SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Crescendo Partners II LP – ‘SC 13D/A’ on 8/6/07 re: Topps Co Inc – EX-99.1

On:  Monday, 8/6/07, at 5:29pm ET   ·   Accession #:  921895-7-1674   ·   File #:  5-38528

Previous ‘SC 13D’:  ‘SC 13D/A’ on 6/4/07   ·   Next:  ‘SC 13D/A’ on 8/29/07   ·   Latest:  ‘SC 13D/A’ on 9/20/16

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/06/07  Crescendo Partners II LP          SC 13D/A               2:51K  Topps Co Inc                      Olshan Frome Wolosky LLP

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial        HTML     78K 
                          Ownership                                              
 2: EX-99.1     Miscellaneous Exhibit                               HTML     14K 


EX-99.1   —   Miscellaneous Exhibit

This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

EX-99.11st Page of 3TOCTopPreviousNextBottomJust 1st
 

  sec document  

                                                                      EXHIBIT 11

           AMENDMENT NO. 1 TO JOINT FILING AND SOLICITATION AGREEMENT

      WHEREAS Crescendo  Partners II L.P.,  Series Y ("Crescendo  Partners II"),
Crescendo  Investments II, LLC ("Crescendo  Investments II"), Crescendo Advisors
LLC  ("Crescendo  Advisors"),  Eric Rosenfeld,  Arnaud Ajdler,  The Committee to
Enhance Topps,  Timothy E. Brog, John J. Jones,  Michael Appel, Jeffrey D. Dunn,
Charles C.  Huggins,  Thomas E.  Hyland,  Thomas B.  McGrath and Michael R. Rowe
entered  into a Joint  Filing and  Solicitation  Agreement  on May 31, 2007 (the
"Agreement") for the purpose of seeking representation on the Board of Directors
of The Topps Company, Inc., a Delaware corporation ("Topps");

      WHEREAS,  Crescendo Partners III, L.P. and Crescendo  Investments III, LLC
(the "New Members") wish to join the Group (as defined in the Agreement).

      NOW, IT IS AGREED, this 6th day of August, 2007 by the parties hereto:

      1. In accordance with Rule 13d-1(k)(1)(iii)  under the Securities Exchange
Act of 1934,  as  amended,  the New Members  agree to the joint  filing on their
behalf of statements on Schedule 13D with respect to the  securities of Topps to
the extent required under  applicable  securities laws. The New Members agree to
be  bound  by the  other  terms of the  Agreement  (a copy of which is  attached
hereto), the terms of which are incorporated herein and made a part hereof.

      2. This Agreement may be executed in counterparts,  each of which shall be
deemed an original and all of which,  taken together,  shall  constitute but one
and the same instrument, which may be sufficiently evidenced by one counterpart.

                            [SIGNATURE PAGE FOLLOWS]

EX-99.12nd Page of 3TOC1stPreviousNextBottomJust 2nd
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed as of the day and year first above written. CRESCENDO PARTNERS II, L.P., SERIES Y By: Crescendo Investments II, LLC General Partner By: /s/ Eric Rosenfeld ----------------------------------------------- Name: Eric Rosenfeld Title: Managing Member CRESCENDO INVESTMENTS II, LLC By: /s/ Eric Rosenfeld ----------------------------------------------- Name: Eric Rosenfeld Title: Managing Member CRESCENDO PARTNERS III, L.P. By: Crescendo Investments III, LLC General Partner By: /s/ Eric Rosenfeld ----------------------------------------------- Name: Eric Rosenfeld Title: Managing Member CRESCENDO INVESTMENTS III, LLC By: /s/ Eric Rosenfeld ----------------------------------------------- Name: Eric Rosenfeld Title: Managing Member CRESCENDO ADVISORS LLC By: /s/ Eric Rosenfeld ----------------------------------------------- Name: Eric Rosenfeld Title: Managing Member THE COMMITTEE TO ENHANCE TOPPS By: /s/ Eric Rosenfeld ----------------------------------------------- Name: Eric Rosenfeld Title: Authorized Signatory
EX-99.1Last Page of 3TOC1stPreviousNextBottomJust 3rd
/s/ Eric Rosenfeld -------------------------------------------------- ERIC ROSENFELD /s/ Arnaud Ajdler -------------------------------------------------- ARNAUD AJDLER /s/ Timothy E. Brog -------------------------------------------------- TIMOTHY E. BROG /s/ John J. Jones -------------------------------------------------- JOHN J. JONES /s/ Michael Appel -------------------------------------------------- MICHAEL APPEL /s/ Jeffrey D. Dunn -------------------------------------------------- JEFFREY D. DUNN /s/ Charles C. Huggins -------------------------------------------------- CHARLES C. HUGGINS /s/ Thomas E. Hyland -------------------------------------------------- THOMAS E. HYLAND /s/ Thomas B. Mcgrath -------------------------------------------------- THOMAS B. MCGRATH /s/ Michael R. Rowe -------------------------------------------------- MICHAEL R. ROWE

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13D/A’ Filing    Date First  Last      Other Filings
Filed on:8/6/074,  8-K,  DEFA14A
5/31/0714,  DEFA14A,  DFAN14A
 List all Filings 
Top
Filing Submission 0000921895-07-001674   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Wed., Apr. 24, 7:53:07.1pm ET