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– Release Delayed ·As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/17/20 Diana Shipping Inc. SC TO-I/A¶ 3:55K Diana Shipping Inc. Seward & Kissel LLP |
Document/Exhibit Description Pages Size 1: SC TO-I/A Amendment to Tender-Offer Statement by an Issuer HTML 24K 3: CORRESP ¶ Comment-Response or Other Letter to the SEC HTML 17K 2: EX-99.(A)(1)(A)(I) Miscellaneous Exhibit HTML 10K
Transaction Valuation*
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Amount of
Filing Fee**
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$
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10,000,000.00
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$
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1,298.00
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*
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Estimated for purposes of calculating the amount of the filing fee only, this amount is based on the purchase of 3,030,303 shares of common stock
at the tender offer price of $3.30 per share.
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**
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The Amount of Filing Fee, calculated in accordance with Rule 0-11(b) of the Securities Exchange Act of 1934, as amended, equals $129.80 for each
$1,000,000.00 of the value of the transaction.
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☐
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Check the box if any part of the filing fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was
previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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Amount Previously Paid: N/A
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Filing Party: N/A
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Form or Registration No.: N/A
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Date Filed: N/A
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☐
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Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
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☐
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third party tender offer subject to Rule 14d-1.
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☒
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issuer tender offer subject to Rule 13e-4.
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☐
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going private transaction subject to Rule 13e-3.
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☐
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amendment to Schedule 13D under Rule 13d-2.
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Rule 13e-4(i) (Cross-Border Issuer Tender Offer)
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☐
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Rule 14d-1(d) (Cross-Border Third-Party Tender Offer)
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(a)(1)(A)(i)
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Amendment No. 1 to the Offer to Purchase dated January 3, 2020.
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Date: January 17, 2020
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DIANA SHIPPING INC.
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By:
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/s/ Simeon P. Palios
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Name:
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Title:
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Director, Chief Executive Officer and Chairman of the Board
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(a)(1)(A)*
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Offer to Purchase dated January 3, 2020.
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(a)(1)(A)(i)**
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Amendment No. 1 to the Offer to Purchase dated January 3, 2020.
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(a)(1)(B)*
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Letter of Transmittal.
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(a)(1)(C)*
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Notice of Guaranteed Delivery.
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(a)(1)(D)*
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Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees dated January 3, 2020.
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(a)(1)(E)*
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Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees dated January 3, 2020.
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(a)(1)(F)*
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Press Release dated January 3, 2020.
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(a)(2)
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Not Applicable.
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(a)(3)
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Not Applicable.
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(a)(4)
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Not Applicable.
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(a)(5)
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Not Applicable.
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(b)
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Not Applicable.
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(d)(1)
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Stockholders Rights Agreement dated January 15, 2016, incorporated by reference to Exhibit 4.1 to the Company's Form 8-A12B/A filed on January 15,
2016.
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(d)(2)
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Bond Terms for the Company's 9.50% senior unsecured callable bond issue 2018/2023, by and between the Company and Nordic Trustee AS, as trustee,
dated September 26, 2018, incorporated by reference to Exhibit d(2) of the Company's Tender Offer on Schedule TO filed on November 21, 2018.
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(g)
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Not Applicable.
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(h)
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Not Applicable.
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This ‘SC TO-I/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 1/17/20 | CORRESP, UPLOAD | ||
1/3/20 | SC TO-I | |||
11/21/18 | SC TO-I | |||
9/26/18 | ||||
1/15/16 | 6-K, 8-A12B | |||
List all Filings |