leal

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

(b)

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED

BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

6

SHARED VOTING POWER

 

190,041,762 Shares

7

SOLE DISPOSITIVE POWER

 

99,342,778 Shares

8

SHARED DISPOSITIVE POWER

 

90,698,984 Shares

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

190,041,762 Shares

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

16.0%*

12

TYPE OF REPORTING PERSON

 

IN

_______________

*Based on 1,187,490,208 Shares outstanding as of January 27, 2020.

 

 C: 

4

1

NAMES OF REPORTING PERSONS

 

Pedro Luiz Barreiros Passos

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

(b)

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED

BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

6

SHARED VOTING POWER

 

26,231,646 Shares

7

SOLE DISPOSITIVE POWER

 

26,231,646 Shares

8

SHARED DISPOSITIVE POWER

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

26,231,646 Shares

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

2.2%*

12

TYPE OF REPORTING PERSON

 

IN

_______________

*Based on 1,187,490,208 Shares outstanding as of January 27, 2020.

 

 C: 

5

1

NAMES OF REPORTING PERSONS

 

Felipe Pedroso Leal

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

(b)

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED

BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

6

SHARED VOTING POWER

 

7

SOLE DISPOSITIVE POWER

 

8

SHARED DISPOSITIVE POWER

 

45,349,492 Shares

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

45,349,492 Shares

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

3.8%*

12

TYPE OF REPORTING PERSON

 

IN

_______________

*Based on 1,187,490,208 Shares outstanding as of January 27, 2020.

 

 C: 

6

1

NAMES OF REPORTING PERSONS

 

Ricardo Pedroso Leal

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

(b)

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED

BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

6

SHARED VOTING POWER

 

7

SOLE DISPOSITIVE POWER

 

8

SHARED DISPOSITIVE POWER

 

45,349,492 Shares

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

45,349,492 Shares

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

3.8%*

12

TYPE OF REPORTING PERSON

 

IN

_______________

*Based on 1,187,490,208 Shares outstanding as of January 27, 2020.

 

 C: 

7

1

NAMES OF REPORTING PERSONS

 

Norma Regina Pinotti

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

(b)

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED

BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

6

SHARED VOTING POWER

 

35,156,064 Shares

7

SOLE DISPOSITIVE POWER

 

35,156,064 Shares

8

SHARED DISPOSITIVE POWER

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

35,156,064 Shares

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

3.0%*

12

TYPE OF REPORTING PERSON

 

IN

_______________

*Based on 1,187,490,208 Shares outstanding as of January 27, 2020.

 

 C: 

8

1

NAMES OF REPORTING PERSONS

 

Vinicius Pinotti

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

(b)

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED

BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

6

SHARED VOTING POWER

 

5,859,936 Shares

7

SOLE DISPOSITIVE POWER

 

5,859,936 Shares

8

SHARED DISPOSITIVE POWER

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

5,859,936 Shares

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.5%*

12

TYPE OF REPORTING PERSON

 

IN

_______________

*Based on 1,187,490,208 Shares outstanding as of January 27, 2020.

 

 C: 

9

1

NAMES OF REPORTING PERSONS

 

Fabricius Pinotti

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

(b)

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED

BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

6

SHARED VOTING POWER

 

5,859,936 Shares

7

SOLE DISPOSITIVE POWER

 

5,859,936 Shares

8

SHARED DISPOSITIVE POWER

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

5,859,936 Shares

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.5%*

12

TYPE OF REPORTING PERSON

 

IN

_______________

*Based on 1,187,490,208 Shares outstanding as of January 27, 2020.

 

 C: 

10

1

NAMES OF REPORTING PERSONS

 

Maria Heli Dalla Colleta de Mattos

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

(b)

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED

BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

6

SHARED VOTING POWER

 

24,305,810 Shares

7

SOLE DISPOSITIVE POWER

 

24,305,810 Shares

8

SHARED DISPOSITIVE POWER

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

24,305,810 Shares

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

2.0%*

12

TYPE OF REPORTING PERSON

 

IN

_______________

*Based on 1,187,490,208 Shares outstanding as of January 27, 2020.

