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Northern Lights Fund Trust III, et al. – ‘485BPOS’ on 10/1/14

On: Wednesday, 10/1/14, at 5:15pm ET · Effective: 10/1/14 · Accession #: 910472-14-4449 · File #s: 811-22655, 333-178833

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/01/14  Northern Lights Fund Trust III    485BPOS    10/01/14   13:1M                                     Gemini Fund Svcs, LLC.
          → Raylor Managed Futures Strategy Fund ⇒ Raylor Managed Futures Strategy Fund Class A Shares (TMFAX) — Raylor Managed Futures Strategy Fund Class I Shares (TMFIX)

Post-Effective Amendment of a Form N-1 or N-1A Registration — Rule 485(b)
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment of a Form N-1 or N-1A      HTML     21K 
                Registration                                                     
12: R1          Risk/Return Summary                                 HTML    113K 
10: R7          Risk/Return Detail Data                             HTML    225K 
13: XML         IDEA XML File -- Filing Summary                      XML     13K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX     47K 
 9: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS    101K 
 2: EX-101.INS  XBRL Instance -- nlft-20140926                       XML     90K 
 4: EX-101.CAL  XBRL Calculations -- nlft-20140926_cal               XML     19K 
 5: EX-101.DEF  XBRL Definitions -- nlft-20140926_def                XML    199K 
 6: EX-101.LAB  XBRL Labels -- nlft-20140926_lab                     XML    330K 
 7: EX-101.PRE  XBRL Presentations -- nlft-20140926_pre              XML    388K 
 3: EX-101.SCH  XBRL Schema -- nlft-20140926                         XSD     23K 
11: ZIP         XBRL Zipped Folder -- 0000910472-14-004449-xbrl      Zip     33K

‘485BPOS’ — Post-Effective Amendment of a Form N-1 or N-1A Registration

This is an HTML Document rendered as filed. [ Alternative Formats ]

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Securities Act Registration No. 333-178833

Investment Company Act Registration No. 811-22655

As filed with the Securities and Exchange Commission on October 1, 2014

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ý

¨ Pre-Effective Amendment No.

ý Post-Effective Amendment No. 135

and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ý

ý Amendment No. 137

(Check appropriate box or boxes.)

Northern Lights Fund Trust III

(Exact Name of Registrant as Specified in Charter)

17605 Wright Street, Omaha, NE 68130

(Address of Principal Executive Offices)(Zip Code)

Registrant’s Telephone Number, including Area Code: (402) 895-1600

The Corporation Trust Company

1209 Orange Street

Wilmington, DE 19801

(Name and Address of Agent for Service)

With copy to:

JoAnn M. Strasser, Thompson Hine LLP

41 South High Street, Suite 1700

Columbus, Ohio 43215

614-469-3265 (phone)

614-469-3361 (fax)

James P. Ash,

Gemini Fund Services, LLC

80 Arkay Drive, Suite 110

Hauppauge, New York 11788

(631) 470-2619

Approximate date of proposed public offering: As soon as practicable after the effective date of the Registration Statement.

It is proposed that this filing will become effective:

ý Immediately upon filing pursuant to paragraph (b)

¨ On (date) pursuant to paragraph (b)

¨ 60 days after filing pursuant to paragraph (a)(1)

¨ On (date) pursuant to paragraph (a)(1)

¨ 75 days after filing pursuant to paragraph (a)(2)

¨ On (date) pursuant to paragraph (a)(2) of Rule 485.

If appropriate, check the following box:

¨ This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

This filing relates solely to the Taylor Xplor Managed Futures Strategy Fund.

Signatures

Pursuant to the requirements of the Securities Act and the Investment Company Act, the Fund certifies that it meets all of the requirements for effectiveness of this registration statement under rule 485(b) under the Securities Act and has duly caused this registration statement to be signed on its behalf by the undersigned, duly authorized, in the City of Hauppauge, and State of New York, on the 1^st day of October, 2014.

NORTHERN LIGHTS FUND TRUST III

(Registrant)

/s/ Andrew Rogers

By: Andrew Rogers,

President and Principal Executive Officer

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.


Name	Title
Andrew Rogers*	President
Brian Curley*	Treasurer
Mark H. Taylor*	Independent Trustee
Jerry Vincentini*	Independent Trustee
Anthony M. Payne*	Independent Trustee
James U. Jensen*	Independent Trustee
John V. Palancia*	Independent Trustee

By: Date:

/s/ James Ash

October 1, 2014

James Ash

*Attorney-in-Fact – Pursuant to Powers of Attorney previously filed on May 30, 2013, June 4, 2013, and April 22, 2014.

EXHIBIT INDEX




Index No.		Description of Exhibit

EX-101.INS		XBRL Instance Document

EX-101.SCH		XBRL Taxonomy Extension Schema Document

EX-101.CAL		XBRL Taxonomy Extension Calculation Linkbase

EX-101.DEF		XBRL Taxonomy Extension Definition Linkbase

EX-101.LAB		XBRL Taxonomy Extension Labels Linkbase

EX-101.PRE		XBRL Taxonomy Extension Presentation Linkbase

Dates Referenced Herein and Documents Incorporated by Reference

This ‘485BPOS’ Filing	Date	Other Filings

Filed on / Effective on:	10/1/14
	4/22/14	485BPOS
	6/4/13	485APOS
	5/30/13	485BPOS, N-Q, NSAR-A, NSAR-A/A
		List all Filings

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Filing Submission 0000910472-14-004449 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)