 

 C: 

11

1

NAMES OF REPORTING PERSONS

 

Gustavo Dalla Colleta de Mattos

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

(b)

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED

BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

6

SHARED VOTING POWER

 

4,367,930 Shares

7

SOLE DISPOSITIVE POWER

 

4,367,930 Shares

8

SHARED DISPOSITIVE POWER

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

4,367,930 Shares

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.4%*

12

TYPE OF REPORTING PERSON

 

IN

_______________

*Based on 1,187,490,208 Shares outstanding as of January 27, 2020.

 

 C: 

12

1

NAMES OF REPORTING PERSONS

 

Fabio Dalla Colleta de Mattos

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

(b)

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED

BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

6

SHARED VOTING POWER

 

4,367,930 Shares

7

SOLE DISPOSITIVE POWER

 

4,367,930 Shares

8

SHARED DISPOSITIVE POWER

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

4,367,930 Shares

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.4%*

12

TYPE OF REPORTING PERSON

 

IN

_______________

*Based on 1,187,490,208 Shares outstanding as of January 27, 2020.

 

 C: 

13

1

NAMES OF REPORTING PERSONS

 

Fundo de Investimento de Ações Veredas—Investimento no Exterior

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

(b)

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED

BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

 

6

SHARED VOTING POWER

 

20,641,378 Shares

7

SOLE DISPOSITIVE POWER

 

20,641,378 Shares

8

SHARED DISPOSITIVE POWER

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

20,641,378 Shares

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

1.7%*

12

TYPE OF REPORTING PERSON

 

OO

_______________

*Based on 1,187,490,208 Shares outstanding as of January 27, 2020.

 

 C: 

14

Item 1(a). Name of Issuer:

 

Natura &Co Holding S.A. (the “Issuer”)

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

 

Avenida Alexandre Colares, No. 1188, Sala A17, Bloco A
Parque Anhanguera
São Paulo, São Paulo, 05106-000, Brazil

 

Item 2(a). Name of Persons Filing:

 

This Statement is being filed on behalf of each of the following persons (collectively, the “Reporting Persons”):

 

(i)Passos Participações S.A.

 

(ii)Antonio Luiz da Cunha Seabra

 

(iii)Lucia Helena Rios Seabra

 

(iv)Guilherme Peirão Leal

 

(v)Pedro Luiz Barreiros Passos

 

(vi)Felipe Pedroso Leal

 

(vii)Ricardo Pedroso Leal

 

(viii)Norma Regina Pinotti

 

(ix)Vinicius Pinotti

 

(x)Fabricius Pinotti

 

(xi)Maria Heli Dalla Colleta de Mattos

 

(xii)Gustavo Dalla Colleta de Mattos

 

(xiii)Fabio Dalla Colleta de Mattos

 

(xiv)Fundo de Investimento de Ações Veredas—Investimento no Exterior

 

The Reporting Persons are filing this Schedule 13G jointly pursuant to their Shareholders Agreement (as defined in Item 4(a)), filed as Exhibit 2 hereto. Each of the Reporting Persons is a shareholder of the Issuer. Each of the Reporting Persons, however, disclaims beneficial ownership with respect to any common shares owned by the other Reporting Persons.

 

The Reporting Persons have entered into a Joint Filing Agreement, a copy of which is filed with this Schedule 13G as Exhibit 1, pursuant to which the Reporting Persons have agreed to file this Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k) of the Act.

 

Item 2(b). Address of Principal Business Office:

 

(i)The principal business address of each of the Reporting Persons (except Pedro Luiz Barreiros Passos, Antonio Luiz da Cunha Seabra, Guilherme Peirão Leal, Felipe Pedroso Leal, Ricardo Pedroso Leal, Norma Regina Pinotti, Vinicius Pinotti and Fabricius Pinotti) is Avenida Alexandre Colares, No. 1188, Sala A17-Bloco A Parque Anhanguera São Paulo, São Paulo 05106-000, Brazil.

 

(ii)The principal business address of Pedro Luiz Barreiros Passos is Rua Amauri, No. 255, ninth floor, Jardim Europa, City of São Paulo, State of São Paulo, 01448-000, Brazil.

 

 C: 

15

(iii)The principal business address of Antonio Luiz da Cunha Seabra and Guilherme Peirão Leal is Rua Amauri, No. 255, 17th floor, Jardim Europa, City of São Paulo, State of São Paulo, 01448-000, Brazil.

 

(iv)The principal business address of Felipe Pedroso Leal and Ricardo Pedroso Leal is Rua Rodésia, No. 106, Room No. 13, Sumarezinho, City of São Paulo, State of São Paulo, 05435-020, Brazil.

 

(v)The principal business address of Norma Regina Pinotti, Vinicius Pinotti and Fabricius Pinotti is Av. Nova Independência, No. 87, conj. 61, Brooklin, City of São Paulo, State of São Paulo, 01318-002, Brazil.

 

Item 2(c). Citizenship:

 

The citizenship of each of the Reporting Persons is as follows:

 

(i)Passos Participações S.A. is a corporation (sociedade por ações) organized under the laws of Brazil.

 

(ii)Fundo de Investimento de Ações Veredas—Investimento no Exterior is a stock fund (fundo de investimento) organized under the laws of Brazil.

 

(iii)All other Reporting Persons are natural persons holding Brazilian citizenship.

 

Item 2(d). Title of Class of Securities:

 

Common shares, no par value (the “Shares”)
American Depositary Shares (as evidenced by American Depositary Receipts), each representing two Shares.

 

Item 2(e). CUSIP Number:

 

There is no CUSIP number assigned to the Shares. CUSIP number 63884N108 has been assigned to the ADSs, which are quoted on the New York Stock Exchange under the symbol “NTCO.”

 

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a(n):

 

Not applicable.

 

Item 4. Ownership.

 

The information set forth in Item 2 above is incorporated by reference for each Reporting Person.

 

(a)Amount Beneficially Owned:

 

See the cover pages for each of the reporting persons.

 

Passos Participações S.A. is controlled by Pedro Luiz Barreiros Passos.

 

Mr. Guilherme Peirão Leal owns a total of 99,342,778 Shares (equivalent to 8.4% of Shares outstanding as of January 27, 2020) with respect to which he has sole dispositive power. In addition, Mr. Guilherme Peirão Leal can individually exercise voting rights with respect to the Shares held by Mr. Felipe Pedroso Leal and Mr. Ricardo Pedroso Leal (which together, amount to an aggregate of 90,698,984 Shares) and also benefits from a lifelong right to receive dividends and other distributions on such Shares owned by Mr. Felipe Pedroso Leal and Mr. Ricardo Pedroso Leal. Shares owned by Mr. Felipe Pedroso Leal and Mr. Ricardo Pedroso Leal may not be disposed of by such persons without Mr. Guilherme Peirão Leal’s consent.

 

Passos Participações S.A., Antonio Luiz da Cunha Seabra, Lucia Helena Rios Seabra, Guilherme Peirão Leal, Pedro Luiz Barreiros Passos, Felipe Pedroso Leal, Ricardo Pedroso Leal, Norma Regina Pinotti, Vinicius Pinotti, Fabricius Pinotti, Maria Heli Dalla Colleta de Mattos, Gustavo Dalla Colleta de Mattos, Fabio Dalla Colleta de Mattos and Fundo de Investimento de Ações Veredas—Investimento no Exterior are parties to a shareholders’ agreement dated September 4, 2019 relating to their stakes in the Issuer indicated in such agreement (the “Shareholders’ Agreement”). As a result, Passos Participações S.A., Antonio Luiz

 

 C: 

16

da Cunha Seabra, Lucia Helena Rios Seabra, Guilherme Peirão Leal, Pedro Luiz Barreiros Passos, Felipe Pedroso Leal, Ricardo Pedroso Leal, Norma Regina Pinotti, Vinicius Pinotti, Fabricius Pinotti, Maria Heli Dalla Colleta de Mattos, Gustavo Dalla Colleta de Mattos, Fabio Dalla Colleta de Mattos and Fundo de Investimento de Ações Veredas—Investimento no Exterior are deemed to have shared voting power with respect to 43.46% of the Shares. The Shareholders’ Agreement, as amended, is incorporated herein by reference as Exhibit 2.

 

(b)Percent of Class:

 

See the cover pages for each of the reporting persons.

 

(c)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote:

 

(ii)Shared power to vote or to direct the vote:

 

(iii)Sole power to dispose or to direct the disposition of:

 

(iv)Shared power to dispose or direct the disposition of:

 

See the cover pages for each of the reporting persons.

 

Item 5. Ownership of Five Percent or Less of a Class.

 

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

 

See Item 4, which states the identity of the members of the group filing this Schedule 13G.

 

Item 9. Notice of Dissolution of Group.

 

Not applicable.

 

Item 10. Certifications.

 

Not applicable.

 

 C: 

17

EXHIBIT INDEX

 

Exhibit 

Exhibit Description 

Exhibit 1 Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended
Exhibit 2 Shareholders’ Agreement dated September 4, 2019
 C: 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 13, 2020

 

 

  Passos Participações S.A.  
     
     
  By: /s/ Pedro Luiz Barreiros Passos  
    Name: Pedro Luiz Barreiros Passos  
    Title: Managing Director  

 

 

 

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[Signature Page to Schedule 13G]

  Antonio Luiz da Cunha Seabra  
     
     
  By: /s/ Antonio Luiz da Cunha Seabra  
    Name: Antonio Luiz da Cunha Seabra  
         

 

 

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[Signature Page to Schedule 13G]

  Lucia Helena Rios Seabra  
     
     
  By: /s/ Lucia Helena Rios Seabra  
    Name: Lucia Helena Rios Seabra  
         

 

 

 C: 

[Signature Page to Schedule 13G]

  Guilherme Peirão Leal  
     
     
  By: /s/ Guilherme Peirão Leal  
    Name: Guilherme Peirão Leal  
         

 

 

 C: 

[Signature Page to Schedule 13G]

  Pedro Luiz Barreiros Passos  
     
     
  By: /s/ Pedro Luiz Barreiros Passos  
    Name: Pedro Luiz Barreiros Passos  
         

 

 

 C: 

[Signature Page to Schedule 13G]

  Felipe Pedroso Leal  
     
     
  By: /s/ Felipe Pedroso Leal  
    Name: Felipe Pedroso Leal  
         

 

 

 C: 

[Signature Page to Schedule 13G]

  Ricardo Pedroso Leal  
     
     
  By: /s/ Ricardo Pedroso Leal  
    Name: Ricardo Pedroso Leal  
         

 

 

 C: 

[Signature Page to Schedule 13G]

  Norma Regina Pinotti  
     
     
  By: /s/ Norma Regina Pinotti  
    Name: Norma Regina Pinotti  
         

 

 

 C: 

[Signature Page to Schedule 13G]

  Vinicius Pinotti  
     
     
  By: /s/ Vinicius Pinotti  
    Name: Vinicius Pinotti  
         

 

 

 C: 

[Signature Page to Schedule 13G]

  Fabricius Pinotti  
     
     
  By: /s/ Fabricius Pinotti  
    Name: Fabricius Pinotti  
         

 

 

 C: 

[Signature Page to Schedule 13G]

  Maria Heli Dalla Colleta de Mattos  
     
     
  By: /s/ Maria Heli Dalla Colleta de Mattos  
    Name: Maria Heli Dalla Colleta de Mattos  
         

 

 

 C: 

[Signature Page to Schedule 13G]

  Gustavo Dalla Colleta de Mattos  
     
     
  By: /s/ Gustavo Dalla Colleta de Mattos  
    Name: Gustavo Dalla Colleta de Mattos  
         

 

 

 C: 

[Signature Page to Schedule 13G]

  Fabio Dalla Colleta de Mattos  
     
     
  By: /s/ Fabio Dalla Colleta de Mattos  
    Name: Fabio Dalla Colleta de Mattos  
         

 

 

 C: 

[Signature Page to Schedule 13G]

  Fundo de Investimento de Ações Veredas—Investimento no Exterior  
     
     
  By: /s/ Guilherme Ruggiero Passos  
    Name: Guilherme Ruggiero Passos  
    Title: Director to SPN Gestão — Fund’s IM  

 

 

 

 C: 

[Signature Page to Schedule 13G]


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G’ Filing    Date    Other Filings
Filed on:2/13/20None on these Dates
1/27/20
12/31/19
9/4/19
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